0000919574-12-006171.txt : 20121114 0000919574-12-006171.hdr.sgml : 20121114 20121113195530 ACCESSION NUMBER: 0000919574-12-006171 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120930 FILED AS OF DATE: 20121114 DATE AS OF CHANGE: 20121113 EFFECTIVENESS DATE: 20121114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NEEDHAM INVESTMENT MANAGEMENT LLC CENTRAL INDEX KEY: 0001167212 IRS NUMBER: 223408336 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10095 FILM NUMBER: 121200585 BUSINESS ADDRESS: STREET 1: 445 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2123718300 13F-HR 1 d1332852_13f-hr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F Cover Page Report for the Calendar Year or Quarter Ended September 30, 2012 Check here if Amendment: |_|; Amendment Number: ____ This Amendment (Check only one): |_| is a restatement |_| adds new holding entries. Institutional Manager Filing this Report: Name: Needham Investment Management L.L.C. Address: 445 Park Avenue New York, NY 10022 13F File Number: 028-10095 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: James W. Giangrasso Title: Chief Financial Officer Phone: (212) 705-0404 Signature, Place and Date of Signing: /s/ James W. Giangrasso New York, New York November 14, 2012 ----------------------- -------------------------- ---------------------- [Signature] [City, State] [Date] Report Type: (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report). [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting managers(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F File Number Name None None -------------------------------------------------------------------- Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 4 Form 13F Information Table Entry Total: 274 Form 13F Information Table Value Total: $424,374 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. Form 13F File Number Name -------- ------------ ----- 1. 028-11515 Needham Emerging Growth Partners L.P. 2. 028-11514 Needham Growth Fund 3. 028-14744 Needham Aggressive Growth Fund 4. 028-14743 Needham Small Cap Growth Fund FORM 13F INFORMATION TABLE NEEDHAM INVESTMENT MANAGEMENT LLC SEPTEMBER 30, 2012
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MGRS SOLE SHARED NONE -------------- --------------- ------ --------- -------- --- ---- ----------- ----- ----- ------- ---- ABERCROMBIE & FITCH CO CL A 002896207 339 10,000 SH DEFINED 4 10,000 0 0 ADVANCED PHOTONIX INC CL A 00754E107 200 333,333 SH SOLE NONE 333,333 0 0 AEROPOSTALE COM 007865108 406 30,000 SH DEFINED 3 30,000 0 0 AEROPOSTALE COM 007865108 2,706 200,000 SH DEFINED 4 200,000 0 0 AKAMAI TECHNOLOGIES INC COM 00971T101 7,556 197,500 SH DEFINED 3 197,500 0 0 AKAMAI TECHNOLOGIES INC COM 00971T101 2,487 65,000 SH DEFINED 2 65,000 0 0 ALCATEL-LUCENT SPONSORED ADR 013904305 188 171,000 SH DEFINED 1 171,000 0 0 ALCATEL-LUCENT SPONSORED ADR 013904305 32 29,000 SH SOLE NONE 29,000 0 0 ALLSCRIPTS HEALTHCARE SOLUTN COM 01988P108 497 40,000 SH DEFINED 2 40,000 0 0 ALLSCRIPTS HEALTHCARE SOLUTN COM 01988P108 1,553 125,000 SH DEFINED 4 125,000 0 0 ANAREN INC COM 032744104 1,830 91,550 SH DEFINED 3 91,550 0 0 ANAREN INC COM 032744104 1,999 100,000 SH DEFINED 2 100,000 0 0 ANAREN INC COM 032744104 2,709 135,500 SH DEFINED 1 135,500 0 0 ANAREN INC COM 032744104 2,999 150,000 SH DEFINED 4 150,000 0 0 ANAREN INC COM 032744104 990 49,500 SH SOLE NONE 49,500 0 0 APPLE INC COM 037833100 3,502 5,250 SH DEFINED 3 5,250 0 0 ARUBA NETWORKS INC COM 043176106 2,473 110,000 SH DEFINED 4 110,000 0 0 ATMI INC COM 00207R101 650 35,000 SH DEFINED 3 35,000 0 0 AVG TECHNOLOGIES N V SHS N07831105 797 83,000 SH DEFINED 3 83,000 0 0 AVG TECHNOLOGIES N V SHS N07831105 1,296 135,000 SH DEFINED 2 135,000 0 0 AVG TECHNOLOGIES N V SHS N07831105 1,152 120,000 SH DEFINED 1 120,000 0 0 AVG TECHNOLOGIES N V SHS N07831105 960 100,000 SH DEFINED 4 100,000 0 0 AVG TECHNOLOGIES N V SHS N07831105 480 50,000 SH SOLE NONE 50,000 0 0 BECTON DICKINSON & CO COM 075887109 628 8,000 SH DEFINED 3 8,000 0 0 BECTON DICKINSON & CO COM 075887109 3,614 46,000 SH DEFINED 2 46,000 0 0 BOEING CO COM 097023105 4,959 71,250 SH DEFINED 1 71,250 0 0 BOEING CO COM 097023105 2,001 28,750 SH SOLE NONE 28,750 0 0 BOTTOMLINE TECH DEL INC COM 101388106 797 32,280 SH DEFINED 3 32,280 0 0 BOTTOMLINE TECH DEL INC COM 101388106 1,210 49,000 SH SOLE NONE 49,000 0 0 BRIGHTCOVE INC COM 10921T101 359 30,700 SH DEFINED 3 30,700 0 0 BRIGHTCOVE INC COM 10921T101 408 34,900 SH DEFINED 2 34,900 0 0 BRIGHTCOVE INC COM 10921T101 99 8,500 SH DEFINED 1 8,500 0 0 BRIGHTCOVE INC COM 10921T101 96 8,200 SH DEFINED 4 8,200 0 0 BRIGHTCOVE INC COM 10921T101 43 3,700 SH SOLE NONE 3,700 0 0 BROOKS AUTOMATION INC COM 114340102 2,411 300,000 SH DEFINED 2 300,000 0 0 BROOKS AUTOMATION INC COM 114340102 1,879 233,860 SH DEFINED 1 233,860 0 0 BROOKS AUTOMATION INC COM 114340102 804 100,000 SH DEFINED 4 100,000 0 0 BROOKS AUTOMATION INC COM 114340102 843 104,955 SH SOLE NONE 104,955 0 0 CARBONITE INC COM 141337105 389 55,500 SH DEFINED 3 55,500 0 0 CARMAX INC COM 143130102 637 22,500 SH DEFINED 3 22,500 0 0 CARMAX INC COM 143130102 4,740 167,500 SH DEFINED 2 167,500 0 0 COMCAST CORP NEW CL A 20030N101 2,145 60,000 SH DEFINED 2 60,000 0 0 COMCAST CORP NEW CL A 20030N101 3,575 100,000 SH DEFINED 1 100,000 0 0 CONMED CORP COM 207410101 1,425 50,000 SH DEFINED 2 50,000 0 0 CONMED CORP COM 207410101 143 5,000 SH DEFINED 4 5,000 0 0 CONMED CORP COM 207410101 1,496 52,500 SH SOLE NONE 52,500 0 0 CORNING INC COM 219350105 1,045 79,500 SH DEFINED 3 79,500 0 0 CORNING INC COM 219350105 575 43,750 SH DEFINED 2 43,750 0 0 CORNING INC COM 219350105 176 13,400 SH DEFINED 1 13,400 0 0 CORNING INC COM 219350105 72 5,500 SH SOLE NONE 5,500 0 0 COVIDIEN PLC SHS G2554F113 1,783 30,000 SH DEFINED 2 30,000 0 0 COVIDIEN PLC SHS G2554F113 1,463 24,625 SH DEFINED 1 24,625 0 0 COVIDIEN PLC SHS G2554F113 520 8,750 SH SOLE NONE 8,750 0 0 CRAWFORD & CO CL A 224633206 679 157,200 SH DEFINED 1 157,200 0 0 CRAWFORD & CO CL A 224633206 278 64,255 SH SOLE NONE 64,255 0 0 DEXCOM INC COM 252131107 1,503 100,000 SH DEFINED 4 100,000 0 0 DICKS SPORTING GOODS INC COM 253393102 933 18,000 SH DEFINED 3 18,000 0 0 DICKS SPORTING GOODS INC COM 253393102 1,815 35,000 SH DEFINED 2 35,000 0 0 E2OPEN INC COM 29788A104 679 50,000 SH DEFINED 3 50,000 0 0 ELECTRO SCIENTIFIC INDS COM 285229100 771 63,100 SH DEFINED 3 63,100 0 0 ELECTRO SCIENTIFIC INDS COM 285229100 3,248 265,800 SH DEFINED 2 265,800 0 0 ELECTRO SCIENTIFIC INDS COM 285229100 2,444 200,000 SH DEFINED 1 200,000 0 0 ELECTRO SCIENTIFIC INDS COM 285229100 2,828 231,400 SH DEFINED 4 231,400 0 0 ELECTRO SCIENTIFIC INDS COM 285229100 1,130 92,500 SH SOLE NONE 92,500 0 0 ELECTRONICS FOR IMAGING INC COM 286082102 1,163 70,000 SH DEFINED 3 70,000 0 0 ELECTRONICS FOR IMAGING INC COM 286082102 1,433 86,250 SH DEFINED 2 86,250 0 0 ELECTRONICS FOR IMAGING INC COM 286082102 1,828 110,000 SH DEFINED 1 110,000 0 0 ELECTRONICS FOR IMAGING INC COM 286082102 665 40,000 SH SOLE NONE 40,000 0 0 EMULEX CORP COM NEW 292475209 2,147 297,800 SH DEFINED 3 297,800 0 0 EMULEX CORP COM NEW 292475209 3,172 440,000 SH DEFINED 2 440,000 0 0 EMULEX CORP COM NEW 292475209 756 104,800 SH DEFINED 1 104,800 0 0 EMULEX CORP COM NEW 292475209 4,326 600,000 SH DEFINED 4 600,000 0 0 EMULEX CORP COM NEW 292475209 290 40,200 SH SOLE NONE 40,200 0 0 ENTEGRIS INC COM 29362U104 1,504 185,000 SH DEFINED 3 185,000 0 0 ENTEGRIS INC COM 29362U104 1,707 210,000 SH DEFINED 2 210,000 0 0 ENTEGRIS INC COM 29362U104 1,870 230,000 SH DEFINED 1 230,000 0 0 ENTEGRIS INC COM 29362U104 772 95,000 SH SOLE NONE 95,000 0 0 ENTROPIC COMMUNICATIONS INC COM 29384R105 4,525 777,500 SH DEFINED 3 777,500 0 0 ENTROPIC COMMUNICATIONS INC COM 29384R105 3,870 665,000 SH DEFINED 2 665,000 0 0 ENTROPIC COMMUNICATIONS INC COM 29384R105 879 151,000 SH DEFINED 1 151,000 0 0 ENTROPIC COMMUNICATIONS INC COM 29384R105 3,259 560,000 SH DEFINED 4 560,000 0 0 ENTROPIC COMMUNICATIONS INC COM 29384R105 285 49,000 SH SOLE NONE 49,000 0 0 EQUINIX INC COM NEW 29444U502 824 4,000 SH DEFINED 3 4,000 0 0 EXA CORP COM 300614500 271 25,000 SH DEFINED 3 25,000 0 0 EXPRESS SCRIPTS HLDG CO COM 30219G108 1,127 18,000 SH DEFINED 3 18,000 0 0 EXPRESS SCRIPTS HLDG CO COM 30219G108 13,152 210,000 SH DEFINED 2 210,000 0 0 EXPRESS SCRIPTS HLDG CO COM 30219G108 12,213 195,000 SH DEFINED 1 195,000 0 0 EXPRESS SCRIPTS HLDG CO COM 30219G108 1,722 27,500 SH DEFINED 4 27,500 0 0 EXPRESS SCRIPTS HLDG CO COM 30219G108 3,445 55,000 SH SOLE NONE 55,000 0 0 FACEBOOK INC CL A 30303M102 210 9,718 SH DEFINED 2 9,718 0 0 FACEBOOK INC CL A 30303M102 271 12,530 SH DEFINED 1 12,530 0 0 FACEBOOK INC CL A 30303M102 114 5,266 SH SOLE NONE 5,266 0 0 FEI CO COM 30241L109 856 16,000 SH DEFINED 3 16,000 0 0 FINANCIAL ENGINES INC COM 317485100 1,905 80,000 SH DEFINED 3 80,000 0 0 FINANCIAL ENGINES INC COM 317485100 2,382 100,000 SH DEFINED 2 100,000 0 0 FINANCIAL ENGINES INC COM 317485100 2,465 103,500 SH DEFINED 1 103,500 0 0 FINANCIAL ENGINES INC COM 317485100 2,143 90,000 SH DEFINED 4 90,000 0 0 FINANCIAL ENGINES INC COM 317485100 891 37,400 SH SOLE NONE 37,400 0 0 FINISAR CORP COM NEW 31787A507 1,790 125,000 SH DEFINED 3 125,000 0 0 FINISAR CORP COM NEW 31787A507 788 55,000 SH DEFINED 2 55,000 0 0 FORMFACTOR INC COM 346375108 1,684 301,250 SH DEFINED 3 301,250 0 0 FORMFACTOR INC COM 346375108 2,516 450,000 SH DEFINED 2 450,000 0 0 FORMFACTOR INC COM 346375108 1,450 259,350 SH DEFINED 1 259,350 0 0 FORMFACTOR INC COM 346375108 2,795 500,000 SH DEFINED 4 500,000 0 0 FORMFACTOR INC COM 346375108 550 98,450 SH SOLE NONE 98,450 0 0 FREQUENCY ELECTRS INC COM 358010106 880 100,000 SH SOLE NONE 100,000 0 0 FXCM INC COM CL A 302693106 478 50,000 SH DEFINED 1 50,000 0 0 FXCM INC COM CL A 302693106 287 30,000 SH SOLE NONE 30,000 0 0 GILEAD SCIENCES INC COM 375558103 3,317 50,000 SH DEFINED 3 50,000 0 0 GILEAD SCIENCES INC COM 375558103 4,643 70,000 SH DEFINED 2 70,000 0 0 GILEAD SCIENCES INC COM 375558103 1,526 23,000 SH DEFINED 1 23,000 0 0 GILEAD SCIENCES INC COM 375558103 464 7,000 SH SOLE NONE 7,000 0 0 GUESS INC COM 401617105 636 25,000 SH DEFINED 4 25,000 0 0 H & Q HEALTHCARE INVESTORS SH BEN INT 404052102 4,871 265,311 SH DEFINED 1 265,311 0 0 H & Q HEALTHCARE INVESTORS SH BEN INT 404052102 2,370 129,090 SH SOLE NONE 129,090 0 0 H & Q LIFE SCIENCES INVS SH BEN INT 404053100 4,657 302,586 SH DEFINED 1 302,586 0 0 H & Q LIFE SCIENCES INVS SH BEN INT 404053100 1,796 116,715 SH SOLE NONE 116,715 0 0 HARRIS CORP DEL COM 413875105 371 7,250 SH SOLE NONE 7,250 0 0 HARRIS CORP DEL COM 413875105 909 17,750 SH DEFINED 1 17,750 0 0 HEALTHSOUTH CORP COM NEW 421924309 1,684 70,000 SH DEFINED 1 70,000 0 0 HESS CORP COM 42809H107 403 7,500 SH DEFINED 3 7,500 0 0 HESS CORP COM 42809H107 2,686 50,000 SH DEFINED 2 50,000 0 0 HESS CORP COM 42809H107 2,686 50,000 SH DEFINED 1 50,000 0 0 HESS CORP COM 42809H107 1,343 25,000 SH DEFINED 4 25,000 0 0 HONEYWELL INTL INC COM 438516106 1,195 20,000 SH DEFINED 2 20,000 0 0 HONEYWELL INTL INC COM 438516106 5,975 100,000 SH DEFINED 1 100,000 0 0 HUTCHINSON TECHNOLOGY INC COM 448407106 175 100,000 SH DEFINED 1 100,000 0 0 HUTCHINSON TECHNOLOGY INC COM 448407106 105 60,000 SH SOLE NONE 60,000 0 0 II VI INC COM 902104108 226 11,900 SH DEFINED 3 11,900 0 0 II VI INC COM 902104108 1,641 86,300 SH DEFINED 2 86,300 0 0 II VI INC COM 902104108 1,168 61,400 SH DEFINED 1 61,400 0 0 II VI INC COM 902104108 1,362 71,600 SH DEFINED 4 71,600 0 0 II VI INC COM 902104108 500 26,300 SH SOLE NONE 26,300 0 0 IKANOS COMMUNICATIONS COM 45173E105 261 188,000 SH DEFINED 1 188,000 0 0 IKANOS COMMUNICATIONS COM 45173E105 90 64,500 SH SOLE NONE 64,500 0 0 INTERMOLECULAR INC COM 45882D109 305 43,015 SH DEFINED 1 43,015 0 0 INTERMOLECULAR INC COM 45882D109 130 18,353 SH SOLE NONE 18,353 0 0 IPG PHOTONICS CORP COM 44980X109 287 5,000 SH DEFINED 3 5,000 0 0 JABIL CIRCUIT INC COM 466313103 1,967 105,100 SH DEFINED 3 105,100 0 0 JABIL CIRCUIT INC COM 466313103 2,808 150,000 SH DEFINED 2 150,000 0 0 JABIL CIRCUIT INC COM 466313103 4,431 236,700 SH DEFINED 1 236,700 0 0 JABIL CIRCUIT INC COM 466313103 1,747 93,300 SH SOLE NONE 93,300 0 0 KEMET CORP COM NEW 488360207 175 39,666 SH DEFINED 1 39,666 0 0 KVH INDS INC COM 482738101 675 50,000 SH SOLE NONE 50,000 0 0 LABORATORY CORP AMER HLDGS COM NEW 50540R409 3,699 40,000 SH DEFINED 1 40,000 0 0 LABORATORY CORP AMER HLDGS COM NEW 50540R409 665 7,188 SH SOLE NONE 7,188 0 0 LEMAITRE VASCULAR INC COM 525558201 257 40,000 SH DEFINED 3 40,000 0 0 LIBBEY INC COM 529898108 1,120 71,000 SH DEFINED 1 71,000 0 0 LIBBEY INC COM 529898108 458 29,000 SH SOLE NONE 29,000 0 0 LTX-CREDENCE CORP COM NEW 502403207 288 50,000 SH DEFINED 1 50,000 0 0 LTX-CREDENCE CORP COM NEW 502403207 153 26,666 SH SOLE NONE 26,666 0 0 MATTSON TECHNOLOGY INC COM 577223100 49 50,000 SH DEFINED 1 50,000 0 0 MATTSON TECHNOLOGY INC COM 577223100 34 35,000 SH SOLE NONE 35,000 0 0 MAXLINEAR INC CL A 57776J100 359 53,625 SH DEFINED 1 53,625 0 0 MAXLINEAR INC CL A 57776J100 2,315 346,000 SH DEFINED 4 346,000 0 0 MAXLINEAR INC CL A 57776J100 143 21,375 SH SOLE NONE 21,375 0 0 MEMC ELECTR MATLS INC COM 552715104 212 77,000 SH DEFINED 1 77,000 0 0 MEMC ELECTR MATLS INC COM 552715104 77 28,000 SH SOLE NONE 28,000 0 0 MERCURY COMPUTER SYS COM 589378108 1,869 176,000 SH DEFINED 3 176,000 0 0 MERCURY COMPUTER SYS COM 589378108 897 84,500 SH DEFINED 2 84,500 0 0 MERCURY COMPUTER SYS COM 589378108 1,369 128,889 SH DEFINED 4 128,889 0 0 MKS INSTRUMENT INC COM 55306N104 742 29,100 SH DEFINED 3 29,100 0 0 MKS INSTRUMENT INC COM 55306N104 1,529 60,000 SH DEFINED 2 60,000 0 0 MKS INSTRUMENT INC COM 55306N104 1,275 50,000 SH DEFINED 1 50,000 0 0 MKS INSTRUMENT INC COM 55306N104 1,020 40,000 SH SOLE NONE 40,000 0 0 MONSANTO CO NEW COM 61166W101 2,658 29,200 SH DEFINED 1 29,200 0 0 MONSANTO CO NEW COM 61166W101 983 10,800 SH SOLE NONE 10,800 0 0 MULTI FINELINE ELECTRONIX IN COM 62541B101 1,466 65,000 SH DEFINED 3 65,000 0 0 NEWPORT CORP COM 651824104 774 70,000 SH DEFINED 3 70,000 0 0 NEWPORT CORP COM 651824104 1,383 125,000 SH DEFINED 2 125,000 0 0 NEWPORT CORP COM 651824104 2,212 200,000 SH DEFINED 1 200,000 0 0 NEWPORT CORP COM 651824104 774 70,000 SH DEFINED 4 70,000 0 0 NEWPORT CORP COM 651824104 636 57,500 SH SOLE NONE 57,500 0 0 NOVA MEASURING INSTRUMENTS L COM M7516K103 1,078 138,200 SH DEFINED 3 138,200 0 0 NOVA MEASURING INSTRUMENTS L COM M7516K103 1,326 170,000 SH DEFINED 2 170,000 0 0 NOVA MEASURING INSTRUMENTS L COM M7516K103 1,804 231,250 SH DEFINED 1 231,250 0 0 NOVA MEASURING INSTRUMENTS L COM M7516K103 312 40,000 SH DEFINED 4 40,000 0 0 NOVA MEASURING INSTRUMENTS L COM M7516K103 1,170 150,000 SH SOLE NONE 150,000 0 0 OAKTREE CAP GROUP LLC UNIT 99/99/9999 674001201 820 20,000 SH DEFINED 2 20,000 0 0 OAKTREE CAP GROUP LLC UNIT 99/99/9999 674001201 1,456 35,500 SH DEFINED 1 35,500 0 0 OAKTREE CAP GROUP LLC UNIT 99/99/9999 674001201 595 14,500 SH SOLE NONE 14,500 0 0 OMNICELL INC COM 68213N109 406 29,200 SH DEFINED 3 29,200 0 0 OMNICELL INC COM 68213N109 1,668 120,000 SH DEFINED 4 120,000 0 0 ORBOTECH LTD ORD M75253100 857 100,000 SH DEFINED 1 100,000 0 0 ORBOTECH LTD ORD M75253100 386 45,000 SH SOLE NONE 45,000 0 0 PDF SOLUTIONS INC COM 693282105 6,838 500,600 SH DEFINED 3 500,600 0 0 PDF SOLUTIONS INC COM 693282105 3,914 286,500 SH DEFINED 2 286,500 0 0 PDF SOLUTIONS INC COM 693282105 1,366 100,000 SH DEFINED 1 100,000 0 0 PDF SOLUTIONS INC COM 693282105 997 73,000 SH DEFINED 4 73,000 0 0 PDF SOLUTIONS INC COM 693282105 546 40,000 SH SOLE NONE 40,000 0 0 PHOTRONICS INC COM 719405102 242 45,000 SH DEFINED 3 45,000 0 0 PHOTRONICS INC COM 719405102 1,343 250,000 SH DEFINED 4 250,000 0 0 PLX TECHNOLOGY INC COM 693417107 748 130,000 SH DEFINED 1 130,000 0 0 PLX TECHNOLOGY INC COM 693417107 302 52,500 SH SOLE NONE 52,500 0 0 PALOMAR MED TECHNOLOGIES INC COM NEW 697529303 1,132 120,000 SH DEFINED 4 120,000 0 0 POWERWAVE TECHNOLOGIES INC COM NEW 739363307 26 42,600 SH DEFINED 1 42,600 0 0 POWERWAVE TECHNOLOGIES INC COM NEW 739363307 11 17,400 SH SOLE NONE 17,400 0 0 PRECISION CASTPARTS CORP COM 740189105 817 5,000 SH DEFINED 3 5,000 0 0 PRECISION CASTPARTS CORP COM 740189105 6,534 40,000 SH DEFINED 1 40,000 0 0 PRECISION CASTPARTS CORP COM 740189105 2,450 15,000 SH SOLE NONE 15,000 0 0 QLOGIC CORP COM 747277101 343 30,000 SH DEFINED 4 30,000 0 0 QUINSTREET INC COM 74874Q100 1,468 175,000 SH DEFINED 2 175,000 0 0 QUINSTREET INC COM 74874Q100 3,275 390,393 SH DEFINED 1 390,393 0 0 QUINSTREET INC COM 74874Q100 2,569 306,200 SH DEFINED 4 306,200 0 0 QUINSTREET INC COM 74874Q100 1,197 142,667 SH SOLE NONE 142,667 0 0 RADISYS CORP COM 750459109 360 100,000 SH DEFINED 1 100,000 0 0 RADISYS CORP COM 750459109 106 29,572 SH SOLE NONE 29,572 0 0 REIS INC COM 75936P105 1,155 101,000 SH DEFINED 3 101,000 0 0 RESPONSYS INC COM 761248103 665 65,000 SH DEFINED 3 65,000 0 0 RF MICRODEVICES INC COM 749941100 296 75,000 SH DEFINED 4 75,000 0 0 RITCHIE BROS AUCTIONEERS COM 767744105 1,827 95,000 SH DEFINED 4 95,000 0 0 SAIC INC COM 78390X101 1,204 100,000 SH DEFINED 1 100,000 0 0 SAIC INC COM 78390X101 421 35,000 SH SOLE NONE 35,000 0 0 SCHLUMBERGER LTD COM 806857108 723 10,000 SH DEFINED 2 10,000 0 0 SEAGATE TECHNOLOGY PLC SHS G7945M107 3,870 125,000 SH DEFINED 3 125,000 0 0 SEAGATE TECHNOLOGY PLC SHS G7945M107 4,644 150,000 SH DEFINED 2 150,000 0 0 SEAGATE TECHNOLOGY PLC SHS G7945M107 1,254 40,500 SH DEFINED 1 40,500 0 0 SEAGATE TECHNOLOGY PLC SHS G7945M107 294 9,500 SH SOLE NONE 9,500 0 0 SOUNDBITE COMMUNICATIONS INC COM 836091108 863 375,000 SH DEFINED 3 375,000 0 0 SOUNDBITE COMMUNICATIONS INC COM 836091108 460 200,000 SH DEFINED 2 200,000 0 0 SOUNDBITE COMMUNICATIONS INC COM 836091108 472 205,000 SH DEFINED 1 205,000 0 0 SOUNDBITE COMMUNICATIONS INC COM 836091108 279 121,463 SH DEFINED 4 121,463 0 0 SOUNDBITE COMMUNICATIONS INC COM 836091108 196 85,000 SH SOLE NONE 85,000 0 0 STATE STR CORP COM 857477103 2,832 67,500 SH DEFINED 1 67,500 0 0 SUNCOR ENERGY INC NEW COM 867224107 1,659 50,500 SH DEFINED 3 50,500 0 0 SUPER MICRO COMPUTER INC COM 86800U104 1,595 132,600 SH DEFINED 3 132,600 0 0 SUPER MICRO COMPUTER INC COM 86800U104 3,011 250,300 SH DEFINED 2 250,300 0 0 SUPER MICRO COMPUTER INC COM 86800U104 2,449 203,600 SH DEFINED 1 203,600 0 0 SUPER MICRO COMPUTER INC COM 86800U104 2,601 216,200 SH DEFINED 4 216,200 0 0 SUPER MICRO COMPUTER INC COM 86800U104 1,050 87,300 SH SOLE NONE 87,300 0 0 SUPERTEX INC COM 868532102 558 31,200 SH DEFINED 1 31,200 0 0 SUPERTEX INC COM 868532102 308 17,200 SH DEFINED 4 17,200 0 0 SUPERTEX INC COM 868532102 238 13,300 SH SOLE NONE 13,300 0 0 SYPRIS SOLUTIONS INC COM 871655106 1,607 225,000 SH DEFINED 2 225,000 0 0 SYPRIS SOLUTIONS INC COM 871655106 1,946 272,500 SH DEFINED 1 272,500 0 0 SYPRIS SOLUTIONS INC COM 871655106 1,267 177,500 SH SOLE NONE 177,500 0 0 TESSERA TECHNOLOGIES INC COM 88164L100 1,137 83,100 SH DEFINED 1 83,100 0 0 TESSERA TECHNOLOGIES INC COM 88164L100 196 14,300 SH DEFINED 4 14,300 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 6,765 115,000 SH DEFINED 2 115,000 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 5,883 100,000 SH DEFINED 1 100,000 0 0 TRIQUINT SEMICONDUCTOR INC COM 89674K103 958 190,000 SH DEFINED 3 190,000 0 0 TRIQUINT SEMICONDUCTOR INC COM 89674K103 655 130,000 SH DEFINED 2 130,000 0 0 TRIQUINT SEMICONDUCTOR INC COM 89674K103 756 150,000 SH DEFINED 4 150,000 0 0 TTM TECHNOLOGIES INC COM 87305R109 1,983 210,500 SH DEFINED 3 210,500 0 0 TTM TECHNOLOGIES INC COM 87305R109 3,909 415,000 SH DEFINED 4 415,000 0 0 TYCO INTERNATIONAL LTD SHS H89128104 681 24,625 SH DEFINED 1 24,625 0 0 TYCO INTERNATIONAL LTD SHS H89128104 346 12,500 SH SOLE NONE 12,500 0 0 ULTRA CLEAN HLDGS INC COM 90385V107 428 75,000 SH DEFINED 2 75,000 0 0 ULTRA CLEAN HLDGS INC COM 90385V107 1,142 200,000 SH DEFINED 4 200,000 0 0 UNITED CONTL HLDGS INC COM 910047109 1,365 70,000 SH DEFINED 1 70,000 0 0 UNITED CONTL HLDGS INC COM 910047109 585 30,000 SH SOLE NONE 30,000 0 0 VARIAN MED SYS INC COM 92220P105 1,092 18,100 SH DEFINED 3 18,100 0 0 VARIAN MED SYS INC COM 92220P105 3,474 57,600 SH DEFINED 2 57,600 0 0 VARIAN MED SYS INC COM 92220P105 4,524 75,000 SH DEFINED 1 75,000 0 0 VARIAN MED SYS INC COM 92220P105 2,111 35,000 SH SOLE NONE 35,000 0 0 VIASAT INC COM 92552V100 1,028 27,500 SH DEFINED 3 27,500 0 0 VIASAT INC COM 92552V100 4,486 120,000 SH DEFINED 2 120,000 0 0 VIASAT INC COM 92552V100 3,738 100,000 SH DEFINED 1 100,000 0 0 VIASAT INC COM 92552V100 1,495 40,000 SH DEFINED 4 40,000 0 0 VIASAT INC COM 92552V100 1,869 50,000 SH SOLE NONE 50,000 0 0 VISHAY INTERTECHNOLOGY INC COM 928298108 1,819 185,000 SH DEFINED 2 185,000 0 0 VISHAY INTERTECHNOLOGY INC COM 928298108 983 100,000 SH DEFINED 1 100,000 0 0 VISHAY INTERTECHNOLOGY INC COM 928298108 1,819 185,000 SH DEFINED 4 185,000 0 0 VISHAY INTERTECHNOLOGY INC COM 928298108 393 40,000 SH SOLE NONE 40,000 0 0 VOLCANO CORPORATION COM 928645100 457 16,000 SH DEFINED 3 16,000 0 0 WAGEWORKS INC COM 930427109 611 35,000 SH DEFINED 3 35,000 0 0 WAGEWORKS INC COM 930427109 611 35,000 SH DEFINED 2 35,000 0 0 WAGEWORKS INC COM 930427109 991 56,800 SH DEFINED 1 56,800 0 0 WAGEWORKS INC COM 930427109 873 50,000 SH DEFINED 4 50,000 0 0 WAGEWORKS INC COM 930427109 405 23,200 SH SOLE NONE 23,200 0 0 WALTER ENERGY INC COM 93317Q105 243 7,500 SH DEFINED 2 7,500 0 0 WALTER ENERGY INC COM 93317Q105 422 13,000 SH DEFINED 4 13,000 0 0 WPX ENERGY INC COM 98212B103 589 35,500 SH DEFINED 1 35,500 0 0 WPX ENERGY INC COM 98212B103 241 14,500 SH SOLE NONE 14,500 0 0
SK 22312 0001 1332852