0001062993-15-004641.txt : 20150817 0001062993-15-004641.hdr.sgml : 20150817 20150817141142 ACCESSION NUMBER: 0001062993-15-004641 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150630 FILED AS OF DATE: 20150817 DATE AS OF CHANGE: 20150817 EFFECTIVENESS DATE: 20150817 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RAFFLES ASSOCIATES LP CENTRAL INDEX KEY: 0001169581 IRS NUMBER: 043272997 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12413 FILM NUMBER: 151058593 BUSINESS ADDRESS: STREET 1: ONE PENN PLAZA STREET 2: SUITE 1628 CITY: NEW YORK STATE: NY ZIP: 10119 BUSINESS PHONE: 212-760-2322 MAIL ADDRESS: STREET 1: ONE PENN PLAZA STREET 2: SUITE 1628 CITY: NEW YORK STATE: NY ZIP: 10119 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001169581 XXXXXXXX 06-30-2015 06-30-2015 RAFFLES ASSOCIATES LP

ONE PENN PLAZA SUITE 1628 NEW YORK NY 10119

13F HOLDINGS REPORT 028-12413 N Paul H. O'Leary 212 760 2322 /s/ Paul H. O'Leary New York NY 08-15-2015 0 52 102958 false INFORMATION TABLE 2 form13fInfoTable.xml FORM 13F INFORMATION TABLE ADVANTAGE OIL & GAS LTD COM 00765F101 1264 200000 SH SOLE 200000 0 0 AERCAP HOLDINGS NV SHS N00985106 6251 136523 SH SOLE 136523 0 0 AIRCASTLE LTD COM G0129K104 346 15254 SH SOLE 15254 0 0 ALAMOS GOLD INC COM 011527108 3396 600000 SH SOLE 600000 0 0 ALEXCO RESOURCE CORP COM 01535P106 86 251914 SH SOLE 251914 0 0 AMERICAN CAPITAL AGENCY CORP COM 02503X105 459 25000 SH SOLE 25000 0 0 AMERICAN INTL GROUP INC *W EXP 01/19/202 026874156 3187 115000 SH SOLE 115000 0 0 AVALON HLDGS CORP CL A 05343P109 414 172650 SH SOLE 172650 0 0 BARCLAYS BANK PLC ETN DJUBSCOFFE38 06739H297 1188 54000 SH SOLE 54000 0 0 BOULDER GROWTH & INCOME FD I COM 101507101 868 102834 SH SOLE 102834 0 0 CHESAPEAKE ENERGY CORP COM 165167107 3128 280000 SH SOLE 280000 0 0 CHEVIOT FINL CORP NEW COM 16677X105 1035 70000 SH SOLE 70000 0 0 CIFC CORP COM 12547R105 2296 289516 SH SOLE 289516 0 0 CIPHER PHARMACEUTICALS INC COM 17253X105 3833 447800 SH SOLE 447800 0 0 COASTWAY BANCORP INC COM 190632109 1995 177000 SH SOLE 177000 0 0 CONSOL ENERGY INC COM 20854P109 1217 56000 SH SOLE 56000 0 0 DIREXION SHS ETF TR DLY RUSSIA BUL14 25459Y140 607 25000 SH SOLE 25000 0 0 ECLIPSE RES CORP COM 27890G100 473 90000 SH SOLE 90000 0 0 EVOLUTION PETROLEUM CORP COM 30049A107 354 53700 SH SOLE 53700 0 0 FARMERS NATL BANC CORP COM 309627107 848 102827 SH SOLE 102827 0 0 FLY LEASING LTD SPONSORED ADR 34407D109 1319 84033 SH SOLE 84033 0 0 GASTAR EXPL INC NEW COM 36729W202 3580 1158582 SH SOLE 1158582 0 0 HECLA MNG CO COM 422704106 789 300000 SH SOLE 300000 0 0 LIBERTY BROADBAND CORP COM SER A 530307107 228 4469 SH SOLE 4469 0 0 LIBERTY BROADBAND CORP COM SER C 530307305 457 8939 SH SOLE 8939 0 0 LIBERTY MEDIA CORP DELAWARE CL A 531229102 644 17878 SH SOLE 17878 0 0 LIBERTY MEDIA CORP DELAWARE COM SER C 531229300 1284 35756 SH SOLE 35756 0 0 MACKINAC FINL CORP COM 554571109 316 30000 SH SOLE 30000 0 0 MAG SILVER CORP COM 55903Q104 3396 433100 SH SOLE 433100 0 0 MAYS J W INC COM 578473100 2580 47120 SH SOLE 47120 0 0 MOUNTAIN PROV DIAMONDS INC COM NEW 62426E402 6010 1448185 SH SOLE 1448185 0 0 NAPCO SEC TECHNOLOGIES INC COM 630402105 1073 187186 SH SOLE 187186 0 0 NAUGATUCK VY FINL CORP MD COM 63906P107 2437 229428 SH SOLE 229428 0 0 NEVSUN RES LTD COM 64156L101 2555 677800 SH SOLE 677800 0 0 OCEAN SHORE HLDG CO NEW COM 67501R103 1883 126900 SH SOLE 126900 0 0 PLATINUM GROUP METALS LTD COM NEW 72765Q205 2553 6381450 SH SOLE 6381450 0 0 PNC FINL SVCS GROUP INC *W EXP 12/31/201 693475121 2795 97300 SH SOLE 97300 0 0 POLONIA BACORP INC MD COM 73158Q109 903 70000 SH SOLE 70000 0 0 POPULAR INC COM NEW 733174700 2165 75000 SH SOLE 75000 0 0 PROVIDENT FINL HLDGS INC COM 743868101 6629 396000 SH SOLE 396000 0 0 RANGE RES CORP COM 75281A109 1481 30000 SH SOLE 30000 0 0 RED LION HOTELS CORP COM 756764106 7158 934487 SH SOLE 934487 0 0 REIS INC COM 75936P105 3997 180209 SH SOLE 180209 0 0 SOUTHERN MO BANCORP INC COM 843380106 6002 318420 SH SOLE 318420 0 0 U S ENERGY CORP WYO COM 911805109 114 214570 SH SOLE 214570 0 0 UNITED BANCORP INC OHIO COM 909911109 135 15000 SH SOLE 15000 0 0 VISHAY PRECISION GROUP INC COM 92835K103 359 23865 SH SOLE 23865 0 0 WATERSTONE FINL INC MD COM 94188P101 851 64500 SH SOLE 64500 0 0 WAYNE SVGS BANCSHARES INC NE COM 94624Q101 1259 94005 SH SOLE 94005 0 0 WELLS FARGO & CO NEW *W EXP 10/28/201 949746119 2382 105900 SH SOLE 105900 0 0 WILLIS LEASE FINANCE CORP COM 970646105 720 39169 SH SOLE 39169 0 0 WOLVERINE BANCORP INC COM 977880103 1659 65700 SH SOLE 65700 0 0