0000919574-15-004193.txt : 20150515
0000919574-15-004193.hdr.sgml : 20150515
20150515092917
ACCESSION NUMBER: 0000919574-15-004193
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20150331
FILED AS OF DATE: 20150515
DATE AS OF CHANGE: 20150515
EFFECTIVENESS DATE: 20150515
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: NEEDHAM INVESTMENT MANAGEMENT LLC
CENTRAL INDEX KEY: 0001167212
IRS NUMBER: 223408336
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10095
FILM NUMBER: 15865914
BUSINESS ADDRESS:
STREET 1: 445 PARK AVENUE, 3RD FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-705-0404
MAIL ADDRESS:
STREET 1: 445 PARK AVENUE, 3RD FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
13F-HR
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03-31-2015
03-31-2015
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NEEDHAM INVESTMENT MANAGEMENT LLC
445 PARK AVENUE, 3RD FLOOR
NEW YORK
NY
10022
13F HOLDINGS REPORT
028-10095
N
James W. Giangrasso
Chief Financial Officer
212-705-0404
/s/ James W. Giangrasso
New York
NY
05-15-2015
2
217
469605
1
0000890847
028-11515
NEEDHAM EMERGING GROWTH PARTNERS LP
2
0001310572
028-11514
NEEDHAM GROWTH FUND
INFORMATION TABLE
2
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COM
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COM
61166W101
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252
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SHS
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157
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COM
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651824104
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M7516K103
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COM
M7516K103
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M7516K103
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674001201
1834
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1
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0
0
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SOLE
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COM
677864100
1615
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SH
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0
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COM
68213N109
456
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SH
SOLE
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ORD
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1603
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ORD
M75253100
721
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CL A
69840W108
320
2000
SH
SOLE
2000
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0
PDF SOLUTIONS INC
COM
693282105
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2
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PDF SOLUTIONS INC
COM
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COM
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COM
719405102
558
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COM
719405102
2349
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COM
740189105
8400
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1
40000
0
0
PRECISION CASTPARTS CORP
COM
740189105
4200
20000
SH
SOLE
20000
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Q2 HLDGS INC
COM
74736L109
423
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SH
DFND
2
20000
0
0
Q2 HLDGS INC
COM
74736L109
264
12500
SH
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12500
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QUALCOMM INC
COM
747525103
347
5000
SH
DFND
2
5000
0
0
QUINSTREET INC
COM
74874Q100
1704
286393
SH
DFND
1
286393
0
0
QUINSTREET INC
COM
74874Q100
635
106697
SH
SOLE
106697
0
0
REIS INC
COM
75936P105
3859
150500
SH
SOLE
150500
0
0
RIVERBED TECHNOLOGY INC
COM
768573107
836
40000
SH
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RUCKUS WIRELESS INC
COM
781220108
1673
130000
SH
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130000
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SCHLUMBERGER LTD
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806857108
1043
12500
SH
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2
12500
0
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COM
82706L108
348
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40000
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0
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COM
844741108
629
14200
SH
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1
14200
0
0
SOUTHWEST AIRLS CO
COM
844741108
257
5800
SH
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5800
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0
SUPER MICRO COMPUTER INC
COM
86800U104
6144
185000
SH
DFND
2
185000
0
0
SUPER MICRO COMPUTER INC
COM
86800U104
7373
222000
SH
DFND
1
222000
0
0
SUPER MICRO COMPUTER INC
COM
86800U104
6401
192750
SH
SOLE
192750
0
0
SYPRIS SOLUTIONS INC
COM
871655106
413
187500
SH
DFND
2
187500
0
0
SYPRIS SOLUTIONS INC
COM
871655106
486
221125
SH
DFND
1
221125
0
0
SYPRIS SOLUTIONS INC
COM
871655106
339
153875
SH
SOLE
153875
0
0
TEKLA HEALTHCARE INVS
SH BEN INT
87911J103
10466
300321
SH
DFND
1
300321
0
0
TEKLA HEALTHCARE INVS
SH BEN INT
87911J103
4448
127634
SH
SOLE
127634
0
0
TEKLA LIFE SCIENCES INVS
SH BEN INT
87911K100
11486
416618
SH
DFND
1
416618
0
0
TEKLA LIFE SCIENCES INVS
SH BEN INT
87911K100
4368
158416
SH
SOLE
158416
0
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
10076
75000
SH
DFND
2
75000
0
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
12091
90000
SH
DFND
1
90000
0
0
THESTREET INC
COM
88368Q103
999
555025
SH
SOLE
555025
0
0
TIFFANY & CO NEW
COM
886547108
220
2500
SH
DFND
2
2500
0
0
TIFFANY & CO NEW
COM
886547108
1250
14200
SH
DFND
1
14200
0
0
TIFFANY & CO NEW
COM
886547108
510
5800
SH
SOLE
5800
0
0
TTM TECHNOLOGIES INC
COM
87305R109
766
85000
SH
DFND
1
85000
0
0
TTM TECHNOLOGIES INC
COM
87305R109
2275
252500
SH
SOLE
252500
0
0
TWENTY FIRST CENTY FOX INC
CL A
90130A101
338
10000
SH
DFND
2
10000
0
0
TWENTY FIRST CENTY FOX INC
CL A
90130A101
34
1000
SH
SOLE
1000
0
0
ULTRA CLEAN HLDGS INC
COM
90385V107
536
75000
SH
SOLE
75000
0
0
UNITED CONTL HLDGS INC
COM
910047109
336
5000
SH
DFND
2
5000
0
0
UNITED CONTL HLDGS INC
COM
910047109
4708
70000
SH
DFND
1
70000
0
0
UNITED CONTL HLDGS INC
COM
910047109
2018
30000
SH
SOLE
30000
0
0
VARIAN MED SYS INC
COM
92220P105
1882
20000
SH
DFND
2
20000
0
0
VARIAN MED SYS INC
COM
92220P105
3199
34000
SH
DFND
1
34000
0
0
VARIAN MED SYS INC
COM
92220P105
1505
16000
SH
SOLE
16000
0
0
VIASAT INC
COM
92552V100
5514
92500
SH
DFND
2
92500
0
0
VIASAT INC
COM
92552V100
5961
100000
SH
DFND
1
100000
0
0
VIASAT INC
COM
92552V100
4352
73000
SH
SOLE
73000
0
0
VICOR CORP
COM
925815102
456
30000
SH
SOLE
30000
0
0
VISHAY INTERTECHNOLOGY INC
COM
928298108
864
62500
SH
DFND
2
62500
0
0
VISHAY INTERTECHNOLOGY INC
COM
928298108
192
13880
SH
DFND
1
13880
0
0
VISHAY INTERTECHNOLOGY INC
COM
928298108
85
6120
SH
SOLE
6120
0
0
VISHAY PRECISION GROUP INC
COM
92835K103
1115
70000
SH
SOLE
70000
0
0
WAGEWORKS INC
COM
930427109
1253
23500
SH
DFND
2
23500
0
0
WAGEWORKS INC
COM
930427109
1493
28000
SH
SOLE
28000
0
0
WORLD WRESTLING ENTMT INC
CL A
98156Q108
175
12500
SH
DFND
2
12500
0
0
WORLD WRESTLING ENTMT INC
CL A
98156Q108
315
22500
SH
SOLE
22500
0
0
WPX ENERGY INC
COM
98212B103
240
22000
SH
DFND
2
22000
0
0
WPX ENERGY INC
COM
98212B103
827
75700
SH
DFND
1
75700
0
0
WPX ENERGY INC
COM
98212B103
939
85900
SH
SOLE
85900
0
0
XCERRA CORP
COM
98400J108
445
50000
SH
DFND
1
50000
0
0
XCERRA CORP
COM
98400J108
326
36666
SH
SOLE
36666
0
0