-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Kt7xZ4VZJkzM6sxJd+QneGhRLGaqdUmMad8MXEbtbIMFfnAmjk9JuVSZQR3dCof7 wdHqsCK/07/yk6pchSOLkQ== 0001181431-09-044980.txt : 20090924 0001181431-09-044980.hdr.sgml : 20090924 20090924062038 ACCESSION NUMBER: 0001181431-09-044980 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090923 FILED AS OF DATE: 20090924 DATE AS OF CHANGE: 20090924 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ZHANG STEVE CENTRAL INDEX KEY: 0001205455 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15713 FILM NUMBER: 091083710 MAIL ADDRESS: STREET 1: 4TH FL ZHONGDIAN INFORMATION TOWER STREET 2: 6 ZHONGGUANCUN S STREET CITY: HAIDIAN DISTRICT PR CHINA STATE: F4 ZIP: 00000 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ASIAINFO HOLDINGS INC CENTRAL INDEX KEY: 0001100969 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 752506390 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4/F ZHONGDIAN INFORMATION TOWER 6 STREET 2: ZHONGGUANCUN SOUTH STREET HAIDIAN CITY: BEIJING STATE: F4 ZIP: 100086 BUSINESS PHONE: 00861082166688 MAIL ADDRESS: STREET 1: 4/F ZHONGDIAN INFORMATION TOWER 6 STREET 2: ZHONGGUANCUN SOUTH STREET HAIDIAN CITY: BEIJING STATE: F4 ZIP: 100086 4 1 rrd253646.xml FORM 4 X0303 4 2009-09-23 0 0001100969 ASIAINFO HOLDINGS INC ASIA 0001205455 ZHANG STEVE 4/F ZHONGDIAN INFORMATION TOWER 6 ZHONGGUANCUN S. ST., HAIDIAN DIST. BEIJING F4 100086 CHINA 1 1 0 0 CEO & President Common Stock 2009-09-23 4 S 0 92805 20.75 D 53186 D Common Stock 2009-09-23 4 M 0 42000 7.07 A 95186 D Common Stock 2009-09-23 4 S 0 42000 19.75 D 53186 D Common Stock 2009-09-23 4 M 0 60000 4.99 A 113186 D Common Stock 2009-09-23 4 S 0 60000 20.25 D 53186 D Stock Options (right to acquire common stock) 24 2001-02-17 2010-02-17 Common Stock 60000 60000 D Stock Options (right to acquire common stock) 12.44 2001-11-01 2010-11-01 Common Stock 120000 120000 D Stock Options (right to acquire common stock) 9.625 2002-04-04 2011-04-04 Common Stock 40000 40000 D Stock Options (right to acquire common stock) 7.07 2009-09-23 4 M 0 42000 0 D 2004-09-29 2013-09-29 Common Stock 42000 0 D Stock Options (right to acquire common stock) 4.99 2009-09-23 4 M 0 60000 0 D 2005-06-14 2014-06-14 Common Stock 60000 0 D Restricted Stock Units (right to acquire common stock) 0 2010-06-30 Common Stock 23692 23692 D Restricted Stock Units (right to acquire common stock) 0 2011-09-30 Common Stock 247500 247500 D 60,000 stock options with an exercise price of $24.00 were granted on February 17, 2000, and vest on an annual schedule of 20%, 20%, 30% and 30%, beginning on the first anniversary of the grant date. 120,000 stock options with an exercise price of $12.44 were granted on November 1, 2000. These options vest in two installments of 25% each on the first and second anniversary of the grant date, and in eight subsequent quarterly installments of 6.25% each, commencing on February 2, 2003 and ending on November 1, 2004. 40,000 stock options with an exercise price of $9.625 were granted on April 4, 2001. These options vest in two installments of 25% each on the first and second anniversary of the grant date, and in eight subsequent quarterly installments of 6.25% each, commencing on July 5, 2003 and ending on April 4, 2005. 102,000 stock options with an exercise price of $7.07 were granted on September 29, 2003. These options vest in two installments of 25% each on the first and second anniversary of the grant date, and in eight subsequent quarterly installments of 6.25% each, commencing on December 29, 2005 and ending on September 29, 2007. 60,000 stock options with an exercise price of $4.99 were granted on June 14, 2004. These options vest in two installments of 25% each on the first and second anniversary of the grant date, and in eight subsequent quarterly installments of 6.25% each, commencing on September 14, 2006 and ending on June 14, 2008. 300,000 restricted stock units were granted on November 20, 2006. These stock units are performance based and will vest based on achievement of certain performance goals of the Company over a four-year period. 247,500 restricted stock units were granted on March 16, 2009. These stock units are performance based and will vest based on achievement of certain performance goals of the Company over a three-year period from October 1, 2008 to September 30, 2011. /s/ Steve Zhang 2009-09-24 -----END PRIVACY-ENHANCED MESSAGE-----