-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Qj01OHsdfR5Rnwbk8vwzE8dirFg0+i6sSU0zqqgqyt/0ZkE7hs2wvt4XSfTQVUgi Rciv4kXYqxNzbW3hLys+tw== 0000950123-09-062865.txt : 20091116 0000950123-09-062865.hdr.sgml : 20091116 20091116131610 ACCESSION NUMBER: 0000950123-09-062865 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090930 FILED AS OF DATE: 20091116 DATE AS OF CHANGE: 20091116 EFFECTIVENESS DATE: 20091116 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HIGHLAND CAPITAL MANAGEMENT LP CENTRAL INDEX KEY: 0001167365 IRS NUMBER: 752716725 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10659 FILM NUMBER: 091185260 BUSINESS ADDRESS: STREET 1: 13455 NOEL ROAD STE 1300 CITY: DALLAS STATE: TX ZIP: 75240 BUSINESS PHONE: 9726284100 MAIL ADDRESS: STREET 1: 13455 NOEL ROAD STE 1300 CITY: DALLAS STATE: TX ZIP: 75240 13F-HR 1 d70139e13fvhr.txt FORM 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2009 Check here if Amendment [ ]; Amendment Number: __________ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Highland Capital Management, L.P. Address: 13455 Noel Rd. Suite 800 Dallas, TX 75240 Form 13F File Number: 28-10659 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: James D. Dondero Title: President Phone: 972-628-4100 Signature, Place, and Date of Signing: /s/ James D. Dondero Dallas, TX November 13, 2009 - ------------------------------------- -------------------- ----------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.]
Form 13F File Number Name -------------------- ---- 28-___________________ ____________________
[Repeat as necessary.] FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 64 Form 13F Information Table Value Total: $339,717 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.]
No. Form 13F File Number Name - --- -------------------- ---- ___ 28-________________ ____________________
[Repeat as necessary.]
SH_ ISSUER CLASS CUSIP VALUE SHRS_PRN_AMT PRN PUT_CALL INV_DISCRETION MANAGERS SOLE SHARED NONE - ---------------------------- -------------- --------- ------ ------------ --- -------- -------------- -------- -------- ------ ---- ACME PACKET INC COM 004764106 1553 155179 SH SOLE 155179 0 0 ADAPTEC INC COM 00651FAG3 93 27933 SH SOLE 27933 0 0 AERCAP HOLDINGS NV SHS N00985106 3389 373600 SH SOLE 373600 0 0 AEROPOSTALE COM 007865108 6367 146475 SH SOLE 146475 0 0 AMERICAN EAGLE OUTFITTERS NE COM 02553E106 2453 145500 SH SOLE 145500 0 0 ANAREN INC COM 032744104 4234 249050 SH SOLE 249050 0 0 ANGIOTECH PHARMACEUTICALS IN COM 034918102 11883 6354559 SH SOLE 6354559 0 0 APPLE INC COM 037833100 12885 69517 SH SOLE 69517 0 0 ARIBA INC COM NEW 04033V203 1905 164200 SH SOLE 164200 0 0 ASPEN INSURANCE HOLDINGS LTD SHS G05384105 6185 233668 SH SOLE 233668 0 0 AVATAR HLDGS INC COM 053494100 80 4218 SH SOLE 4218 0 0 BERKSHIRE HATHAWAY INC DEL CL A 084670108 5555 55 SH SOLE 55 0 0 BIG 5 SPORTING GOODS CORP COM 08915P101 2094 138700 SH SOLE 138700 0 0 CADENCE DESIGN SYSTEM INC COM 127387108 78 230800 SH SOLE 230800 0 0 CALPINE CORP COM NEW 131347304 1578 136997 SH SOLE 136997 0 0 CAPSTEAD MTG CORP COM NO PAR 14067E906 23119 1662069 SH SOLE 1662069 0 0 CARDTRONICS INC COM 