SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
ANGEL STEPHEN F

(Last) (First) (Middle)
C/O LINDE PLC
FORGE, 43 CHURCH STREET WEST

(Street)
WOKING SURREY X0 GU216HT

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
LINDE PLC [ LIN ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
03/14/2024
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Ordinary Shares 71,029 I 2010 Descendants Trust
Ordinary Shares 20,517 I 2012 Descendants Trust
Ordinary Shares 2,268 I In trust for children
Ordinary Shares 10,945.135 I 401(k)
Ordinary Shares 03/14/2024 M 3.298(1) A $0 392,905.23 D
Ordinary Shares 03/14/2024 F 1.221(2) D $462.27 392,904.009 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (3) (3) (3) Ordinary Shares 1,100 1,100 D
Restricted Stock Units (4) (4) (4) Ordinary Shares 12,711.103 12,711.103 D
Restricted Stock Units (5) (5) (5) Ordinary Shares 12,929.787 12,929.787 D
Restricted Stock Units (6) (6) (6) Ordinary Shares 12,670 12,670 D
Restricted Stock Units (7) (7) (7) Ordinary Shares 27,965.078 27,965.078 D
Restricted Stock Units (8) (8) (8) Ordinary Shares 34,649.735 34,649.735 D
Restricted Stock Units (9) (9) (9) Ordinary Shares 50,657.954 50,657.954 D
Restricted Stock Units (10) (10) (10) Ordinary Shares 28,832.746 28,832.746 D
Restricted Stock Units (11) (11) (11) Ordinary Shares 29,452.261 29,452.261 D
Stock Options $253.68(12) 03/08/2022(12) 03/08/2031 Ordinary Shares 133,465 133,465 D
Stock Options $176.63(13) 03/20/2020(13) 03/20/2029 Ordinary Shares 177,605 177,605 D
Stock Option (right to buy) $173.13(14) 03/09/2021(14) 03/09/2030 Ordinary Shares 169,560 169,560 D
Stock Option (right to buy) $154(15) 02/27/2019(15) 02/27/2028 Ordinary Shares 318,780 318,780 D
Stock Option (right to buy) $118.71(16) 02/28/2018(16) 02/28/2027 Ordinary Shares 335,850 335,850 D
Deferred Stock Units $0(17) 03/14/2024 M 3.298 (18) (18) Ordinary Shares 3.298 $0 114,102.675 D
Explanation of Responses:
1. Payout of Deferred Stock Units in ordinary shares pursuant to the Linde Compensation Deferral Plan.
2. Ordinary shares withheld to pay taxes on the Deferred Stock Unit payout.
3. The Restricted Stock Unit ("RSU") shall vest in full and payout in Ordinary Shares on a one-for-one basis one year after the March 7, 2024 date of grant, provided that the awardee serves on the Linde plc Board of Directors continuously through the vesting date, except under certain circumstances in which a pro-rata payout may be made.
4. Restricted Stock Units that have vested in full but whose payout has been deferred to a future date.
5. Restricted Stock Units granted March 20, 2019, that have vested in full but whose payout has been deferred to a future date.
6. Restricted Stock Unit award granted March 8, 2021, that has vested in full but whose payout has been deferred to a future date.
7. Restricted Stock Units granted February 27, 2018, that have vested in full but whose payout has been deferred to a future date.
8. Restricted Stock Unit award granted February 28, 2017, that has vested in full but whose payout has been deferred to a future date.
9. Restricted Stock Units granted February 28, 2017, that have vested in full but whose payout has been deferred to a future date.
10. Restricted Stock Units granted February 23, 2016, that have vested in full but whose payout has been deferred to a future date.
11. Restricted Stock Unit award granted February 23, 2016, that has vested in full but whose payout has been deferred to a future date.
12. This option vests over three years in three consecutive equal annual installments beginning on March 8, 2022.
13. This option vests over three years in three consecutive equal annual installments beginning on March 20, 2020.
14. This option vests over three years in three consecutive equal annual installments beginning on March 9, 2021.
15. This option vests over three years in three consecutive equal annual installments beginning on February 27, 2019.
16. This option vests over three years in three consecutive equal annual installments beginning on February 28, 2018.
17. Conversion to Linde plc Ordinary Shares is on a 1-for-1 basis
18. Deferred Stock Units acquired under the Linde Compensation Deferral Plan that will payout in Linde plc Ordinary Shares on a one-for-one basis in accordance with the Deferral Plan.
Remarks:
Anthony M. Pepper as attorney-in-fact 03/18/2024
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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