-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DdbrZVeSmNfeWpC4YDo2YEyS/Bod9WIauK/LzjDCg6VOJjaYc5IuV5BBvrI2hE1z Q0uJ1ts9N/5YnNQJcdpWwg== 0001437749-11-000170.txt : 20110111 0001437749-11-000170.hdr.sgml : 20110111 20110111131530 ACCESSION NUMBER: 0001437749-11-000170 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101231 FILED AS OF DATE: 20110111 DATE AS OF CHANGE: 20110111 EFFECTIVENESS DATE: 20110111 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CAK CAPITAL MANAGEMENT INC CENTRAL INDEX KEY: 0001172240 IRS NUMBER: 232983437 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11364 FILM NUMBER: 11522173 BUSINESS ADDRESS: STREET 1: 224 VALLEY CREEK BLVD. STREET 2: SUITE 100 CITY: EXTON STATE: PA ZIP: 19341 BUSINESS PHONE: 6108546000 MAIL ADDRESS: STREET 1: 224 VALLEY CREEK BLVD. STREET 2: SUITE 100 CITY: EXTON STATE: PA ZIP: 19341 13F-HR 1 cak_13fhr-123110.txt FORM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2010 Check here if Amendment [ ]; Amendment Number:____ This Amendment (Check only one): [ ] is a restatement [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: CAK Capital Management, Inc. d/b/a/ Knott Capital Management Address: 224 Valley Creek Blvd. Suite 100 Exton, PA 19341 Form 13F File Number: 28-11364 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Joyce Marr Title: Chief Compliance Officer Phone: (610) 854-6000 Signature, Place, and Date of Signing: /s/ Joyce Marr Exton, PA January 11, 2011 ------------------- ------------------ ---------------- Joyce Marr City, State Date Report Type: [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: NONE FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 77 Form 13F Information Table Value Total: $391,573 (thousands) List of Other Included Managers: NONE -2- FORM 13F INFORMATION TABLE FORM 13-F 12/31/10 REPORTING MANAGER: CAK CAPITAL MANAGEMENT, INC. D/B/A KNOTT CAPITAL MANAGEMENT FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- AT&T Inc. COM 00206R102 15464 540707 SH SOLE 540707 478 16700 SH OTHER 16700 Abbott Laboratories COM 002824100 17435 333757 SH SOLE 333757 Activision Blizzard Inc COM 00507V109 13752 1270942 SH SOLE 1270942 9 795 SH OTHER 795 Air Products & Chemicals COM 009158106 12530 151295 SH SOLE 151295 8 95 SH OTHER 95 Alaska Communications Systems COM 01167P101 61 6000 SH SOLE 6000 76 7500 SH OTHER 7500 American Home Food Products COM 026599100 1 15000 SH SOLE 15000 Apple Computer Inc. COM 037833100 15883 55975 SH SOLE 55975 52 185 SH OTHER 185 Best Buy Company Inc COM 086516101 16095 394205 SH SOLE 394205 Carbo Ceramics Inc. COM 140781105 1296 16000 SH SOLE 16000 CenturyLink COM 156700106 342 8675 SH SOLE 8675 493 12500 SH OTHER 12500 Chevron Corp COM 166764100 8467 104462 SH SOLE 104462 5 65 SH OTHER 65 Danaher Corp COM 235851102 14522 357599 SH SOLE 357599 90 2220 SH OTHER 2220 Devon Energy Corp COM 25179M103 7665 118399 SH SOLE 118399 21 325 SH OTHER 325 ETFS Physical Swiss Gold Share COM 26922Y105 10768 82610 SH SOLE 82610 158 1210 SH OTHER 1210 Ecolab Inc COM 278865100 9839 193915 SH SOLE 193915 6 125 SH OTHER 125 Enbridge Energy Partners COM 29250R106 225 4025 SH SOLE 4025 252 4500 SH OTHER 4500 Enterprise Products Part LP COM 293792107 269 6775 SH SOLE 6775 238 6000 SH OTHER 6000 Exxon Mobil Corp. COM 30231G102 14871 240664 SH SOLE 240664 8 133 SH OTHER 133 Frontier Communications Co COM 35906A108 125 15250 SH SOLE 15250 163 20000 SH OTHER 20000 Gabelli Glo Gold Nat Res Inc COM 36244N109 951 54500 SH SOLE 54500 855 49000 SH OTHER 49000 Gilead Sciences Inc COM 375558103 14066 395001 SH SOLE 395001 356 9990 SH OTHER 9990 Goldman Sachs Group Inc COM 38141G104 14035 97071 SH SOLE 97071 9 60 SH OTHER 60 Google Inc COM 38259P508 19809 37674 SH SOLE 37674 144 273 SH OTHER 273 Hewlett Packard Co COM 428236103 13857 329371 SH SOLE 329371 10 230 SH OTHER 230 ING Risk Managed Nat. Resour. COM 449810100 19 1250 SH SOLE 1250 271 17500 SH OTHER 17500 Inergy LP COM 456615103 343 8650 SH SOLE 8650 357 9000 SH OTHER 9000 JPMorgan Chase & Co COM 46625H100 11616 305207 SH SOLE 305207 7 195 SH OTHER 195 Life Technologies Corp COM 53217V109 11865 254123 SH SOLE 254123 8 175 SH OTHER 175 Linn Energy, LLC COM 536020100 555 17350 SH SOLE 17350 607 19000 SH OTHER 19000 Mastercard Inc. COM 57636Q104 12626 56368 SH SOLE 56368 8 35 SH OTHER 35 Microsoft Corp COM 594918104 20025 817669 SH SOLE 817669 Oneok Partners, L.P. COM 68268N103 120 1600 SH SOLE 1600 697 9300 SH OTHER 9300 Oracle Corporation COM 68389X105 12866 479167 SH SOLE 479167 8 300 SH OTHER 300 Otelco Inc. Dep. Sec. COM 688823202 147 9500 SH SOLE 9500 248 16000 SH OTHER 16000 Pegasystems Inc. COM 310 10000 SH SOLE 10000 Pepsico Inc COM 713448108 12460 187532 SH SOLE 187532 Qualcomm Inc. COM 747525103 16023 355020 SH SOLE 355020 10 225 SH OTHER 225 Teva Pharmaceutical Inds COM 881624209 14422 273396 SH SOLE 273396 9 165 SH OTHER 165 The DIRECTV Group COM 25490A101 87 2100 SH SOLE 2100 208 5000 SH OTHER 5000 Thermo Fisher Scientific COM 883556102 14177 296095 SH SOLE 296095 9 195 SH OTHER 195 Total SA COM 89151E109 6919 134096 SH SOLE 134096 288 5580 SH OTHER 5580 Verizon Communication COM 92343V104 209 6400 SH SOLE 6400 112 3450 SH OTHER 3450 Visa Inc COM 92826C839 11868 159820 SH SOLE 159820 7 100 SH OTHER 100 Wal-Mart Stores Inc COM 931142103 17585 328575 SH SOLE 328575 11 210 SH OTHER 210 Walgreen Company COM 931422109 1491 44500 SH OTHER 44500 Whiting USA TR. I COM 966389108 593 28350 SH SOLE 28350 679 32500 SH OTHER 32500 Windstream Corporation COM 97381W104 159 12900 SH SOLE 12900 246 20000 SH OTHER 20000
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