14161H108 2541 324900 SH SOLE 324900 0 0 CARTER INC COM 146229109 1829 68500 SH SOLE 68500 0 0 CHINA FIRE & SEC GROUP INC COM 16938R103 1027 53500 SH SOLE 53500 0 0 CLEARWIRE CORP NEW CL A 18538Q105 4937 607243 SH SOLE 607243 0 0 CROWN HOLDINGS INC COM 228368106 7481 275030 SH SOLE 275030 0 0 CVS CAREMARK CORPORATION COM 126650100 9449 264377 SH SOLE 264377 0 0 EBIX INC COM NEW 278715206 2375 42900 SH SOLE 42900 0 0 ECHOSTAR CORP CL A 278768106 5458 295679 SH SOLE 295679 0 0 ENTRAVISION COMMUNICATIONS C CL A 29382R107 2306 1332712 SH SOLE 1332712 0 0 EQUINIX INC COM NEW 29444U502 9568 104000 SH SOLE 104000 0 0 EVEREST RE GROUP LTD COM G3223R908 5848 66683 SH SOLE 66683 0 0 FEDERATED INVS INC PA CL B 314211103 2873 108959 SH SOLE 108959 0 0 FRESH DEL MONTE PRODUCE INC ORD G36738105 7855 347414 SH SOLE 347414 0 0 GLOBALSTAR INC COM 378973408 6 8262 SH SOLE 8262 0 0 GRAY TELEVISION INC CL A 389375205 294 126600 SH SOLE 126600 0 0 HEWITT ASSOCS INC COM 42822Q100 546 15000 SH SOLE 15000 0 0 HIGHLAND CR STRATEGIES FD COM 43005Q107 4244 668473 SH SOLE 668,473 0 0 HILLTOP HOLDINGS INC COM 432748101 5104 416300 SH SOLE 416300 0 0 ICO GLOBAL COMM HLDGS LTD DE CL A 44930K108 28649 33313062 SH SOLE 33313062 0 0 JARDEN CORP COM 471109108 110 3906 SH SOLE 3906 0 0 LORAL SPACE & COMMUNICATNS I COM 543881106 42388 1542505 SH SOLE 1542505 0 0 MI DEVS INC CL A SUB VTG 55304X104 6385 444010 SH SOLE 444010 0 0 MICROVISION INC DEL COM 594960106 20071 3649326 SH SOLE 3649326 0 0 MYLAN INC COM 628530107 11256 703082 SH SOLE 703082 0 0 NEUROBIOLOGICAL TECH INC COM NEW 64124W304 4264 4737479 SH SOLE 4737479 0 0 NUANCE COMMUNICATIONS INC COM 67020Y100 1122 75000 SH SOLE 75000 0 0 OCH ZIFF CAP MGMT GROUP CL A 67551U105 4341 356666 SH SOLE 356666 0 0 OFFICE DEPOT INC COM 676220106 1159 175000 SH SOLE 175000 0 0 ON SEMICONDUCTOR CORP COM 682189105 4144 502280 SH SOLE 502280 0 0
OPNEXT INC COM 68375V105 93 31678 SH SOLE 31678 0 0 PERFECT WORLD CO LTD SPON ADR REP B 71372U104 1299 27000 SH SOLE 27000 0 0 PIER 1 IMPORTS INC COM 720279108 1405 363000 SH SOLE 363000 0 0 RACKSPACE HOSTING INC COM 750086100 1751 175250 SH SOLE 175250 0 0 RENAISSANCERE HOLDINGS LTD COM G7496G103 5937 108425 SH SOLE 108425 0 0 RRI ENERGY INC COM 74971X107 346 48444 SH SOLE 48444 0 0 RTI INTL METALS INC COM 74973W107 533 21387 SH SOLE 21387 0 0 SALLY BEAUTY HLDGS INC COM 79546E104 747 105092 SH SOLE 105092 0 0 SBA COMMUNICATIONS CORP COM 78388J106 10498 388391 SH SOLE 388391 0 0 SOLUTIA INC COM NEW 834376501 2248 194159 SH SOLE 194159 0 0 STANDARD MICROSYSTEMS CORP COM 853626109 2321 100000 SH SOLE 100000 0 0 SYNIVERSE HLDGS INC COM 87163F106 4943 282440 SH SOLE 282440 0 0 TERRESTAR CORP COM 881451108 2 1000 SH SOLE 1000 0 0 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 1367 27041 SH SOLE 27041 0 0 TLC VISION CORP COM 872549100 2464 8213508 SH SOLE 8213508 0 0 URBAN OUTFITTERS INC COM 917047102 2595 86000 SH SOLE 86000 0 0 WILEY JOHN & SONS INC CL A 968223206 10953 314910 SH SOLE 314910 0 0 WINDSTREAM CORP COM 97381W104 5724 565044 SH SOLE 565044 0 0 XTO ENERGY INC COM 98385X106 3410 82522 SH SOLE 82522 0 0
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