FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
WRIGLEY WM JR CO [ WWY ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 10/06/2008 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock | 10/06/2008 | D(1)(2) | 8,770 | D | $80 | 0.00 | D | |||
Common Stock | 10/06/2008 | D(1) | 65.56 | D | $80 | 0.00 | I | By WSP | ||
Common Stock/Class B | 10/06/2008 | D(1) | 15 | D | $80 | 0.00 | I | By WSP |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Option(Right to Buy)07-O | $58.06 | 10/06/2008 | D(8) | 45,000 | 05/22/2008 | 05/22/2017 | Common Stock | 45,000 | $80 | 0.00 | D | ||||
Common Stock Units | (3) | 10/06/2008 | A(4) | 27,270 | (5) | (5) | Common Stock | 27,270 | $0 | 55,614.91 | D | ||||
Common Stock Units | (3) | 10/06/2008 | D(6)(7) | 55,614.91 | (5) | (5) | Common Stock | 55,614.91 | $80 | 0.00 | D | ||||
Stock Option (Right to Buy) O-05 | $55.48 | 10/06/2008 | D(8) | 26,750 | 05/19/2006 | 05/19/2015 | Common Stock | 26,750 | $80 | 0.00 | D | ||||
Stock Option (Right to Buy)-O-01 | $38.48 | 10/06/2008 | D(8) | 8,750 | 05/23/2002 | 05/23/2011 | Common Stock | 8,750 | $80 | 0.00 | D | ||||
Stock Option (Right to Buy)O-00 | $29.97 | 10/06/2008 | D(8) | 5,000 | 05/23/2001 | 05/23/2010 | Common Stock | 5,000 | $80 | 0.00 | D | ||||
Stock Option (Right to Buy)O-02 | $45.86 | 10/06/2008 | D(8) | 16,250 | 05/21/2003 | 05/21/2012 | Common Stock | 16,250 | $80 | 0.00 | D | ||||
Stock Option (Right to Buy)O-03 | $43.74 | 10/06/2008 | D(8) | 16,250 | 05/20/2004 | 05/20/2013 | Common Stock | 16,250 | $80 | 0.00 | D | ||||
Stock Option (Right to Buy)O-04 | $49.82 | 10/06/2008 | D(8) | 26,250 | 05/25/2005 | 05/25/2014 | Common Stock | 26,250 | $80 | 0.00 | D | ||||
Stock Option(Right to Buy)06-O | $46.6 | 10/06/2008 | D(8) | 42,800 | 05/18/2007 | 05/18/2016 | Common Stock | 42,800 | $80 | 0.00 | D |
Explanation of Responses: |
1. Disposed of pursuant to the Agreement and Plan of Merger, dated April 28, 2008 (the "Merger Agreement"), among Wm. Wrigley Jr. Company (the "Company"), Mars, Incorporated, New Uno Holdings Corporation and New Uno Acquisition Corporation, in exchange for the right to receive $80.00 per share, without interest and less any applicable withholding tax. |
2. Pursuant to the Merger Agreement, each outstanding restricted stock unit award was converted into the right to receive $80.00 in cash, without interest and less any applicable withholding tax, per restricted stock unit, to the extent vested by its terms at the effective time of the merger. |
3. Each share unit is equivalent to one share of the Company's Common Stock. |
4. Share units acquired under the Long Term Stock Grant Program, part of the Management Incentive Plan Program, which Plan is 16b-3 exempt. |
5. Share units can be awarded under various programs of the Management Incentive Plan (MIP), which Plan is exempt under Rule 16b-3. Shares or share units acquired under the Long Term Stock Grant are not restricted. Shares or share units acquired under the Stock Award Program are restricted as to sale or transfer until retirement, termination or death. |
6. Pursuant to the Merger Agreement, each share or share unit of Common Stock and Class B Common Stock awarded under the Management Incentive Plan (MIP) was converted into the right to receive $80.00 per share, without interest and less any applicable withholding tax. |
7. Pursuant to the Merger Agreement, each outstanding stock unit award granted under the Company's Long-Term Stock Grant Program was converted into the right to receive an amount in cash equal to the product of (i) the number of shares subject to such stock unit, to the extent earned and satisfying the applicable performance conditions at the effective time of the merger in respect of the portion of the performance or grant cycle that has elapsed through the effective time, and (ii) $80.00, without interest and less any applicable withholding tax. |
8. Pursuant to the Merger Agreement, this option, which provided for vesting in four (4) equal annual installments beginning one year from the grant date, was converted into the right to receive an amount in cash, without interest and less any applicable withholding tax, equal to the product of (i) the total number of shares of Common Stock covered by such option, multiplied by (ii) the excess of $80.00 over the exercise price per share of such option. |
By: Mark Monroe Under POA for Reuben Gamoran | 10/07/2008 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |