FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
ACUITY BRANDS INC [ AYI ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 01/20/2007 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock(1) | 01/20/2007 | F | 169 | D | $57.07 | 29,818 | D | |||
Common Stock | 01/22/2007 | M | 42,520 | A | $16.5 | 72,338 | D | |||
Common Stock | 01/22/2007 | M | 42,223 | A | $23.69 | 114,561 | D | |||
Common Stock | 01/22/2007 | M | 3,667 | A | $31.99 | 118,228 | D | |||
Common Stock | 01/22/2007 | S | 400 | D | $56.9 | 117,828 | D | |||
Common Stock | 01/22/2007 | S | 5,800 | D | $56.91 | 112,028 | D | |||
Common Stock | 01/22/2007 | S | 5,300 | D | $56.92 | 106,728 | D | |||
Common Stock | 01/22/2007 | S | 2,600 | D | $56.93 | 104,128 | D | |||
Common Stock | 01/22/2007 | S | 4,700 | D | $56.94 | 99,428 | D | |||
Common Stock | 01/22/2007 | S | 4,000 | D | $56.95 | 95,428 | D | |||
Common Stock | 01/22/2007 | S | 2,700 | D | $56.96 | 92,728 | D | |||
Common Stock | 01/22/2007 | S | 4,964 | D | $56.97 | 87,764 | D | |||
Common Stock | 01/22/2007 | S | 12,300 | D | $56.98 | 75,464 | D | |||
Common Stock | 01/22/2007 | S | 3,400 | D | $56.99 | 72,064 | D | |||
Common Stock | 01/22/2007 | S | 17,800 | D | $57 | 54,264 | D | |||
Common Stock | 01/22/2007 | S | 11,000 | D | $57.01 | 43,264 | D | |||
Common Stock | 01/22/2007 | S | 5,300 | D | $57.02 | 37,964 | D | |||
Common Stock | 01/22/2007 | S | 3,800 | D | $57.03 | 34,164 | D | |||
Common Stock | 01/22/2007 | S | 3,400 | D | $57.04 | 30,764 | D | |||
Common Stock | 01/22/2007 | S | 2,400 | D | $57.05 | 28,364 | D | |||
Common Stock | 01/22/2007 | S | 900 | D | $57.06 | 27,464 | D | |||
Common Stock | 01/22/2007 | S | 1,300 | D | $57.07 | 26,164 | D | |||
Common Stock | 01/22/2007 | S | 500 | D | $57.08 | 25,664 | D | |||
Common Stock | 01/22/2007 | S | 100 | D | $57.09 | 25,564 | D | |||
Common Stock | 01/22/2007 | S | 600 | D | $57.1 | 24,964 | D | |||
Common Stock | 01/22/2007 | S | 200 | D | $57.14 | 24,764(2) | D | |||
Common Stock | 195 | I | by 401(k) |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Employee Stock Option | $16.5 | 01/22/2007 | M | 42,520 | (3) | 10/23/2010 | Common Stock | 42,520 | $0 | 10,223 | D | ||||
Employee Stock Option | $23.69 | 01/22/2007 | M | 42,223 | (4) | 12/17/2013 | Common Stock | 42,223 | $0 | 8,442 | D | ||||
Employee Stock Option | $31.99 | 01/22/2007 | M | 3,667 | (5) | 01/30/2015 | Common Stock | 3,667 | $0 | 7,333 | D |
Explanation of Responses: |
1. The transaction(s) being reported relate(s) to the vesting of restricted stock held by the reporting person. |
2. The total direct shares owned following the reported transaction includes 12,000 time-vesting restricted shares and 1,217 shares held in a Section 423 stock purchase plan. |
3. This option vested in equal annual installments over a four-year period and was fully vested on October 24, 2004. |
4. This option vests in equal annual installments over a three year period and will become fully vested on December 18, 2006. |
5. This option was granted pursuant to the Issuer's Long-Term Incentive Plan, will vest in equal annual installments over a three year period, and will become fully vested on December 1, 2008. |
By: Jill A. Gilmer, under Power of Attorney For: Joseph G. Parham | 01/23/2007 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |