0001181431-11-030198.txt : 20110516 0001181431-11-030198.hdr.sgml : 20110516 20110516191107 ACCESSION NUMBER: 0001181431-11-030198 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110512 FILED AS OF DATE: 20110516 DATE AS OF CHANGE: 20110516 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RANDALL LEWIS E CENTRAL INDEX KEY: 0001197960 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11921 FILM NUMBER: 11849369 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: E TRADE FINANCIAL CORP CENTRAL INDEX KEY: 0001015780 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 942844166 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1271 AVENUE OF THE AMERICAS FL 14 CITY: NEW YORK STATE: NY ZIP: 10020-1302 BUSINESS PHONE: 6503316000 MAIL ADDRESS: STREET 1: 1271 AVENUE OF THE AMERICAS FL 14 CITY: NEW YORK STATE: NY ZIP: 10020-1302 FORMER COMPANY: FORMER CONFORMED NAME: E TRADE GROUP INC DATE OF NAME CHANGE: 19960531 4 1 rrd311920.xml FORM 4 X0303 4 2011-05-12 0 0001015780 E TRADE FINANCIAL CORP ETFC 0001197960 RANDALL LEWIS E C/O E*TRADE FINANCIAL CORPORATION AVENUE OF THE AMERICAS, 14TH FLOOR NEW YORK NY 10020 1 0 0 0 Common Stock 2011-05-12 4 A 0 3086 1.435 A 58793 D Grant of restricted stock vesting over 2 years in equal installments,. Amount of Securities Beneficially Owned Following Reported Transaction adjusted for rounding due to 10-for-1 reverse stock split on June 2, 2010 /s/ Karl Roessner, Attorney-in-Fact for Lewis E. Randall 2011-05-12