FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 11/29/2006 |
3. Issuer Name and Ticker or Trading Symbol
JAMBA, INC. [ JMBA ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
COMMON STOCK | 1,111,111 | D | |
COMMON STOCK | 2,222,222 | I | See footnote(1) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
WARRANTS | (5) | 12/14/2011 | COMMON STOCK | 79,160 | $4.26 | D | |
WARRANTS | (6) | 12/14/2011 | COMMON STOCK | 11,832 | $4.26 | I | See footnote(2) |
WARRANTS | (7) | 12/14/2011 | COMMON STOCK | 1,444 | $4.26 | I | See footnote(3) |
WARRANTS | (8) | 12/14/2011 | COMMON STOCK | 79,160 | $4.26 | I | See footnote(4) |
Explanation of Responses: |
1. 2,222,222 shares owned by Benchmerk Capital Partners IV, L.P, of which Mr. Kagle is a managing member. The reporting person disclaims beneficial ownership of all shares held by Benchmark Capital Partners IV, L.P., except with respect to the extent of his pecuniary interest therein. |
2. 11,832 warrants owned by Benchmark Captial Partners IV, L.P., of which Mr. Kagle is a managing member.The reporting person disclaims beneficial ownership of all shares held by Benchmark Capital Partners IV, L.P., except with respect to the extent of his pecuniary interest therein. |
3. 1,444 warrants owned by Benchmark Founders' Fund, L.P., of which Mr. Kagle is a managing member.The reporting person disclaims beneficial ownership of all shares held by Benchmark Capital Partners IV, L.P., except with respect to the extent of his pecuniary interest therein. |
4. 79,160 warrants owned by Technology Venture Investors IV L.P., of which Mr. Kagle is a managing memberThe reporting person disclaims beneficial ownership of all shares held by Benchmark Capital Partners IV, L.P., except with respect to the extent of his pecuniary interest therein. |
5. Warrants to purchase common stock are immediately exerciseable. |
6. Warrants to purchase common stock are immediately exerciseable. |
7. Warrants to purchase common stock are immediately exerciseable. |
8. Warrants to purchase common stock are immediately exerciseable. |
Christina Lui for Robert Kagle | 12/01/2006 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |