FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
BladeLogic, Inc. [ BLOG ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 02/01/2008 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock | 02/01/2008 | J(1) | 1,041,667(2) | D | $0 | 2,918,765 | I | See Footnote(3) | ||
Common Stock | 02/01/2008 | J(4) | 6,545(4) | A | $0 | 6,545(4) | D |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
1. Pro-rata distribution for no consideration in a transaction exempt under Rule 16a-9(a) from Battery Ventures VI, L.P. ("BV VI") and Battery Investment Partners VI, LLC ("BIP VI") to the limited partners of BV VI, to the members of BIP VI and to Battery Partners VI, LLC ("BP VI"), which is the general partner of BV VI. |
2. Of the reported securities, 891,102 shares were distributed to the limited partners of BV VI, 108,898 shares were distributed to BP VI, and 41,667 shares were distributed to the members of BIP VI. Such shares distributed to BP VI were further distributed to the members of BP VI and shall not be deemed to be held by the reporting persons for the purpose of this filing. |
3. Of the reported securities, 2,802,015 are owned directly by BV VI and 116,705 are owned directly by BIP VI. BP VI is the general partner of BV VI. The managing members of BP VI are Thomas J. Crotty, Oliver D. Curme, Richard D. Frisbie, Morgan M. Jones, Kenneth P. Lawler, Mark H. Sherman, Scott R. Tobin and R. David Tabors. The managers of BIP VI are Thomas J. Crotty and Oliver D. Curme. Each of Messrs. Crotty, Curme, Frisbie, Jones, Lawler, Sherman, Tobin and Tabors disclaim beneficial ownership of these shares except to the extent of each of their individual pecuniary interest therein. |
4. Represents 1,827 shares received in a pro-rata distribution for no consideration in a transaction exempt under Rule 16a-9(a) from BIP VI, and 4,718 shares received in a pro-rata distribution for no consideration in a transaction exempt under Rule 16a-9(a) from BP VI. |
/s/ R. David Tabors | 02/05/2008 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |