0000919574-13-004832.txt : 20130814
0000919574-13-004832.hdr.sgml : 20130814
20130813185604
ACCESSION NUMBER: 0000919574-13-004832
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20130630
FILED AS OF DATE: 20130814
DATE AS OF CHANGE: 20130813
EFFECTIVENESS DATE: 20130814
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: NEEDHAM INVESTMENT MANAGEMENT LLC
CENTRAL INDEX KEY: 0001167212
IRS NUMBER: 223408336
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10095
FILM NUMBER: 131034454
BUSINESS ADDRESS:
STREET 1: 445 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-705-0404
MAIL ADDRESS:
STREET 1: 445 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10022
13F-HR
1
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0001167212
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06-30-2013
06-30-2013
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NEEDHAM INVESTMENT MANAGEMENT LLC
445 PARK AVENUE
NEW YORK
NY
10022
13F HOLDINGS REPORT
028-10095
N
James W. Giangrasso
Chief Financial Officer
212-705-0404
/s/ James W. Giangrasso
New York
NY
08-13-2013
2
216
428103
1
0000890847
028-11515
NEEDHAM EMERGING GROWTH PARTNERS LP
2
0001310572
028-11514
NEEDHAM GROWTH FUND
INFORMATION TABLE
2
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COM
207410101
1640
52500
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SOLE
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COM
210313102
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SOLE
45000
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COM
219350105
498
35000
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211
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29362U104
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SOLE
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COM
29384R105
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655000
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2
655000
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COM
29384R105
645
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DFND
1
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0
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COM
29384R105
5718
1339000
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SOLE
1339000
0
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COM NEW
29444U502
693
3750
SH
SOLE
3750
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103
10000
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SOLE
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COM
30219G108
12039
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30219G108
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100500
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312
12530
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30303M102
131
5266
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SOLE
5266
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COM
30241L109
1095
15000
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SOLE
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COM
317485100
3191
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DFND
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0
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COM
317485100
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103500
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1187
70000
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SOLE
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COM
346375108
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COM
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6547
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351793104
278
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SH
SOLE
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SOLE
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683
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SOLE
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304
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4824
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3939
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301
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801
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762
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COM
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COM
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ORD
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ORD
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DFND
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COM
693417107
250
52500
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COM
740189105
4520
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20000
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747525103
305
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COM
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COM
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COM
74874Q100
2806
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SOLE
325167
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REIS INC
COM
75936P105
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COM
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COM
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COM
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488
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SOLTA MED INC
COM
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COM
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COM
836091108
1023
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DFND
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SOUNDBITE COMMUNICATIONS INC
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836091108
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SH
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956000
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SOUTHWEST AIRLS CO
COM
844741108
183
14200
SH
DFND
1
14200
0
0
SOUTHWEST AIRLS CO
COM
844741108
75
5800
SH
SOLE
5800
0
0
SUPER MICRO COMPUTER INC
COM
86800U104
2973
279450
SH
DFND
2
279450
0
0
SUPER MICRO COMPUTER INC
COM
86800U104
2421
227500
SH
DFND
1
227500
0
0
SUPER MICRO COMPUTER INC
COM
86800U104
5140
483050
SH
SOLE
483050
0
0
SUPERIOR ENERGY SVCS INC
COM
868157108
843
32500
SH
SOLE
32500
0
0
SUPERTEX INC
COM
868532102
746
31200
SH
DFND
1
31200
0
0
SUPERTEX INC
COM
868532102
318
13300
SH
SOLE
13300
0
0
SYPRIS SOLUTIONS INC
COM
871655106
722
225000
SH
DFND
2
225000
0
0
SYPRIS SOLUTIONS INC
COM
871655106
875
272500
SH
DFND
1
272500
0
0
SYPRIS SOLUTIONS INC
COM
871655106
570
177500
SH
SOLE
177500
0
0
TESSERA TECHNOLOGIES INC
COM
88164L100
1728
83100
SH
DFND
1
83100
0
0
TESSERA TECHNOLOGIES INC
COM
88164L100
208
10000
SH
SOLE
10000
0
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
9648
114000
SH
DFND
2
114000
0
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
8463
100000
SH
DFND
1
100000
0
0
TIFFANY & CO NEW
COM
886547108
182
2500
SH
DFND
2
2500
0
0
TIFFANY & CO NEW
COM
886547108
517
7100
SH
DFND
1
7100
0
0
TIFFANY & CO NEW
COM
886547108
211
2900
SH
SOLE
2900
0
0
TREE COM INC
COM
894675107
257
15000
SH
SOLE
15000
0
0
TRUE RELIGION APPAREL INC
COM
89784N104
950
30000
SH
SOLE
30000
0
0
TTM TECHNOLOGIES INC
COM
87305R109
239
28400
SH
DFND
1
28400
0
0
TTM TECHNOLOGIES INC
COM
87305R109
2281
271600
SH
SOLE
271600
0
0
ULTRA CLEAN HLDGS INC
COM
90385V107
219
36250
SH
DFND
2
36250
0
0
ULTRA CLEAN HLDGS INC
COM
90385V107
2382
393750
SH
SOLE
393750
0
0
UNITED CONTL HLDGS INC
COM
910047109
2190
70000
SH
DFND
1
70000
0
0
UNITED CONTL HLDGS INC
COM
910047109
939
30000
SH
SOLE
30000
0
0
VARIAN MED SYS INC
COM
92220P105
1484
22000
SH
DFND
2
22000
0
0
VARIAN MED SYS INC
COM
92220P105
2293
34000
SH
DFND
1
34000
0
0
VARIAN MED SYS INC
COM
92220P105
1416
21000
SH
SOLE
21000
0
0
VIASAT INC
COM
92552V100
7075
99000
SH
DFND
2
99000
0
0
VIASAT INC
COM
92552V100
7146
100000
SH
DFND
1
100000
0
0
VIASAT INC
COM
92552V100
5217
73000
SH
SOLE
73000
0
0
VISHAY INTERTECHNOLOGY INC
COM
928298108
1389
100000
SH
DFND
2
100000
0
0
VISHAY INTERTECHNOLOGY INC
COM
928298108
1142
82250
SH
DFND
1
82250
0
0
VISHAY INTERTECHNOLOGY INC
COM
928298108
455
32750
SH
SOLE
32750
0
0
WAGEWORKS INC
COM
930427109
1120
32500
SH
DFND
2
32500
0
0
WAGEWORKS INC
COM
930427109
1957
56800
SH
DFND
1
56800
0
0
WAGEWORKS INC
COM
930427109
2625
76200
SH
SOLE
76200
0
0
WALTER ENERGY INC
COM
93317Q105
114
11000
SH
DFND
2
11000
0
0
WALTER ENERGY INC
COM
93317Q105
208
20000
SH
SOLE
20000
0
0
WPX ENERGY INC
COM
98212B103
189
10000
SH
DFND
2
10000
0
0
WPX ENERGY INC
COM
98212B103
1434
75700
SH
DFND
1
75700
0
0
WPX ENERGY INC
COM
98212B103
1153
60900
SH
SOLE
60900
0
0