0001085146-18-001509.txt : 20180515 0001085146-18-001509.hdr.sgml : 20180515 20180515160506 ACCESSION NUMBER: 0001085146-18-001509 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180331 FILED AS OF DATE: 20180515 DATE AS OF CHANGE: 20180515 EFFECTIVENESS DATE: 20180515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CNH PARTNERS LLC CENTRAL INDEX KEY: 0001167456 IRS NUMBER: 134172062 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10114 FILM NUMBER: 18836332 BUSINESS ADDRESS: STREET 1: TWO GREENWICH PLAZA CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 203-742-3600 MAIL ADDRESS: STREET 1: TWO GREENWICH PLAZA CITY: GREENWICH STATE: CT ZIP: 06830 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001167456 XXXXXXXX 03-31-2018 03-31-2018 false CNH PARTNERS LLC

TWO GREENWICH PLAZA GREENWICH CT 06830

13F HOLDINGS REPORT 028-10114 N Henry Parkin 203-742-3600 /s/ Henry Parkin Greenwich CT 05-01-2018 2 391 8634363 1 0001633376 028-16752 AQR Capital Management Holdings, LLC 2 0001167557 028-10120 AQR CAPITAL MANAGEMENT LLC INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE ACORDA THERAPEUTICS INC NOTE 1.750% 6/1 00484MAA4 18575 20325000 PRN DFND 20325000 0 0 ADIENT PLC ORD SHS G0084W101 27896 466806 SH DFND 466806 0 0 ADT INC COM 00090Q103 397 50000 SH DFND 50000 0 0 ADVANCED MICRO DEVICES INC NOTE 2.125% 9/0 007903BD8 95570 65200000 PRN DFND 65200000 0 0 AEGEAN MARINE PETE NETWORK I NOTE 4.250%12/1 00773VAB2 3101 5000000 PRN DFND 5000000 0 0 AEROJET ROCKETDYNE HLDGS INC NOTE 2.250%12/1 007800AB1 12978 10200000 PRN DFND 10200000 0 0 AETNA INC NEW COM 00817Y108 104679 619400 SH DFND 619400 0 0 AKORN INC COM 009728106 56030 2994639 SH DFND 2994639 0 0 ALCOA CORP COM 013872106 41408 921003 SH DFND 921003 0 0 ALLEGHENY TECHNOLOGIES INC NOTE 4.750% 7/0 01741RAG7 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MARYLAND QLT MUN INC COM 67061Q107 244 20185 SH DFND 20185 0 0 NUVEEN MICHIGAN QLT MUN INC COM 670979103 249 19636 SH DFND 19636 0 0 NUVEEN MUNICIPAL CREDIT INC COM SH BEN INT 67070X101 184 13022 SH DFND 13022 0 0 NUVEEN NEW JERSEY QULT MUN F COM 67069Y102 326 25011 SH DFND 25011 0 0 NUVEEN NEW YORK AMT QLT MUNI COM 670656107 319 26229 SH DFND 26229 0 0 NUVEEN NEW YORK QLT MUN INC COM 67066X107 179 14068 SH DFND 14068 0 0 NUVEEN NORTH CAROLINA QLTY M COM 67060P100 226 18415 SH DFND 18415 0 0 NUVEEN OHIO QLTY MUN INCOME COM 670980101 220 16049 SH DFND 16049 0 0 NUVEEN PENNSYLVANIA QLT MUN COM 670972108 271 21618 SH DFND 21618 0 0 NUVEEN QUALITY MUNCP INCOME COM 67066V101 396 30150 SH DFND 30150 0 0 NUVEEN VIRGINIA QLTY MUNCPL COM 67064R102 329 26595 SH DFND 26595 0 0 NXP SEMICONDUCTORS N V COM N6596X109 233827 1998520 SH DFND 1998520 0 0 NXSTAGE MEDICAL INC COM 67072V103 74810 3009253 SH DFND 3009253 0 0 OCLARO INC COM NEW 67555N206 8553 894641 SH DFND 894641 0 0 ONE MADISON CORP COM CL A G6772P100 24000 2500000 SH DFND 2500000 0 0 ONEOK INC NEW COM 682680103 962 16899 SH DFND 16899 0 0 OPES ACQUISITION CORP *W EXP 01/15/202 68373P118 95 250000 SH DFND 250000 0 0 OPES ACQUISITION CORP COM 68373P100 2423 250000 SH DFND 250000 0 0 ORBITAL ATK INC COM 68557N103 178666 1347303 SH DFND 1347303 0 0 ORBOTECH LTD ORD M75253100 36997 595000 SH DFND 595000 0 0 OSI SYSTEMS INC NOTE 1.250% 9/0 671044AD7 7756 8500000 PRN DFND 8500000 0 0 OSPREY ENERGY ACQUISITION CO *W EXP 07/21/202 688397116 380 500000 SH DFND 500000 0 0 OSPREY ENERGY ACQUISITION CO CL A COM 688397108 3848 400000 SH DFND 400000 0 0 PACIRA PHARMACEUTICALS INC NOTE 2.375% 4/0 695127AD2 29320 32000000 PRN DFND 32000000 0 0 PAGSEGURO DIGITAL LTD COM CL A G68707101 383 10000 SH DFND 10000 0 0 PALO ALTO NETWORKS INC NOTE 7/0 697435AB1 92517 55900000 PRN DFND 55900000 0 0 PANDORA MEDIA INC NOTE 1.750%12/0 698354AB3 10507 11475000 PRN DFND 11475000 0 0 PARK HOTELS RESORTS INC COM 700517105 15600 577349 SH DFND 577349 0 0 PATTERN ENERGY GROUP INC NOTE 4.000% 7/1 70338PAB6 21132 21314000 PRN DFND 21314000 0 0 PDL BIOPHARMA INC NOTE 2.750%12/0 69329YAG9 5115 5000000 PRN DFND 5000000 0 0 PENSARE ACQUISITION CORP *W EXP 07/27/202 70957E113 236 500000 SH DFND 500000 0 0 PENSARE ACQUISITION CORP COM 70957E105 12020 1236600 SH DFND 1236600 0 0 PENSARE ACQUISITION CORP RIGHT 99/99/9999 70957E121 500 1000000 SH DFND 1000000 0 0 PHILLIPS 66 PARTNERS LP COM UNIT REP INT 718549207 609 12745 SH DFND 12745 0 0 PINNACLE ENTMT INC NEW COM 72348Y105 30916 1025406 SH DFND 1025406 0 0 PIONEER MUN HIGH INCOME TR COM SHS 723763108 229 20346 SH DFND 20346 0 0 PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 655 29751 SH DFND 29751 0 0 PLATINUM EAGLE ACQUISITIN CO *W EXP 01/17/202 G7126L118 333 266666 SH DFND 266666 0 0 PLATINUM EAGLE ACQUISITIN CO SHS CL A G7126L100 7680 799998 SH DFND 799998 0 0 PLY GEM HLDGS INC COM 72941W100 7452 345000 SH DFND 345000 0 0 PROOFPOINT INC COM 743424103 11447 100718 SH DFND 100718 0 0 PROSPECT CAPITAL CORPORATION NOTE 4.750% 4/1 74348TAQ5 18521 18450000 PRN DFND 18450000 0 0 PROSPECT CAPITAL CORPORATION NOTE 4.950% 7/1 74348TAR3 14965 14925000 PRN DFND 14925000 0 0 PURPLE INNOVATION INC *W EXP 02/02/202 74640Y114 576 768000 SH DFND 768000 0 0 PUTNAM MANAGED MUN INCOM TR COM 746823103 202 28357 SH DFND 28357 0 0 PUTNAM MUN OPPORTUNITIES TR SH BEN INT 746922103 157 13439 SH DFND 13439 0 0 QUALITY CARE PPTYS INC COM 747545101 30161 1552294 SH DFND 1552294 0 0 RADIUS HEALTH INC NOTE 3.000% 9/0 750469AA6 13181 13050000 PRN DFND 13050000 0 0 REDWOOD TR INC NOTE 4.750% 8/1 758075AC9 18051 18575000 PRN DFND 18575000 0 0 REGALWOOD GLOBAL ENERGY LTD *W EXP 12/05/202 G74760128 577 524259 SH DFND 524259 0 0 REGALWOOD GLOBAL ENERGY LTD COM CL A G74760102 15256 1572777 SH DFND 1572777 0 0 RENEWABLE ENERGY GROUP INC NOTE 2.750% 6/1 75972AAA1 759 675000 PRN DFND 675000 0 0 RENT A CTR INC NEW COM 76009N100 4307 499059 SH DFND 499059 0 0 RESOURCE CAP CORP NOTE 4.500% 8/1 76120WAC8 1940 2000000 PRN DFND 2000000 0 0 RICE MIDSTREAM PARTNERS LP UNIT LTD PARTN 762819100 544 30068 SH DFND 30068 0 0 RITE AID CORP COM 767754104 12594 7496442 SH DFND 7496442 0 0 ROCKWELL COLLINS INC COM 774341101 220902 1638134 SH DFND 1638134 0 0 ROSEHILL RES INC *W EXP 09/16/202 777385113 406 489600 SH DFND 489600 0 0 RSP PERMIAN INC COM 74978Q105 100190 2137150 SH DFND 2137150 0 0 RTI INTL METALS INC NOTE 1.625%10/1 74973WAB3 5833 5525000 PRN DFND 5525000 0 0 RYLAND