FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 04/01/2011 |
3. Issuer Name and Ticker or Trading Symbol
ARUBA NETWORKS, INC. [ ARUN ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 78,757(1) | D |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Non-Qualified Stock Option (right to buy) | (2) | 12/11/2015 | Common Stock | 23,333 | $2.17 | D | |
Non-Qualified Stock Option (right to buy) | (3) | 03/16/2016 | Common Stock | 18,472 | $2.91 | D | |
Non-Qualified Stock Option (right to buy) | (4) | 11/12/2016 | Common Stock | 34,375 | $9.43 | D |
Explanation of Responses: |
1. Includes 3,101 restricted stock units scheduled to vest in full on September 15, 2011 and 30,000 restricted stock units scheduled to vest in 4 equal annual installments from December 15, 2010. In the event the Reporting Person ceases to be a Service Provider before these restricted stock units vest, the unvested restricted stock units will be forfeited to the Issuer. Each restricted stock unit represents one full share. |
2. The option, representing a right to purchase a total of 40,000 shares, vested and became exercisable as to 25% of the shares on December 12, 2009 and the remaining shares will vest as to an additional 2.0833% of the total shares each month thereafter such that 100% of the total shares subject to the option will be fully vested and exercisable on December 12, 2012. |
3. The option, representing a right to purchase a total of 35,000 shares, vested and became exercisable as to 33.33% of the total shares on March 17, 2010 and the remaining shares will vest as to an additional 2.7778% of the total shares each month thereafter such that 100% of the total shares subject to the option will be fully vested and exercisable on March 17, 2012. |
4. The option, representing a right to purchase a total of 50,000 shares, vested and became exercisable as to 25% of the total shares on November 13, 2010 and the remaining shares will vest as to an additional 2.0833% of the total shares each month thereafter such that 100% of the total shares subject to the option will be fully vested and exercisable on November 13, 2013. |
By: Jeannette Bjoernsen Attorney-in-Fact For: Michael M Galvin | 04/07/2011 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |