FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 06/27/2007 |
3. Issuer Name and Ticker or Trading Symbol
ShoreTel Inc [ SHOR ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 812,314 | I | Crosspoint Venture Partners 1996, L.P.(1) |
Common Stock | 39,530 | I | Crosspoint Venture Partners 2000, L.P.(1) |
Common Stock | 345,492 | I | Crosspoint Venture Partners 2000 Q, L.P.(1) |
Common Stock | 60,084 | I | Crosspoint Venture Partners LS 2000, L.P.(1) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Series E Preferred Stock | (2) | (3) | Common Stock | 14,176 | $0(3) | I | Crosspoint Venture Partners 2000, L.P.(1) |
Series E Preferred Stock | (2) | (3) | Common Stock | 123,896 | $0(3) | I | Crosspoint Venture Partners 2000 Q, L.P.(1) |
Series E Preferred Stock | (2) | (3) | Common Stock | 500,705 | $0(3) | I | Croosspoint Venture Partners LS 2000, L.P.(1) |
Series F Preferred Stock | (2) | (3) | Common Stock | 512,266 | $0(3) | I | Crosspoint Venture Partners 2000, L.P.(1) |
Series F Preferred Stock | (2) | (3) | Common Stock | 4,477,132 | $0(3) | I | Crosspoint Venture Partners 2000 Q, L.P.(1) |
Series G Preferred Stock | (2) | (3) | Common Stock | 72,524 | $0(3) | I | Crosspoint Venture Partners 2000, L.P.(1) |
Series G Preferred Stock | (2) | (3) | Common Stock | 633,854 | $0(3) | I | Crosspoint Venture Partners 2000 Q, L.P.(1) |
Series H Preferred Stock | (2) | (3) | Common Stock | 177,577 | $0(3) | I | Crosspoint Venture Partners 2000, L.P.(1) |
Series H Preferred Stock | (2) | (3) | Common Stock | 1,551,998 | $0(3) | I | Crosspoint Venture Partners 2000 Q, L.P.(1) |
Explanation of Responses: |
1. Such shares are beneficially owned by the entities listed in column 6. Crosspoint Associates 2000, L.L.C. is the general partner of Crosspoint Venture Partners 2000 Q, L.P., Crosspoint Venture Partners 2000, L.P. and Crosspoint Venture Partners LS 2000, L.P. Crosspoint Associates 1996, L.L.C. is the general partner of Crosspoint Venture Partners 1996, L.P. The reporting person is a managing member of Crosspoint Associates 2000, L.L.C. and Crosspoint Associates 1996, L.L.C., has voting and investment authority over the shares held by Crosspoint Venture Partners 2000 Q, L.P., Crosspoint Venture Partners 2000, L.P., Crosspoint Venture Partners 1996, L.P. and Crosspoint Venture Partners LS 2000, L.P. The reporting person disclaims beneficial ownership of such shares except to pecuniary interest. |
2. These securities are immediately exercisable. |
3. Mandatory conversion into Common Stock on a 1-for-1 basis upon closing of the Issuer?s initial public offering and has no expiration date. |
/s/ Seth D. Neiman by Dede Barsotti, Attorney-in-fact | 07/03/2007 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |