0001137411-11-000037.txt : 20110518 0001137411-11-000037.hdr.sgml : 20110518 20110518180240 ACCESSION NUMBER: 0001137411-11-000037 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110517 FILED AS OF DATE: 20110518 DATE AS OF CHANGE: 20110518 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JONES CLAYTON M CENTRAL INDEX KEY: 0001191566 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16445 FILM NUMBER: 11855897 MAIL ADDRESS: STREET 1: 400 COLLINS ROAD NE CITY: CEDAR RAPIDS STATE: IA ZIP: 52498 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROCKWELL COLLINS INC CENTRAL INDEX KEY: 0001137411 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT PART & AUXILIARY EQUIPMENT, NEC [3728] IRS NUMBER: 522314475 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 400 COLLINS ROAD NE CITY: CEDAR RAPIDS STATE: IA ZIP: 52498 BUSINESS PHONE: 3192951000 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2011-05-17 0001137411 ROCKWELL COLLINS INC COL 0001191566 JONES CLAYTON M M/S 124-323 400 COLLINS ROAD NE CEDAR RAPIDS IA 52498-0001 1 1 0 0 Chairman, President and CEO Common Stock 2011-05-17 4 S 0 679 61.08 D 114054 D Common Stock 2011-05-17 4 S 0 900 61.09 D 113154 D Common Stock 2011-05-17 4 S 0 400 61.10 D 112754 D Common Stock 2011-05-17 4 S 0 1200 61.11 D 111554 D Common Stock 2011-05-17 4 S 0 500 61.12 D 111054 D Common Stock 2011-05-17 4 S 0 1400 61.13 D 109654 D Common Stock 2011-05-17 4 S 0 900 61.14 D 108754 D Common Stock 2011-05-17 4 S 0 1000 61.15 D 107754 D Common Stock 2011-05-17 4 S 0 800 61.16 D 106954 D Common Stock 2011-05-17 4 S 0 400 61.17 D 106554 D Common Stock 2011-05-17 4 S 0 400 61.18 D 106154 D Common Stock 2011-05-17 4 S 0 283 61.19 D 105871 D Common Stock 2011-05-17 4 S 0 700 61.20 D 105171 D Common Stock 2011-05-17 4 S 0 200 61.21 D 104971 D Common Stock 2011-05-17 4 S 0 200 60.22 D 104771 D Common Stock 2011-05-17 4 S 0 200 61.23 D 104571 D Common Stock 2011-05-17 4 S 0 400 61.24 D 104171 D Common Stock 2011-05-17 4 S 0 200 61.25 D 103971 D Common Stock 2011-05-17 4 S 0 400 61.27 D 103571 D Common Stock 2011-05-17 4 S 0 100 61.29 D 103471 D Common Stock 2011-05-17 4 S 0 100 61.30 D 103371 D Common Stock 2011-05-17 4 S 0 200 61.32 D 103171 D Common Stock 2011-05-17 4 S 0 200 61.33 D 102971 D Common Stock 2011-05-17 4 S 0 200 61.35 D 102771 D Common Stock 2011-05-17 4 S 0 300 61.36 D 102471 D Common Stock 2011-05-17 4 S 0 600 61.37 D 101871 D Common Stock 2011-05-17 4 S 0 100 61.38 D 101771 D Common Stock 2011-05-17 4 S 0 400 61.39 D 101371 D Common Stock 21950 I By GRATs Common Stock 13900.1435 I By Savings Plan The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan signed by the reporting person on May 3, 2011. Indirectly owned by reporting person who serves as trustee of grantor retained annuity trusts (GRATs). The GRATs hold shares originally contributed by the reporting person. Shares represented by Company stock fund units under the Company's tax-qualified savings plan, including shares acquired on a periodic basis pursuant to the Plan, based on information furnished by the Plan Administrator as of April 1, 2011. Gary R. Chadick, Attorney-in-Fact 2011-05-17