8-K 1 a19-11134_18k.htm 8-K

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

 

FORM 8-K

 

 

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(d)

OF THE SECURITIES EXCHANGE ACT OF 1934

 

Date of Report (Date of earliest event reported):

June 4, 2019

 

 

Newmont Goldcorp Corporation

(Exact name of Registrant as Specified in Its Charter)

 

 

Delaware

(State or Other Jurisdiction of Incorporation)

 

001-31240

(Commission File Number)

 

84-1611629

(I.R.S. Employer Identification No.)

 

6363 South Fiddlers Green Circle, Greenwood Village, CO 80111

(Address of principal executive offices) (zip code)

 

(303) 863-7414

(Registrant’s telephone number, including area code)

 

Not Applicable

(Former Name or Former Address, if Changed Since Last Report)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instructions A.2. below):

 

o            Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

o            Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

o            Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

o            Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Securities registered or to be registered pursuant to Section 12(b) of the Act.

 

Title of each class

 

Trading
Symbol

 

Name of each exchange on which registered

Common stock, par value $1.60 per share

 

NEM

 

New York Stock Exchange

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).

 

Emerging growth company o

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. o

 

 

 

 

Item 5.07. Submission of Matters to a Vote of Security Holders.

 

On June 4, 2019, Newmont Goldcorp Corporation, a Delaware Corporation (“Newmont” or the “Company”) held its 2019 Annual Meeting of Stockholders (the “Annual Meeting”).  The following matters were voted upon at the Annual Meeting: (1) the election of directors; (2) the advisory vote on the compensation of the Chief Executive Officer, the Chief Financial Officer and each of the other highly compensated executive officers of the Company (the “Named Executive Officers”); and (3) the ratification of the appointment of Ernst & Young LLP as the Company’s independent registered public accounting firm for 2019.

 

All matters voted on at the Annual Meeting were approved. Abstentions are counted in tabulations of the votes cast on proposals presented to stockholders (except with respect to the election of directors, where abstentions are excluded).

 

The voting results were as follows:

 

Proposal #1—Election of Directors

 

Name

 

Votes for

 

% of
votes
cast

 

Withheld votes

 

% of
votes
cast

 

Abstentions

 

Broker non-
votes

 

Gregory H. Boyce

 

414,508,778

 

99.79

 

854,807

 

0.21

 

404,580

 

40,381,292

 

Bruce R. Brook

 

414,701,728

 

99.84

 

671,944

 

0.16

 

394,493

 

40,381,292

 

J. Kofi Bucknor

 

414,671,555

 

99.84

 

678,075

 

0.16

 

418,535

 

40,381,292

 

Joseph A. Carrabba

 

404,898,768

 

98.66

 

5,516,176

 

1.34

 

5,353,221

 

40,381,292

 

Noreen Doyle

 

399,335,731

 

97.28

 

11,156,329

 

2.72

 

5,276,105

 

40,381,292

 

Gary J. Goldberg

 

414,431,520

 

99.78

 

930,814

 

0.22

 

405,831

 

40,381,292

 

Veronica M. Hagen

 

403,487,800

 

98.09

 

7,837,793

 

1.91

 

4,442,572

 

40,381,292

 

Sheri E. Hickok

 

414,676,352

 

99.83

 

698,177

 

0.17

 

393,636

 

40,381,292

 

René Médori

 

396,617,299

 

97.13

 

11,716,611

 

2.87

 

7,434,255

 

40,381,292

 

Jane Nelson

 

414,380,993

 

99.76

 

999,598

 

0.24

 

387,574

 

40,381,292

 

Julio M. Quintana

 

414,720,062

 

99.85

 

643,266

 

0.15

 

404,837

 

40,381,292

 

Molly P. Zhang

 

413,781,615

 

99.83

 

712,681

 

0.17

 

1,273,869

 

40,381,292

 

 

Proposal #2—Advisory Vote on the Compensation of Named Executive Officers

 

 

 

 

 

% of votes cast on the Proposal

 

Votes For

 

388,061,707

 

93.34

 

Votes Against

 

26,677,161

 

6.42

 

Abstentions

 

1,029,297

 

0.25

 

Broker Non-Votes

 

40,381,292

 

—

 

 

Proposal #3—Ratification of Independent Registered Public Accounting Firm

 

 

 

 

 

% of votes cast on the Proposal

 

Votes For

 

454,150,229

 

99.56

 

Votes Against

 

1,394,482

 

0.31

 

Abstentions

 

604,746

 

0.13

 

 

For a more complete description of each of the proposals voted on, including information on the required vote and quorum for the Annual Meeting, please refer to Newmont’s Definitive Proxy Statement filed with the SEC on Schedule 14A on April 16, 2019.

 

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SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

Newmont Goldcorp Corporation

 

 

 

Date: June 5, 2019

By:

/s/ Logan Hennessey

 

 

Logan Hennessey

 

 

Vice President, Associate General Counsel and Corporate Secretary

 

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