FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
HELICOS BIOSCIENCES CORP [ HLCS ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 05/30/2007 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock | 05/30/2007 | 05/30/2007 | C | 37,368 | A | $0.00 | 37,368(1) | I | Versant Affiliates Fund II-A, L.P.(2) | |
Common Stock | 05/30/2007 | 05/30/2007 | C | 17,598 | A | $0.00 | 17,598(1) | I | Versant Side Fund II, L.P.(3) | |
Common Stock | 05/30/2007 | 05/30/2007 | C | 1,969,195 | A | $0.00 | 1,969,195(1) | I | Versant Venture Capital II, L.P.(4) | |
Common Stock | 05/30/2007 | 05/30/2007 | P | 111,111 | A | $9(5) | 111,111(1) | I | Versant Venture Capital II, L.P.(4) |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Series A Preferred Stock | (6) | 05/30/2007 | 05/30/2007 | C | 96,607 | (6) | (7) | Common Stock | 21,468(8) | $0.00 | 0 | I | Versant Affiliates Fund II-A, L.P.(2) | ||
Series B Preferred Stock | (6) | 05/30/2007 | 05/30/2007 | C | 35,779 | (6) | (7) | Common Stock | 7,950(8) | $0.00 | 0 | I | Versant Affiliates Fund II-A, L.P.(2) | ||
Series B-1 Preferred Stock | (6) | 05/30/2007 | 05/30/2007 | C | 35,779 | (6) | (7) | Common Stock | 7,950(8) | $0.00 | 0 | I | Versant Affiliates Fund II-A, L.P.(2) | ||
Series A Preferred Stock | (6) | 05/30/2007 | 05/30/2007 | C | 45,498 | (6) | (7) | Common Stock | 10,110(8) | $0.00 | 0 | I | Versant Side Fund II, L.P.(3) | ||
Series B Preferred Stock | (6) | 05/30/2007 | 05/30/2007 | C | 16,850 | (6) | (7) | Common Stock | 3,744(8) | $0.00 | 0 | I | Versant Side Fund II, L.P.(3) | ||
Series B-1 Preferred Stock | (6) | 05/30/2007 | 05/30/2007 | C | 16,850 | (6) | (7) | Common Stock | 3,744(8) | $0.00 | 0 | I | Versant Side Fund II, L.P.(3) | ||
Series A Preferred Stock | (6) | 05/30/2007 | 05/30/2007 | C | 5,090,673 | (6) | (7) | Common Stock | 1,131,260(8) | $0.00 | 0 | I | Versant Venture Capital II, L.P.(4) | ||
Series B Preferred Stock | (6) | 05/30/2007 | 05/30/2007 | C | 1,885,355 | (6) | (7) | Common Stock | 418,967(8) | $0.00 | 0 | I | Versant Venture Capital II, L.P.(4) | ||
Series B-1 Preferred Stock | (6) | 05/30/2007 | 05/30/2007 | C | 1,885,356 | (6) | (7) | Common Stock | 418,968(8) | $0.00 | 0 | I | Versant Venture Capital II, L.P.(4) |
1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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Explanation of Responses: |
1. Each of the Reporting Persons disclaims beneficial ownership of the shares reported, except to the extent of their pecuniary interest therein. |
2. The shares are owned by Versant Affiliates Fund II-A, L.P., and Versant Ventures II, LLC is its general partner. |
3. The shares are owned by Versant Side Fund II, L.P., and Versant Ventures II, LLC is its general partner. |
4. The shares are owned by Versant Venture Capital II, L.P., and Versant Ventures II, LLC is its general partner. |
5. Versant Venture Capital II, L.P. purchased an additional 111,111 shares of Issuer?s Common Stock in connection with the IPO at the offering price of $9.00 per share. |
6. The Issuer?s preferred stock automatically converted into Common Stock on a one-to-4.5 basis upon the closing of the Issuer?s initial public offering. |
7. The securities do not have an expiration date. |
8. Reflects the reverse split of the Common Stock effective upon the closing of the Issuer?s initial public offering |
Remarks: |
Samuel D. Colella, Donald B. Milder, and Barbara N. Lubash are also part of this reporting group but are reporting on a separate form due to the limitations on the number of joint filers permitted on one form. |
/s/ Robin L. Praeger, Attorney-In-Fact for All Reporting Persons | 05/31/2007 | |
Robin L. Praeger, Attorney-In-Fact | 05/29/2007 | |
Robin L. Praeger, Attorney-In-Fact | 05/29/2007 | |
Robin L. Praeger, Attorney-In-Fact | 05/29/2007 | |
Robin L. Praeger, Attorney-In-Fact | 05/29/2007 | |
Robin L. Praeger, Attorney-In-Fact | 05/29/2007 | |
Robin L. Praeger, Attorney-In-Fact | 05/29/2007 | |
Robin L. Praeger, Attorney-In-Fact | 05/29/2007 | |
Robin L. Praeger, Attorney-In-Fact | 05/29/2007 | |
Robin L. Praeger, Attorney-In-Fact | 05/29/2007 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |