SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
CROWELL GAYLE A

(Last) (First) (Middle)
C/O YODLEE, INC.
3600 BRIDGE PARKWAY, SUITE 200

(Street)
REDWOOD CITY CA 94065

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
10/02/2014
3. Issuer Name and Ticker or Trading Symbol
YODLEE INC [ YDLE ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 30,000 D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Employee Stock Option (Right to Buy)(1) 03/17/2005 02/17/2015 Common Stock 10,000 $3.3 D
Employee Stock Option (Right to Buy)(1) 04/01/2006 03/16/2016 Common Stock 10,000 $3.3 D
Employee Stock Option (Right to Buy)(1) 05/29/2009 04/29/2019 Common Stock 10,000 $3.3 D
Employee Stock Option (Right to Buy)(1) 03/02/2010 02/01/2020 Common Stock 10,000 $4.4 D
Employee Stock Option (Right to Buy)(2)(8) 04/23/2011 03/23/2021 Common Stock 5,000 $6.3 D
Employee Stock Option (Right to Buy)(3)(8) 06/16/2012 05/16/2022 Common Stock 7,500 $6.9 D
Employee Stock Option (Right to Buy)(4)(8) 05/01/2013 04/09/2023 Common Stock 7,500 $8.5 D
Employee Stock Option (Right to Buy)(8) (5) 04/10/2024 Common Stock 8,815 $12 D
Restricted Stock Unit (6) 05/18/2018 Common Stock 2,409 $0.001(7) D
Explanation of Responses:
1. 100% of the shares subject to the option are fully vested and exercisable as of the date hereof.
2. 1/48th of the shares subject to the option became vested and exercisable on April 23, 2011 and 1/48th of the shares subject to the option vest and become exercisable each month thereafter, provided reporting person continues to provide services to the issuer as of each vest date.
3. 1/48th of the shares subject to the option became vested and exercisable on June 16, 2012 and 1/48th of the shares subject to the option vest and become exercisable each month thereafter, provided reporting person continues to provide services to the issuer as of each vest date.
4. 1/48th of the shares subject to the option became vested and exercisable on May 1, 2013 and 1/48th of the shares subject to the option vest and become exercisable each month thereafter, provided reporting person continues to provide services to the issuer as of each vest date.
5. 100% of the shares subject to the option will become vested and exercisable on the earlier of May 15, 2015 or the date of the Issuer's annual meeting of stockholders held in 2015, provided reporting person continues to provide services to the issuer as of such vest date.
6. 100% of the restricted stock unit will become vested on May 15, 2015, provided reporting person continues to provide services to the issuer as of such vest date.. Shares will be delivered to reporting person on such vest date.
7. Represents par value of Issuer's Common Stock.
8. In the event of a change of control (as defined in the option agreement), 100% of the shares subject to the option shall vest and become exercisable.
Remarks:
/s/ Gayle Crowell 10/02/2014
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.