0001137411-11-000035.txt : 20110518 0001137411-11-000035.hdr.sgml : 20110518 20110518093210 ACCESSION NUMBER: 0001137411-11-000035 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110516 FILED AS OF DATE: 20110518 DATE AS OF CHANGE: 20110518 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROCKWELL COLLINS INC CENTRAL INDEX KEY: 0001137411 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT PART & AUXILIARY EQUIPMENT, NEC [3728] IRS NUMBER: 522314475 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 400 COLLINS ROAD NE CITY: CEDAR RAPIDS STATE: IA ZIP: 52498 BUSINESS PHONE: 3192951000 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BEALL DONALD R CENTRAL INDEX KEY: 0001185802 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16445 FILM NUMBER: 11853593 MAIL ADDRESS: STREET 1: 5 SAN JOAQUIN PLAZA, SUITE 320 CITY: NEWPORT BEACH STATE: CA ZIP: 92660 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2011-05-16 0001137411 ROCKWELL COLLINS INC COL 0001185802 BEALL DONALD R 5 SAN JOAQUIN PLAZA, SUITE 320 NEWPORT BEACH CA 92660 1 0 0 0 Common Stock 2011-05-16 4 S 0 612 61.98 D 118089 I Trustee--Family Trust Common Stock 2011-05-16 4 S 0 700 61.99 D 117389 I Trustee--Family Trust Common Stock 2011-05-16 4 S 0 3414 62.00 D 113975 I Trustee--Family Trust Common Stock 2011-05-16 4 S 0 945 62.01 D 113030 I Trustee--Family Trust Common Stock 2011-05-16 4 S 0 1588 62.02 D 111442 I Trustee--Family Trust Common Stock 2011-05-16 4 S 0 1300 62.03 D 110142 I Trustee--Family Trust Common Stock 2011-05-16 4 S 0 100 62.04 D 110042 I Trustee--Family Trust Common Stock 2011-05-16 4 S 0 300 62.05 D 109742 I Trustee--Family Trust Common Stock 2011-05-16 4 S 0 400 62.06 D 109342 I Trustee--Family Trust Common Stock 2011-05-16 4 S 0 700 62.07 D 108642 I Trustee--Family Trust Common Stock 2011-05-16 4 S 0 500 62.08 D 108142 I Trustee--Family Trust Common Stock 2011-05-16 4 S 0 291 62.09 D 107851 I Trustee--Family Trust Common Stock 2011-05-16 4 S 0 1000 62.10 D 106851 I Trustee--Family Trust Common Stock 2011-05-16 4 S 0 600 62.14 D 106251 I Trustee--Family Trust Common Stock 2011-05-16 4 S 0 300 62.15 D 105951 I Trustee--Family Trust Common Stock 2011-05-16 4 S 0 505 62.16 D 105446 I Trustee--Family Trust Common Stock 2011-05-16 4 S 0 295 62.17 D 105151 I Trustee--Family Trust Common Stock 2011-05-16 4 S 0 100 62.18 D 105051 I Trustee--Family Trust Common Stock 2011-05-16 4 S 0 1600 62.22 D 103451 I Trustee--Family Trust Common Stock 2011-05-16 4 S 0 600 62.23 D 102851 I Trustee--Family Trust Common Stock 2011-05-16 4 S 0 300 62.24 D 102551 I Trustee--Family Trust Common Stock 20555.31 D 21,381 of these shares are restricted shares and were delivered as compensation for services as Director. The restricted shares are held by issuer to implement restrictions on transfer unless and until certain conditions are met. Restricted stock units awarded as compensation for services as Director. Shares of common stock underlying restricted stock units will be issued promptly after departure from the Board of Directors. Includes dividend equivalents issued quarterly on the restricted stock units. /s/ Gary R. Chadick, Attorney-in-Fact 2011-05-18