-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LnUii1Dbi9PCE4bxWz9SiUiiYSNqrGvNflFAbnJtQiMSEOyZd/YBQ6dvdwAWOotG 3r+LN80u8VlRVua1kcNoog== 0001005477-09-003484.txt : 20090812 0001005477-09-003484.hdr.sgml : 20090812 20090812150216 ACCESSION NUMBER: 0001005477-09-003484 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090810 FILED AS OF DATE: 20090812 DATE AS OF CHANGE: 20090812 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GALLEN JONATHAN CENTRAL INDEX KEY: 0001069726 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-50052 FILM NUMBER: 091006519 MAIL ADDRESS: STREET 1: 450 PARK AVENUE STREET 2: 28TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: COSI INC CENTRAL INDEX KEY: 0001171014 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 061393745 STATE OF INCORPORATION: DE FISCAL YEAR END: 0101 BUSINESS ADDRESS: STREET 1: COSI INC STREET 2: 1751 LAKE COOK ROAD SUITE 650 CITY: DEERFIELD STATE: IL ZIP: 60015 BUSINESS PHONE: 847-597-3200 MAIL ADDRESS: STREET 1: 1751 LAKE COOK ROAD STREET 2: SUITE 650 CITY: DEERFIELD STATE: IL ZIP: 60015 4 1 edgar123.xml FORM 4 X0303 4 2009-08-10 1 0001171014 COSI INC COSI 0001069726 GALLEN JONATHAN C/O AHAB CAPITAL MANAGEMENT, INC. 299 PARK AVENUE, 17TH FLOOR NEW YORK NY 10171 0 0 0 1 Former 10% Owner Common Stock, $0.01 par value per share 2009-08-10 4 S 0 411600 0.5084 D 4027600 I By partnerships and corporations As of August 10, 2009, Ahab Opportunities, L.P. ("Opportunities, L.P."), Ahab Opportunities, Ltd. ("Opportunities, Ltd."), Ahab Redemption, L.P. ("Redemption, L.P."), Ahab Redemption, Ltd. ("Redemption, Ltd."), Ahab Redemption II, L.P. ("Redemption II, L.P."), and Ahab Redemption II, Ltd. ("Redemption II, Ltd.") held in the aggregate 4,027,600 shares of common stock, $0.01 par value per share (the "Shares"), of Cosi, Inc. (the "Company"). Jonathan Gallen possesses the sole power to vote and the sole power to direct the disposition of the 4,027,600 Shares held by Opportunities, L.P., Opportunities, Ltd., Redemption, L.P., Redemption, Ltd., Redemption II, L.P., and Redemption II, Ltd. Accordingly, for the purposes of Rule 13d-3 under the Securities Exchange Act of 1934, as amended, Mr. Gallen is deemed to beneficially own 4,027,600 Shares. Mr. Gallen's interest in the securities reported herein is limited to the extent of his pecuniary interest in Opportunities, L.P., Opportunities, Ltd., Redemption, L.P., Redemption, Ltd., Redemption II, L.P., and Redemption II, Ltd., respectively, if any. /s/ Jonathan Gallen 2009-08-12 -----END PRIVACY-ENHANCED MESSAGE-----