President

0001144204-13-045730.txt : 20130814 0001144204-13-045730.hdr.sgml : 20130814 20130814140314 ACCESSION NUMBER: 0001144204-13-045730 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20130630 FILED AS OF DATE: 20130814 DATE AS OF CHANGE: 20130814 EFFECTIVENESS DATE: 20130814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HIGHLAND CAPITAL MANAGEMENT LP CENTRAL INDEX KEY: 0001167365 IRS NUMBER: 752716725 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-10659 FILM NUMBER: 131036881 BUSINESS ADDRESS: STREET 1: 300 CRESCENT COURT, SUITE 700 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 9726284100 MAIL ADDRESS: STREET 1: 300 CRESCENT COURT, SUITE 700 CITY: DALLAS STATE: TX ZIP: 75201 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false false false 0001167365 XXXXXXXX 06-30-2013 06-30-2013 true 1 RESTATEMENT false HIGHLAND CAPITAL MANAGEMENT LP

300 Crescent Court, Suite 700 Dallas TX 75201

13F HOLDINGS REPORT 028-10659 N James D. Dondero President 972-628-4100 /s/ James D. Dondero DALLAS TX 08-13-2013 5 153 1312097 1 Cummings Bay Capital Management, L.P. 2 Highland Capital Management Fund Advisors, L.P. 3 Anchor Capital Management Group, Inc. 4 NexPoint Advisors, L.P. 5 Incline Analytics, LLC INFORMATION TABLE 2 infotable.xml 3D SYSTEMS CORPORATION COMMON STOCK 88554D205 439 10000 SH SOLE 0 0 0 ABBVIE INC COMMON STOCK 00287Y109 2538 61390 SH SOLE 0 0 0 ACADIA HEALTHCARE CO INC COMMON STOCK 00404A109 16076 486127 SH DFND 0 0 0 ACME PACKAGING CORP. COMMON STOCK 004764106 0 155179 SH SOLE 0 0 0 ACTAVIS, INC. COMMON STOCK 00507K103 1174 9300 SH DFND 0 0 0 ADCARE HEALTH SYSTEMS INC. COMMON STOCK 00650W300 575 119875 SH SOLE 0 0 0 AERCAP HOLDINGS N.V. COMMON STOCK N00985106 10326 591385 SH SOLE 0 0 0 AETNA INC. COMMON STOCK 00817Y108 3158 49700 SH DFND 0 0 0 AFFILIATED MANAGERS GROUP INC. COMMON STOCK 008252108 9317 56832 SH SOLE 0 0 0 AGILENT TECHNOLOGIES INC. COMMON STOCK 00846U101 4396 102800 SH DFND 0 0 0 AKORN INC. COMMON STOCK 009728106 10360 766300 SH SOLE 0 0 0 ALLEGHENY TECHNOLOGIES, INC. COMMON STOCK 01741R102 2690 102257 SH DFND 0 0 0 ALLIANCE DATA SYSTEMS COMMON STOCK 018581108 37604 207721 SH SOLE 0 0 0 ALNYLAM PHARMACEUTICALS INC. COMMON STOCK 02043Q107 824 26592 SH SOLE 0 0 0 AMERICAN INTERNATIONAL GROUP INC. COMMON STOCK 026874784 28022 626900 SH SOLE 0 0 0 AMERIPRISE FINANCIAL, INC. COMMON STOCK 03076C106 12117 149819 SH SOLE 0 0 0 APOLLO GROUP COMMON STOCK 037604105 2636 148750 SH SOLE 0 0 0 ARTHUR J GALLAGHER & CO COMMON STOCK 363576109 44413 1016541 SH SOLE 0 0 0 BALL CORPORATION COMMON STOCK 058498106 5650 136025 SH SOLE 0 0 0 BANK OF AMERICA CORPORATION EQUITY WARRANTS 060505153 1112 1443664 SH SOLE 0 0 0 BE AEROSPACE, INC COMMON STOCK 073302101 6784 107550 SH SOLE 0 0 0 BIG LOTS INC. COMMON STOCK 089302103 348 11050 SH SOLE 0 0 0 BIOSCRIP, INC. COMMON STOCK 09069N108 612 37098 SH SOLE 0 0 0 BIOVAIL CORP COMMON STOCK 91911K102 15324 178023 SH SOLE 0 0 0 BRUKER CORP COMMON STOCK 116794108 288 17819 SH SOLE 0 0 0 CARDINAL HEALTH INC. COMMON STOCK 14149Y108 3616 76600 SH DFND 0 0 0 CARDIOVASCULAR SYSTEMS INC COMMON STOCK 141619106 637 30036 SH SOLE 0 0 0 CBS CORP COMMON STOCK 124857202 42094 861351 SH SOLE 0 0 0 CEDAR FAIR LP/CANADA'S WONDERLAND LTD PARTNERSHIP 150185106 36864 890436 SH SOLE 0 0 0 CHARTWELL DIV & INC FUND INC CLOSE END FIXED INCOME MUTUAL FUNDS 25538A204 215 13475 SH SOLE 0 0 0 CHELSEA THERAPEUTICS INTERNA COMMON STOCK 163428105 184 80000 SH SOLE 0 0 0 CHIMERIX INC COMMON STOCK 16934W106 242 10000 SH SOLE 0 0 0 CHUBB CORPORATION COMMON STOCK 171232101 330 3900 SH SOLE 0 0 0 CIENA CORPORATION COMMON STOCK 171779309 2290 117850 SH SOLE 0 0 0 CLAYMORE/MAC GLBL SOLAR ENRG EXCHANGE TRADED FUNDS 18383Q739 2375 100000 SH SOLE 0 0 0 COCA-COLA ENTERPRISES INC. COMMON STOCK 19122T109 3228 91800 SH DFND 0 0 0 COLGATE-PALMOLIVE CO COMMON STOCK 194162103 539 9400 SH SOLE 0 0 0 COMPUWARE CORPORATION COMMON STOCK 205638109 14320 1384919 SH SOLE 0 0 0 CONN'S INC COMMON STOCK 208242107 5887 113742 SH SOLE 0 0 0 CORNING INC. COMMON STOCK 219350105 1357 95385 SH SOLE 0 0 0 CORRECTIONS CORPORATION OF AMERICA EQUITY 22025Y407 25844 763025 SH DFND 0 0 0 CREDIT SUISSE ASSET MGMT INC CLOSE END FIXED INCOME MUTUAL FUNDS 224916106 47 12254 SH SOLE 0 0 0 CREDIT SUISSE HIGH YIELD BD CLOSE END FIXED INCOME MUTUAL FUNDS 22544F103 49 15575 SH SOLE 0 0 0 CST BRANDS INC-WHEN ISSUE COMMON STOCK 12646R105 10784 350000 SH SOLE 0 0 0 DEAN FOODS COMPANY COMMON STOCK 242370104 159 15900 SH SOLE 0 0 0 DEERE & CO. COMMON STOCK 244199105 1085 13349 SH SOLE 0 0 0 DEVRY INC. COMMON STOCK 251893103 23147 746200 SH DFND 0 0 0 DIAMONDBACK ENERGY INC COMMON STOCK 25278X109 8103 243200 SH SOLE 0 0 0 DOLLAR GENERAL CORPORATION COMMON STOCK 256677105 303 6000 SH SOLE 0 0 0 DOLLAR TREE INC COMMON STOCK 256746108 7001 137700 SH SOLE 0 0 0 DOMUS HOLDINGS COMMON STOCK 75605Y106 11931 248350 SH SOLE 0 0 0 EAGLE CAPITAL GROWTH FUND CLOSE END FIXED INCOME MUTUAL FUNDS 269451100 94 12250 SH SOLE 0 0 0 EDWARDS LIFESCIENCES CORPORATION COMMON STOCK 28176E108 1519 22600 SH SOLE 0 0 0 ELLSWORTH FUND LTD CLOSE END FIXED INCOME MUTUAL FUNDS 289074106 182 23700 SH SOLE 0 0 0 ENDOCYTE INC COMMON STOCK 29269A102 1588 120909 SH SOLE 0 0 0 ENTERPRISE PRODUCTS PARTNERS LP LTD PARTNERSHIP 293792107 232 3737 SH SOLE 0 0 0 EXAMWORKS INC COMMON STOCK 30066A105 1599 75333 SH SOLE 0 0 0 FAIRPOINT COMMUNICATIONS, INC. COMMON STOCK 305560302 1885 225708 SH DFND 0 0 0 FAMILY DOLLAR STORES, INC. COMMON STOCK 307000109 18551 297725 SH DFND 0 0 0 FIDELITY NATIONAL INFORMATIO COMMON STOCK 31620M106 29594 690796 SH SOLE 0 0 0 GENERAC HOLDINGS INC COMMON STOCK 368736104 925 25000 SH SOLE 0 0 0 GILEAD SCIENCES, INC. COMMON STOCK 375558103 2822 55035 SH DFND 0 0 0 GNC ACQUISITION HOLDINGS INC COMMON STOCK 36191G107 16298 368640 SH SOLE 0 0 0 GRAY TELEVISION, INC. COMMON STOCK 389375205 125 18000 SH SOLE 0 0 0 GULFPORT ENERGY COMMON STOCK 402635304 14592 309876 SH SOLE 0 0 0 HCA HOLDINGS INC. COMMON STOCK 40412C101 9137 253392 SH DFND 0 0 0 HEALTHSTREAM INC. COMMON STOCK 42222N103 597 23581 SH SOLE 0 0 0 HERTZ GLOBAL HOLDINGS INC. COMMON STOCK 42805T105 70108 2826921 SH DFND 0 0 0 HESS CORPORATION COMMON STOCK 42809H107 7886 118600 SH DFND 0 0 0 ILLUMINA INC. COMMON STOCK 452327109 973 13000 SH SOLE 0 0 0 INFORMATICA CORPORATION COMMON STOCK 45666Q102 9135 261139 SH SOLE 0 0 0 INTERCEPT PHARMACEUTICALS INC COMMON STOCK 45845p108 2255 50300 SH SOLE 0 0 0 IRONWOOD PHARMACEUTICALS INC COMMON STOCK 46333X108 613 61699 SH SOLE 0 0 0 ISHARES DJ US TRANSPORT AVG EXCHANGE TRADED FUNDS 464287192 264 2400 SH SOLE 0 0 0 ISHARES MSCI GERMANY INDEX EXCHANGE TRADED FUNDS 464286806 247 10000 SH SOLE 0 0 0 JACK IN THE BOX, INC. COMMON STOCK 466367109 7998 203554 SH SOLE 0 0 0 K12 INC COMMON STOCK 48273U102 899 34237 SH SOLE 0 0 0 KIRBY CORP. COMMON STOCK 497266106 5472 68800 SH SOLE 0 0 0 LIFE TIME FITNESS COMMON STOCK 53217R207 15308 305492 SH SOLE 0 0 0 LIVE NATION ENTERTAINMENT, INC. COMMON STOCK 538034109 6033 389200 SH SOLE 0 0 0 LORAL SPACECOM CORP COMMON STOCK 543881106 107964 1800000 SH SOLE 0 0 0 LYONDELLBASELL INDUSTRIES NV COMMON STOCK N53745100 258 3900 SH SOLE 0 0 0 MANAGED HI YLD PLUS FUND INC CLOSE END FIXED INCOME MUTUAL FUNDS 561911108 46 23040 SH SOLE 0 0 0 MARKET VECTORS OIL SERVICE E EXCHANGE TRADED FUNDS 57060U191 257 6000 SH SOLE 0 0 0 MARKWEST ENERGY PARTNERS, L.P. LTD PARTNERSHIP 570759100 209 3124 SH SOLE 0 0 0 MEDIVATION INC. COMMON STOCK 58501N101 438 8894 SH SOLE 0 0 0 