FORM 5 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). | |||||||||||||||||
Form 3 Holdings Reported. | |||||||||||||||||
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Form 4 Transactions Reported. |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
WELLS FARGO & CO/MN [ WFC ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Statement for Issuer's Fiscal Year Ended
(Month/Day/Year) 12/31/2009 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | |||||||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned at end of Issuer's Fiscal Year (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||||||
Amount | (A) or (D) | Price | |||||||||||||
Common Stock, $1 2/3 Par Value | 01/28/2009 | S4 | 900 | D | $15.73 | 5,635 | I | By Baker Holdings | |||||||
Common Stock, $1 2/3 Par Value | 01/28/2009 | S4 | 644 | D | $15.08 | 775 | I | By Clb Trust | |||||||
Common Stock, $1 2/3 Par Value | 01/28/2009 | S4 | 300 | D | $15.73 | 2,475 | I | By Crusher Run Crut | |||||||
Common Stock, $1 2/3 Par Value | 02/04/2009 | S4 | 2,200 | D | $19.04 | 3,435 | I | By Baker Holdings | |||||||
Common Stock, $1 2/3 Par Value | 02/04/2009 | S4 | 1,200 | D | $19.04 | 1,275 | I | By Crusher Run Crut | |||||||
Common Stock, $1 2/3 Par Value | 02/05/2009 | S4 | 200 | D | $18.75 | 3,235 | I | By Baker Holdings | |||||||
Common Stock, $1 2/3 Par Value | 02/05/2009 | S4 | 100 | D | $18.75 | 1,175 | I | By Crusher Run Crut | |||||||
Common Stock, $1 2/3 Par Value | 08/31/2009 | S4(1) | 3,235 | D | $27.19 | 0 | I | By Baker Holdings | |||||||
Common Stock, $1 2/3 Par Value | 08/31/2009 | P4(1) | 3,235 | A | $27.19 | 4,010 | I | By Clb Trust | |||||||
Common Stock, $1 2/3 Par Value | 11/13/2009 | J4(2) | 248 | A | $27.68 | 307(3) | I | By Jdb Irr. Trust | |||||||
Common Stock, $1 2/3 Par Value | 11/13/2009 | J4(2) | 248 | A | $27.68 | 307(3) | I | By Sab Irr. Trust | |||||||
Common Stock, $1 2/3 Par Value | 11/13/2009 | J4(2) | 112 | A | $27.68 | 4,122 | I | By Clb Trust | |||||||
Common Stock, $1 2/3 Par Value | 11/13/2009 | J4(2) | 251 | A | $27.68 | 1,426 | I | By Crusher Run Crut | |||||||
Common Stock, $1 2/3 Par Value | 11/13/2009 | J4(2) | 66 | A | $27.68 | 66 | I | By Jdb Grat | |||||||
Common Stock, $1 2/3 Par Value | 12/18/2009 | S4 | 251 | D | $26.07 | 1,175 | I | By Crusher Run Crut | |||||||
Common Stock, $1 2/3 Par Value | 22,953 | D | |||||||||||||
Common Stock, $1 2/3 Par Value | 25(3) | I | By Spouse |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | ||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
(A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
1. Effective August 31, 2009, Baker Holdings, L.P. transferred 3,235 shares of WFC stock to CLB Trust. The shares were valued at $27.19 per share for purposes of this transfer. No consideration was paid from CLB Trust to Baker Holdings, L.P. for the transfer. The reporting person did not have a Section 16 profit in these transactions. |
2. Entities controlled by the reporting person received shares of WFC stock in connection with an in-kind distribution of their respective interest in a mutual fund. The shares were valued at $27.68 per share for the purpose of determining the number of shares distributable to the entity in connection with the in-kind distribution. The reporting person did not have a Section 16 profit in these transactions. |
3. Reporting person disclaims beneficial ownership of these shares. |
John D. Baker II, by Ross E. Jeffries, as Attorney-in-Fact | 02/16/2010 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |