-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NJGfAWUj1FcuF01XfllOUBBSw4ibSNqwX9aHyJ4dbfJL5MJ4op8keCnDc1xgMkWU 3ZK5lgfUEF1CMZ5nesr0lA== 0001209191-09-031465.txt : 20090609 0001209191-09-031465.hdr.sgml : 20090609 20090609180032 ACCESSION NUMBER: 0001209191-09-031465 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090605 FILED AS OF DATE: 20090609 DATE AS OF CHANGE: 20090609 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TIVO INC CENTRAL INDEX KEY: 0001088825 STANDARD INDUSTRIAL CLASSIFICATION: CABLE & OTHER PAY TELEVISION SERVICES [4841] IRS NUMBER: 770463167 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 2160 GOLD STREET STREET 2: PO BOX 2160 CITY: ALVISO STATE: CA ZIP: 95002 BUSINESS PHONE: 408-519-9100 MAIL ADDRESS: STREET 1: 2160 GOLD STREET STREET 2: PO BOX 2160 CITY: ALVISO STATE: CA ZIP: 95002 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: YANG GEOFFREY Y CENTRAL INDEX KEY: 0001201592 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27141 FILM NUMBER: 09883038 MAIL ADDRESS: STREET 1: 3000 SAND HILL ROAD, 2-290 CITY: MENLO PARK STATE: CA ZIP: 94025 4 1 c86606_4x0.xml MAIN DOCUMENT DESCRIPTION X0303 4 2009-06-05 0001088825 TIVO INC TIVO 0001201592 YANG GEOFFREY Y 3000 SAND HILL ROAD SUITE 2-290 MENLO PARK CA 94025 1 0 0 0 Common Stock 2009-06-05 4 S 0 140634 10.71 D 1541739 I By funds Common Stock 2009-06-08 4 M 0 20000 8.50 A 124757 D Common Stock 2009-06-08 4 S 0 20000 10.83 D 104757 D Stock Option 8.50 2009-06-08 4 M 0 20000 0 A 2009-07-14 Common Stock 20000 0 D The shares were sold as follows: 56,819 shares sold by IVP Founders Fund I, L.P. ("IVP FF"), 81,544 shares by Redpoint Ventures II, L.P. ("RV II") and 2,271 shares by Redpoint Associates II, LLC ("RA II"). The remaining shares are held as follows: 31,746 shares by Institutional Venture Management VII, L.P. ("IVM VII"); and 1,509,993 shares by Institutional Venture Partners VII, L.P. ("IVP VII"). The shares held by IVP VII reflect a pro rata distribution of shares by IVP VII as referenced in footnote 3 below. The Reporting Person is a General Partner of IVM VII and Institutional Venture Management VI, L.P. ("IVM VI"). IVM VI serves as the sole general partner of IVP FF and IVM VII serves as the sole general partner of IVP VII. The Reporting Person is also a Managing Director of Redpoint Ventures II, LLC, which serves as the sole manager and general partner of RA II and RV II, respectively. The Reporting Person disclaims ben eficial ownership of the shares held by IVP FF, IVM VII, IVP VII, RA II and RV II except to the extent of his proportionate pecuniary interest therein. Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $10.48 to $11.02 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Includes 1,232 shares received by the Reporting Person in a pro rata distribution by IVM VII to its partners, which shares were received by IVM VII in a pro rata distribution of shares by IVP VII; such shares were reported as indirectly beneficially owned through IVP VII in the Reporting Person's prior Section 16 reports. Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $10.81 to $10.86 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. The option vested over a two-year period at a rate of 1/24th per month and became fully exercisable on July 14, 2001. /s/ Geoffrey Y. Yang 2009-06-09 -----END PRIVACY-ENHANCED MESSAGE-----