MELCO CROWN ENTERTAINME-ADR ADR 585464100 12984 580700 SH SOLE 0 0 0 MERCK & CO., INC. COMMON STOCK 58933Y105 3767 81100 SH DFND 0 0 0 MICROSEMI CORPORATION COMMON STOCK 595137100 341 15000 SH SOLE 0 0 0 MICROSOFT CORPORATION COMMON STOCK 594918104 520 15050 SH SOLE 0 0 0 MICROVISION, INC. EQUITY WARRANTS 594960163 12 402361 SH DFND 0 0 0 MIDCAP SPDR TRUST SERIES 1 EXCHANGE TRADED FUNDS 78467Y107 504 2400 SH SOLE 0 0 0 MOHAWK INDUSTRIES INC. COMMON STOCK 608190104 6299 56000 SH SOLE 0 0 0 MOLINA HEALTHCARE, INC COMMON STOCK 60855R100 803 21601 SH DFND 0 0 0 MONEYGRAM INTERNATIONAL, INC. COMMON STOCK 60935Y208 430 19000 SH SOLE 0 0 0 MONOLITHIC POWER SYSTEMS INC. COMMON STOCK 609839105 14265 591674 SH SOLE 0 0 0 NETAPP INC COMMON STOCK 64110D104 555 14700 SH SOLE 0 0 0 NEWCASTLE INVESTMENT CORPORATION EQUITY 65105M108 37573 7184090 SH SOLE 0 0 0 NEXPOINT CREDIT STRATEGIES FUND (FKA HIGHLAND CREDIT STRATEGIES FUND) CLOSE END FIXED INCOME MUTUAL FUNDS 65340G106 6645 844389 SH DFND 0 0 0 NU SKIN ENTERPRISES INC - A COMMON STOCK 67018T105 917 15000 SH SOLE 0 0 0 NUPATHE INC COMMON STOCK 67059M100 173 56569 SH SOLE 0 0 0 NXP SEMICONDUCTOR NV COMMON STOCK n6596x109 8633 278300 SH SOLE 0 0 0 OCCULOGIX INC. COMMON STOCK 878193101 1186 111700 SH SOLE 0 0 0 OMNICELL INC. COMMON STOCK 68213N109 1046 50900 SH SOLE 0 0 0 PACKAGING CORP OF AMERICA COMMON STOCK 695156109 490 10000 SH SOLE 0 0 0 PAREXEL INTERNATIONAL CORPORATION COMMON STOCK 699462107 363 7905 SH SOLE 0 0 0 PENDRELL CORPORATION ( F.K.A. ICO GLOBAL COMMUNICATIONS) COMMON STOCK 70686R104 119045 45611145 SH DFND 0 0 0 PHARMACYCLICS INC. COMMON STOCK 716933106 691 8692 SH SOLE 0 0 0 PIMCO 0-5 YEAR H/Y CORP BOND EXCHANGE TRADED FUNDS 72201R783 205 2000 SH SOLE 0 0 0 PLAINS ALL AMER PIPELINE LP LTD PARTNERSHIP 726503105 220 3945 SH SOLE 0 0 0 PRECISION CASTPARTS CORP. COMMON STOCK 740189105 9628 42600 SH SOLE 0 0 0 PROGENICS PHARMACEUTICALS COMMON STOCK 743187106 9753 2186853 SH SOLE 0 0 0 PROSHARES SHORT HIGH YIELD EXCHANGE TRADED FUNDS 74347R131 1610 50800 SH SOLE 0 0 0 PROSHARES ULTRA GOLD EXCHANGE TRADED FUNDS 74347W601 3802 85195 SH DFND 0 0 0 PROSHARES ULTRA SILVER EXCHANGE TRADED FUNDS 74347W841 30861 1815380 SH DFND 0 0 0 PROSHRE U/S DJ-AIG CRUDE OIL EXCHANGE TRADED FUNDS 74347W668 3791 104000 SH SOLE 0 0 0 PROTO LABS INC COMMON STOCK 743713109 650 10000 SH SOLE 0 0 0 PYXIS/IBOXX SENIOR LOAN ETF EXCHANGE TRADED FUNDS 430101774 38018 1900000 SH SOLE 0 0 0 QUANTA SERVICES COMMON STOCK 74762E102 7165 270800 SH SOLE 0 0 0 QUINTILES TRANSNATIONAL HOLD COMMON STOCK 74876Y101 512 12041 SH SOLE 0 0 0 RELIANCE STEEL & ALUMINUM COMMON STOCK 759509102 210 3200 SH SOLE 0 0 0 REPROS THERAPEUTICS INC. COMMON STOCK 76028H209 3046 165074 SH DFND 0 0 0 RITE AID CORPORATION COMMON STOCK 767754104 385 134539 SH SOLE 0 0 0 ROCKWOOD HOLDINGS INC. COMMON STOCK 774415103 527 8225 SH SOLE 0 0 0 SBA COMMUNICATIONS CORP-CL A COMMON STOCK 78388J106 51902 700242 SH SOLE 0 0 0 SERVICE CORPORATION INTERNATIONAL COMMON STOCK 817565104 16666 924370 SH DFND 0 0 0 SILICON LABORATORIES INC. COMMON STOCK 826919102 6431 155294 SH SOLE 0 0 0 SKILLED HEALTHCARE GROUP, INC. COMMON STOCK 83066R107 444 66400 SH SOLE 0 0 0 SONY CORP-SPONSORED ADR ADR 835699307 19677 928600 SH SOLE 0 0 0 SPDR TRUST SERIES 1 EXCHANGE TRADED FUNDS 78462F103 642 4000 SH SOLE 0 0 0 STAPLES INC. COMMON STOCK 855030102 18800 1184650 SH DFND 0 0 0 STEALTHGAS INC. COMMON STOCK y81669106 281 25500 SH SOLE 0 0 0 SWS GROUP INC. COMMON STOCK 78503N107 12119 2223632 SH DFND 0 0 0 SXC HEALTH SOLUTIONS CORP COMMON STOCK 148887102 526 10781 SH SOLE 0 0 0 SYMANTEC CORPORATION COMMON STOCK 871503108 41052 1826153 SH SOLE 0 0 0 TEAM FINANCE LLC (A.K.A TEAM HEALTH HOLDINGS, LLC) COMMON STOCK 87817A107 1643 40000 SH DFND 0 0 0 TIME WARNER INC. COMMON STOCK 887317303 4094 70800 SH SOLE 0 0 0 TORCHMARK CORP. COMMON STOCK 891027104 5231 80300 SH SOLE 0 0 0 TORNIER NV COMMON STOCK N87237108 670 38286 SH SOLE 0 0 0 TRACTOR SUPPLY COMPANY COMMON STOCK 892356106 4725 40200 SH SOLE 0 0 0 TRW AUTOMOTIVE HOLDINGS CORPORATION COMMON STOCK 87264S106 1698 25555 SH SOLE 0 0 0 ULTRASHORT QQQ PROSHARES EXCHANGE TRADED FUNDS 74347X237 2371 100000 SH SOLE 0 0 0 ULTRASHORT RUSSELL2000 PROSH EXCHANGE TRADED FUNDS 74348A202 6920 383400 SH SOLE 0 0 0 ULTRASHORT S&P500 PROSHARES EXCHANGE TRADED FUNDS 74347B300 807 19762 SH SOLE 0 0 0 VENTAS REALTY, LIMITED PARTNERSHIP EQUITY 92276F100 858 12347 SH SOLE 0 0 0 W.W. GRAINGER INC. COMMON STOCK 384802104 4590 18200 SH SOLE 0 0 0 WATERS CORPORATION COMMON STOCK 941848103 2350 23485 SH DFND 0 0 0 WEBSITE PROS INC. COMMON STOCK 94733A104 768 30000 SH SOLE 0 0 0 WELLCARE HEALTH PLANS, INC. COMMON STOCK 94946T106 619 11145 SH SOLE 0 0 0 WISDOMTREE JAPAN DIVIDEND FD EXCHANGE TRADED FUNDS 97717W851 1710 37500 SH SOLE 0 0 0 WRIGHT MEDICAL GROUP INC. EQUITY WARRANTS 98235T115 143 52949 SH SOLE 0 0 0 XEROX CORPORATION COMMON STOCK 984121103 11138 1228050 SH SOLE 0 0 0 YANDEX NV COMMON STOCK n97284108 968 35000 SH SOLE 0 0 0