FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 05/30/2007 |
3. Issuer Name and Ticker or Trading Symbol
AMICUS THERAPEUTICS INC [ FOLD ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 13,333(1) | I | By MPAJ, LLC |
Common Stock | 60,000(2) | I | By Aileen A. Crowley 2007 Grantor Retired Annuity Trust |
Common Stock | 73,333(3) | I | By John F. Crowley 2007 Grantor Retired Annuity Trust |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Employee Stock Option (right to buy) | (4) | 01/06/2015 | Common Stock | 158,666 | $0.638 | D | |
Employee Stock Option (right to buy) | (5) | 08/17/2014 | Common Stock | 16,490 | $0.638 | D | |
Employee Stock Option (right to buy) | (6) | 10/20/2015 | Common Stock | 100,000 | $5.33 | D | |
Employee Stock Option (right to buy) | (7) | 02/28/2016 | Common Stock | 280,000 | $5.33 | D | |
Employee Stock Option (right to buy) | (8) | 04/25/2017 | Common Stock | 200,000 | $13.43 | D |
Explanation of Responses: |
1. These shares are held by MPAJ, LLC. |
2. These shares are held by the Aileen A. Crowley 2007 Grantor Retained Annuity Trust. Mr. Crowley disclaims beneficial ownership of the shares held by the Aileen A. Crowley 2007 Grantor Retained Annuity Trust, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of the shares for purposes of section 16 or for any other purpose. |
3. These shares are held by the John F. Crowley 2007 Grantor Retained Annuity Trust. |
4. These options vest and become exercisable in a series of installments. The first installment, which consisted of 25% of the total aggregate number of options granted, vested on January 3, 2006. The remaining options vest and become exercisable in a series of thirty-five successive equal monthly installments of 6,247 shares, beginning on February 3, 2006, with the final installment of 6,231 shares becoming exercisable on January 3, 2009. |
5. These options vest and become exercisable in a series of installments. The first installment, which consisted of 25% of the total aggregate number of options granted, vested on August 17, 2005. The remaining options vest and become exercisable in a series of thirty-five successive equal monthly installments of 458 shares, beginning on September 1, 2005, with the final installment of 460 shares becoming exercisable on August 1, 2008. |
6. These options vest and become exercisable in a series of installments. The first installment, which consisted of 25% of the total aggregate number of options granted, vested on October 20, 2006. The remaining options vest and become exercisable in a series of thirty-five successive equal monthly installments of 20,084 shares, beginning on November 1, 2006, with the final installment of 20,060 shares becoming exercisable on October 1, 2009. |
7. These options vest and become exercisable in a series of installments. The first installment, which consists of 25% of the total aggregate number of options granted, vest on February 28, 2007. The remaining options vest and become exercisable in a series of thirty-five successive equal monthly installments of 5,834 shares, beginning on March 1, 2007, with the final installment of 5,810 shares becoming exercisable on February 1, 2010. |
8. These options vest and become exercisable in a series of installments. The first installment, which consists of 25% of the total aggregate number of options granted, will vest on April 25, 2008. The remaining options vest and become exercisable in a series of thirty-five successive equal monthly installments of 4,167 shares, beginning on May 1, 2008, with the final installment of 4,155 shares becoming exercisable on April 1, 2011. |
/s/ Douglas A. Branch, Attorney-in-fact | 05/30/2007 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |