SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Or Yat Sun

(Last) (First) (Middle)
C/O ENANTA PHARMACEUTICALS, INC.
500 ARSENAL STREET

(Street)
WATERTOWN MA 02472

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
03/20/2013
3. Issuer Name and Ticker or Trading Symbol
ENANTA PHARMACEUTICALS INC [ ENTA ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Scientific Officer
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 79,991 D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (right to buy) (1) 07/01/2014 Common Stock 121,837 $0.73 D
Stock Option (right to buy) (1) 12/23/2014 Common Stock 7,250 $0.73 D
Stock Option (right to buy) (1) 06/23/2016 Common Stock 11,149 $1.29 D
Stock Option (right to buy) (1) 07/12/2017 Common Stock 50,723 $2.97 D
Stock Option (right to buy) (1) 07/11/2018 Common Stock 13,921 $1.98 D
Stock Option (right to buy) (1) 03/05/2019 Common Stock 13,921 $1.51 D
Stock Option (right to buy) (1) 05/25/2020 Common Stock 6,960 $1.21 D
Stock Option (right to buy) (2) 06/18/2020 Common Stock 51,044 $1.21 D
Stock Option (right to buy) (1) 04/15/2021 Common Stock 13,921 $2.54 D
Stock Option (right to buy) (3) 06/17/2021 Common Stock 5,800 $2.54 D
Stock Option (right to buy) (4) 09/23/2021 Common Stock 23,201 $2.54 D
Stock Option (right to buy) (1) 06/20/2022 Common Stock 13,921 $11.77 D
Stock Option (right to buy) (5) 06/20/2022 Common Stock 4,872 $11.77 D
Stock Option (right to buy) (6) 12/26/2022 Common Stock 13,921 $14.18 D
Explanation of Responses:
1. 100% of the shares subject to the option are fully vested and exercisable.
2. 50% of the shares subject to the option became fully vested and exercisable as of June 18, 2010 (the "Grant Date"), and the remaining shares vest in thirty-six (36) successive and equal monthly installments thereafter, such that 100% of the shares subject to the option will be fully vested and exercisable on the third anniversary of the Grant Date.
3. 50% of the shares subject to the option became fully vested and exercisable as of June 17, 2011 (the "Grant Date"), and the remaining shares vest in thirty-six (36) successive and equal monthly installments thereafter, such that 100% of the shares subject to the option will be fully vested and exercisable on the third anniversary of the Grant Date.
4. 50% of the shares subject to the option became fully vested and exercisable as of September 23, 2011 (the "Grant Date"), and the remaining shares vest in thirty-six (36) successive and equal monthly installments thereafter, such that 100% of the shares subject to the option will be fully vested and exercisable on the third anniversary of the Grant Date.
5. 50% of the shares subject to the option became fully vested and exercisable as of June 20, 2012 (the "Grant Date"), and the remaining shares vest in thirty-six (36) successive and equal monthly installments thereafter, such that 100% of the shares subject to the option will be fully vested and exercisable on the third anniversary of the Grant Date.
6. The shares subject to the option will become fully exercisable on December 31, 2013.
Remarks:
/s/ Yat Sun Or 03/20/2013
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.