SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
CAVAZZA PAOLO

(Last) (First) (Middle)
VIA TESSERETE, 10

(Street)
LUGANO V8 00000

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
11/18/2004
3. Issuer Name and Ticker or Trading Symbol
SCICLONE PHARMACEUTICALS INC [ SCLN ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director X 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 457,815 D
Common Stock 481,069 I I(1)
Common Stock 2,500 I I(2)
Common Stock 2,927,372 I I(3)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Call Options (right to buy) (6) 03/18/2005 Common Stock 40,000 $5 D
Call Options (right to buy) (6) 06/17/2005 Common Stock 215,000 $5 I I(4)
Call Options (right to buy) (6) 06/17/2005 Common Stock 150,000 $2.5 I I(4)
Call Options (right to buy) (6) 03/18/2005 Common Stock 278,000 $5 I I(4)
Put Options (obligation to buy) (6) 03/18/2005 Common Stock 100,000 $5 D
Put Options (obligation to buy) (6) 03/18/2005 Common Stock 15,000 $7.5 D
Put Options (obligation to buy) (6) 03/18/2005 Common Stock 537,000 $5 I I(5)
Put Options (obligation to buy) (6) 06/17/2005 Common Stock 550,000 $5 I I(5)
Explanation of Responses:
1. Shares directly owned by Aptafin S.p.A. ("Aptafin"), which is owned by Paolo and members of his family.
2. Shares directly owned by Chaumiere Consultadoria e Servicos S.A. ("Chaumiere"), which is an indirect wholly-owned subsidiary of Aptafin.
3. Shares directly owned by Defiante Farmaceutica, L.D.A. ("Defiante"). Defiante is 58% directly owned by Sigma Tau Finanzaria S.p.A. ("Sigma Tau") and 42% directly owned by Sima Tau's wholly-owned subsidiary, Sigma-Tau International S.A. Paolo Cavazza directly and indirectly owns 40% of Sigma Tau.
4. Call options directly owned by Defiante.
5. Direct obligations of Defiante.
6. Immediately.
/s/ Paolo Cavazza 01/20/2005
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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