SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
OLIN MARC D

(Last) (First) (Middle)
303 VELOCITY WAY

(Street)
FOSTER CITY CA 94404

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
08/29/2013
3. Issuer Name and Ticker or Trading Symbol
ELECTRONICS FOR IMAGING INC [ EFII ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
CHIEF FINANCIAL OFFICER
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 47,060 D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (RSU) (1) 06/30/2014 Common Stock 2,963 (2) D
RSU (3) 06/30/2015 Common Stock 8,070 (2) D
RSU (4) 12/31/2013 Common Stock 4,013 (2) D
RSU (5) 12/31/2013 Common Stock 4,013 (2) D
RSU (6) 06/30/2017 Common Stock 15,750 (2) D
RSU (7) 11/09/2013 Common Stock 3,214 (2) D
RSU (8) 08/15/2014 Common Stock 5,928 (2) D
RSU (9) 05/08/2015 Common Stock 11,052 (2) D
RSU (10) 08/15/2016 Common Stock 7,565 (2) D
Explanation of Responses:
1. This is a performance-based award granted on August 15, 2011. One third of this RSU award vested on May 23, 2012 and one third vested on August 15, 2013, based on the issuer's achievement of the target revenue and non-GAAP operating income levels for the applicable performance periods; and vesting of the remaining one-third of the award is contingent on the issuer's achievement of target revenue and non-GAAP operating income levels during any four consecutive quarters between January 1, 2012 and June 30, 2014. Vesting of the award is subject to the reporting person's continued employment with the issuer through the vesting date.
2. Each RSU represents a contingent right to receive on vesting one share of the issuer's common stock.
3. This is a performance-based award granted on May 18, 2012. One third of this RSU award vested on August 13, 2013, based on the issuer's achievement of the target revenue and non-GAAP operating income levels for the applicable performance periods. Vesting of one third of the award is contingent on the issuer's achievement of target revenue and non-GAAP operating income levels during any four consecutive quarters between January 1, 2012 and June 30, 2014 and vesting of the remaining one third is contingent on the issuer's achievement of target revenue and non-GAAP operating income levels during any four consecutive quarters between January 1, 2012 and June 30, 2015. Vesting of the award is subject to the reporting person's continued employment with the issuer through the vesting date.
4. This is a performance-based award granted on February 22, 2013. Vesting of the award is contingent on the issuer's Productivity Software business' achievement of target revenue for the year ending December 31, 2013. Vesting of the award is subject to the reporting person's continued employment with the issuer through the vesting date.
5. This is a performance-based award granted on February 22, 2013. Vesting of the award is contingent on the issuer's Productivity Software business' achievement of target non-GAAP operating income for the year ending December 31, 2013. Vesting of the award is subject to the reporting person's continued employment with the issuer through the vesting date.
6. This is a performance-based award granted on August 15, 2013. The award will vest with respect to one-third of the award upon achievement of specified revenue and non-GAAP operating income targets over a period of four consecutive quarters ending no later than the issuer's fourth fiscal quarter of 2014, second fiscal quarter of 2016 and second fiscal quarter of 2017, respectively. In each case, vesting of the award is subject to the reporting person's continued employment with the issuer through the applicable vesting date. In the event the performance targets are not achieved for the applicable performance period, the award tranche related to that period will not vest.
7. This restricted stock unit award was granted on November 9, 2006 and is scheduled to vest with respect to the final one seventh of the units subject to the award on November 9, 2013, subject to the reporting person's continued employment with the issuer through the applicable vesting date.
8. This restricted stock unit award was granted on August 15, 2011 and is scheduled to vest with respect to one-third of the units on each of the first second and third anniversaries of the date of grant, subject to the reporting person's continued employment with the issuer through the applicable vesting date.
9. This restricted stock unit award was granted on May 18, 2012 and is scheduled to vest with respect to one-third of the units on each of the first second and third anniversaries of the date of grant, subject to the reporting person's continued employment with the issuer through the applicable vesting date.
10. This restricted stock unit award was granted on August 15, 2013 and is scheduled to vest with respect to one-third of the units on each of the first second and third anniversaries of the date of grant, subject to the reporting person's continued employment with the issuer through the applicable vesting date.
/s/ Marc D. Olin 09/12/2013
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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