FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 07/17/2006 |
3. Issuer Name and Ticker or Trading Symbol
Storm Cat Energy CORP [ SCU ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Shares | 50,000 | D |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Options to purchase Common Shares | 09/16/2005(1) | 03/16/2010 | Common Shares | 200,000 | $1.62(2) | D | |
Options to purchase Common Shares | 03/09/2007(3) | 03/09/2011 | Common Shares | 200,000 | $2.59(2) | D | |
Warrants to purchase Common Shares | 10/25/2005 | 10/25/2007 | Common Shares | 15,000 | $2.52 | D |
Explanation of Responses: |
1. Options were granted on March 16, 2005, and vest as to 66,668 on September 16, 2005, 66,666 on March 16, 2006, and 66,666 shares on September 16, 2006. |
2. Exercise price reflects conversion from Canadian dollars to US dollars based on the exchange rate on the date of grant |
3. Options were granted on March 9, 2006 and vest as to 66,668 on March 9, 2007, 66,666 on September 9, 2007 and 66,666 on March 9, 2008 |
Remarks: |
Paul Wiesner | 07/24/2006 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |