6-K 1 d312171d6k.htm FORM 6-K Form 6-K
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FORM 6-K

U.S. SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

Report of Foreign Private Issuer

Pursuant to Rule 13a-16 or 15d-16 of

the Securities Exchange Act of 1934

Commission File Number: 1-15270

For the month of June 2023

NOMURA HOLDINGS, INC.

(Translation of registrant’s name into English)

13-1, Nihonbashi 1-chome

Chuo-ku, Tokyo 103-8645

Japan

(Address of principal executive offices)

Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.

Form 20-F      X            Form 40-F                  

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):                 

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):                 

 

 

 


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Information furnished on this form:

EXHIBITS

 

Exhibit Number

1.    Capitalization and Indebtedness as of March 31, 2023

The registrant hereby incorporates Exhibit 1 to this report on Form 6-K by reference in the prospectus that is part of the Registration Statement on Form F-3 (Registration No. 333-261756) of the registrant, filed with the SEC on December 20, 2021.


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SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

    NOMURA HOLDINGS, INC.
Date: June 28, 2023     By:  

/s/ Yoshifumi Kishida

      Yoshifumi Kishida
      Senior Managing Director


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CAPITALIZATION AND INDEBTEDNESS

The following table sets forth, on a U. S. GAAP basis, the consolidated capitalization and indebtedness of Nomura Holdings, Inc. (“Nomura” or “NHI”) as of March 31, 2023. There has been no material change in Nomura’s capitalization and indebtedness since March 31, 2023.

 

     Millions of yen  
     As of
March 31, 2023
 

Short-term borrowings

   ¥ 1,008,541  

Long-term borrowings

     10,399,210  

NHI shareholders’ equity:

  

Common stock

  

Authorized—6,000,000,000 shares as of March 31, 2023

  

Issued—3,233,562,601 shares as of March 31, 2023

  

Outstanding—3,003,679,324 shares as of March 31, 2023

     594,493  

Additional paid-in capital

     707,189  

Retained earnings

     1,647,005  

Accumulated other comprehensive income

     318,454  
  

 

 

 

Total NHI shareholders’ equity before treasury stock

     3,267,141  

Common stock held in treasury, at cost—229,883,277 shares as of March 31, 2023

     (118,574
  

 

 

 

Total NHI shareholders’ equity

     3,148,567  

Noncontrolling interests

     75,575  
  

 

 

 

Total equity

     3,224,142  
  

 

 

 

Total capitalization and indebtedness

   ¥ 14,631,893  
  

 

 

 

 

Nomura enters into various guarantee arrangements in the form of standby letters of credit and other guarantees with third parties. The amount of potential future payments under these guarantee contracts outstanding was ¥1,544,159 million as of March 31, 2023.