GROUP INC NOTE 1.625% 5/1 783764AQ6 3560 2131000 PRN DFND 2131000 0 0 SABAN CAP ACQUISITION CORP *W EXP 09/21/202 78516C114 55 42000 SH DFND 42000 0 0 SCANA CORP NEW COM 80589M102 98294 2617690 SH DFND 2617690 0 0 SCHULMAN A INC COM 808194104 8874 206376 SH DFND 206376 0 0 SEACOR HOLDINGS INC NOTE 2.500%12/1 811904AM3 20291 19300000 PRN DFND 19300000 0 0 SEMGROUP CORP CL A 81663A105 521 24333 SH DFND 24333 0 0 SEMPRA ENERGY 6% PFD CONV A 816851406 5333 52150 SH DFND 52150 0 0 SENTINEL ENERGY SVCS INC UNIT 11/02/2022 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ENERGY PARTNERS LP COM UNIT 874697105 506 13360 SH DFND 13360 0 0 TARGA RES CORP COM 87612G101 932 21184 SH DFND 21184 0 0 TC PIPELINES LP UT COM LTD PRT 87233Q108 405 11675 SH DFND 11675 0 0 TEEKAY LNG PARTNERS L P PRTNRSP UNITS Y8564M105 611 34119 SH DFND 34119 0 0 TESLA INC NOTE 1.250% 3/0 88160RAC5 17198 17275000 PRN DFND 17275000 0 0 TESLA INC NOTE 2.375% 3/1 88160RAD3 52001 49800000 PRN DFND 49800000 0 0 THERAVANCE INC NOTE 2.125% 1/1 88338TAB0 29055 27018000 PRN DFND 27018000 0 0 TIBERIUS ACQUISITION CORP UNIT 02/28/2021 88633A206 11762 1175000 SH DFND 1175000 0 0 TIME WARNER INC COM NEW 887317303 211062 2231570 SH DFND 2231570 0 0 TPG PACE ENERGY HLDGS CORP *W EXP 99/99/999 872656111 308 166667 SH DFND 166667 0 0 TPG SPECIALTY LENDING INC NOTE 4.500% 8/0 87265KAD4 5132 5000000 PRN DFND 5000000 0 0 TRANSMONTAIGNE PARTNERS L P COM UNIT L P 89376V100 724 20221 SH DFND 20221 0 0 TRINITY INDS INC NOTE 3.875% 6/0 896522AF6 15765 11525000 PRN DFND 11525000 0 0 TTM TECHNOLOGIES INC NOTE 1.750%12/1 87305RAD1 44172 26500000 PRN DFND 26500000 0 0 TUTOR PERINI CORP NOTE 2.875% 6/1 901109AD0 14847 14025000 PRN DFND 14025000 0 0 TWENTY FIRST CENTY FOX INC CL A 90130A101 45223 1232562 SH DFND 1232562 0 0 TWO HBRS INVT CORP NOTE 6.250% 1/1 90187BAA9 17851 17050000 PRN DFND 17050000 0 0 UNION ACQUISITION CORP RIGHT 12/02/2019 G9366W135 425 1250000 SH DFND 1250000 0 0 UNION ACQUISITION CORP SHS G9366W101 11975 1250000 SH DFND 1250000 0 0 UNISYS CORP NOTE 5.500% 3/0 909214BS6 20207 15325000 PRN DFND 15325000 0 0 VALERO ENERGY PARTNERS LP COM UNT REP LP 91914J102 490 13821 SH DFND 13821 0 0 VALIDUS HOLDINGS LTD COM SHS G9319H102 159468 2364238 SH DFND 2364238 0 0 VALLEY NATL BANCORP *W EXP 11/14/201 919794131 15 114185 SH DFND 114185 0 0 VANTAGE ENERGY ACQUISITION *W EXP 04/12/202 92211L113 725 500000 SH DFND 500000 0 0 VAREX IMAGING CORP COM 92214X106 23569 658718 SH DFND 658718 0 0 VECTOR GROUP LTD FRNT 1/1 92240MAY4 23893 16650000 PRN DFND 16650000 0 0 VEECO INSTRS INC 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0 WGL HLDGS INC COM 92924F106 162012 1936789 SH DFND 1936789 0 0 WILLIAMS PARTNERS L P NEW COM UNIT LTD PAR 96949L105 669 19436 SH DFND 19436 0 0 WILLSCOT CORP *W EXP 09/10/202 971375118 1587 950067 SH DFND 950067 0 0 WORKDAY INC NOTE 0.750% 7/1 98138HAC5 19079 12550000 PRN DFND 12550000 0 0 WORKDAY INC NOTE 1.500% 7/1 98138HAD3 32414 20000000 PRN DFND 20000000 0 0 XCERRA CORP COM 98400J108 7949 682286 SH DFND 682286 0 0 XL GROUP LTD COM G98294104 38747 701169 SH DFND 701169 0 0 YUM CHINA HLDGS INC COM 98850P109 23318 561874 SH DFND 561874 0 0