-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, E8zU6UPYUGMt51dDyCSPJhF3sQ6u5gmeAg3D0byiZ8AZubConJ86YOYHFrIkhBjb jmM4SxgXmSAs9L1MeY1SFw== 0001315863-09-000202.txt : 20091116 0001315863-09-000202.hdr.sgml : 20091116 20091116160524 ACCESSION NUMBER: 0001315863-09-000202 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090930 FILED AS OF DATE: 20091116 DATE AS OF CHANGE: 20091116 EFFECTIVENESS DATE: 20091116 FILER: COMPANY DATA: COMPANY CONFORMED NAME: KLEINHEINZ CAPITAL PARTNERS, INC. CENTRAL INDEX KEY: 0001161175 IRS NUMBER: 000000000 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10041 FILM NUMBER: 091186813 BUSINESS ADDRESS: STREET 1: 301 COMMERCE STREET STREET 2: SUITE 1900 CITY: FORT WORTH STATE: TX ZIP: 76102 BUSINESS PHONE: 817.348.8100 MAIL ADDRESS: STREET 1: 301 COMMERCE STREET STREET 2: SUITE 1900 CITY: FORT WORTH STATE: TX ZIP: 76102 FORMER COMPANY: FORMER CONFORMED NAME: KLEINHEINZ CAPITAL PARTNERS INC DATE OF NAME CHANGE: 20011018 13F-HR 1 klein39.txt KLEINHEINZ CAPITAL 13F 3Q 2009 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2009 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Kleinheinz Capital Partners, Inc. Address: 301 Commerce Street Suite 1900 Fort Worth, TX 76102 13F File Number: 28-10041 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: James K. Phillips Title: Chief Financial Officer Phone: 817.348.8100 Signature, Place, and Date of Signing: James K. Phillips Fort Worth, Texas November 16, 2009 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form13F Information Table Entry Total: 119 Form13F Information Table Value Total: $1,877,283 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ACE LTD SHS H0023R105 18711 350000 SH SOLE 350000 ADVANCED MICRO DEVICES INC NOTE 6.000% 5/0 007903AL1 22463 30000000 PRN SOLE 30000000 AETNA INC NEW COM 00817Y108 2087 75000 SH SOLE 75000 ALLEGIANT TRAVEL CO COM 01748X102 4761 125000 SH SOLE 125000 AMEDISYS INC COM 023436108 3272 75000 SH SOLE 75000 ANADARKO PETE CORP COM 032511107 11919 190000 SH SOLE 190000 APPLE INC COM 037833100 186277 1005000 SH SOLE 1005000 ASHAKA CEMENT ADR 6048963 95 1166666 SH SOLE 1166666 BAIDU INC SPON ADR REP A 056752108 48881 125000 SH SOLE 125000 BANCO LATINOAMERICANO DE COM SHS E P16994132 15369 1080817 SH SOLE 1080817 BANK OF AMERICA CORPORATION COM 060505104 21150 1250000 SH SOLE 1250000 BANK OF BARUDA INC ADR B037MJ0 648 3322410 SH SOLE 3322410 CADENCE DESIGN SYSTEM INC COM 127387108 8992 1225000 SH SOLE 1225000 CARRIZO OIL & CO INC NOTE 4.375% 6/0 144577AA1 3240 4000000 PRN SOLE 4000000 CARRIZO OIL & CO INC PUT 144577953 3918 160000 SH PUT SOLE 160000 CHENIERE ENERGY INC COM NEW 16411R208 5714 1950000 SH SOLE 1950000 CHINA DISTANCE ED HLDGS LTD SPONS ADR 16944W104 1445 200735 SH SOLE 200735 CHINA FD INC COM 169373107 12575 520689 SH SOLE 520689 CHINA LIFE INS CO LTD SPON ADR REP H 16939P106 26284 400000 SH SOLE 400000 CHINA MOBILE LIMITED CALL 16941M909 12278 250000 SH CALL SOLE 250000 CHINA MOBILE LIMITED SPONSORED ADR 16941M109 40516 825000 SH SOLE 825000 CHINA NEPSTAR CHAIN DRUGSTOR SPONSORED ADR 16943C109 12768 2100000 SH SOLE 2100000 CHINA SKY ONE MED INC COM 16941P102 3627 275000 SH SOLE 275000 CHINA-BIOTICS INC COM 16937B109 2400 150000 SH SOLE 150000 CHUBB CORP CALL 171232901 5041 100000 SH CALL SOLE 100000 CHUBB CORP COM 171232101 46629 925000 SH SOLE 925000 COLDWATER CREEK INC COM 193068103 1230 150000 SH SOLE 150000 COMM INTERNATIONAL BK ADR 201712205 11543 1123949 SH SOLE 1123949 COMSTAR-UNITED ADR 47972P208 11340 2160000 SH SOLE 2160000 CONCHO RES INC COM 20605P101 16707 460000 SH SOLE 460000 CONOCOPHILLIPS COM 20825C104 5645 125000 SH SOLE 125000 COPA HOLDINGS SA CL A P31076105 2233 50200 SH SOLE 50200 COWEN GROUP INC COM 223621103 1005 141200 SH SOLE 141200 CTRIP COM INTL LTD ADR 22943F100 10288 175000 SH SOLE 175000 DP WORLD LTD ADR B291WY5 1655 2955000 SH SOLE 2955000 DELL INC COM 24702R101 7630 500000 SH SOLE 500000 DELTA AIR LINES INC DEL COM NEW 247361702 8960 1000000 SH SOLE 1000000 ELDORADO GOLD CORP NEW COM 284902103 19266 1690000 SH SOLE 1690000 ENDURANCE SPECIALTY HLDGS LT SHS G30397106 10941 300000 SH SOLE 300000 F M C CORP COM NEW 302491303 12656 225000 SH SOLE 225000 FRANCE TELECOM SPONSORED ADR 35177Q105 13196 490200 SH SOLE 490200 FUSHI COPPERWELD INC COM 36113E107 5711 675000 SH SOLE 675000 GIANT INTERACTIVE GROUP INC ADR 374511103 2082 275000 SH SOLE 275000 GILDAN ACTIVEWEAR INC COM 375916103 11339 575000 SH SOLE 575000 GOLDCORP INC NEW COM 380956409 16148 400000 SH SOLE 400000 HARRY WINSTON COM 2033178 9308 1100000 SH SOLE 1100000 HERBALIFE LTD COM USD SHS G4412G101 4109 125500 SH SOLE 125500 HOLLY CORP COM PAR $0.01 435758305 3843 150000 SH SOLE 150000 HYTHIAM INC COM 44919F104 385 575000 SH SOLE 575000 I-FLOW CORP COM NEW 449520303 11713 1028337 SH SOLE 1028337 ICAGEN INC COM 45104P104 923 913711 SH SOLE 913711 ICICI BK LTD ADR 45104G104 16581 430000 SH SOLE 430000 ICO GLOBAL COMM HLDGS LTD DE CL A 44930K108 6772 7874993 SH SOLE 7874993 INFUSYSTEM HOLDINGS INC COM 45685K102 3381 1572480 SH SOLE 1572480 ISHARES TR INDEX FTSE XNHUA IDX 464287184 18414 450000 SH SOLE 450000 ISHARES TR INDEX MSCI EMERG MKT 464287234 17510 450000 SH SOLE 450000 JPMORGAN CHASE & CO COM 46625H100 22786 520000 SH SOLE 520000 LAZARD LTD SHS A G54050102 11567 280000 SH SOLE 280000 LENDER PROCESSING SVCS INC COM 52602E102 22902 600000 SH SOLE 600000 LL & E RTY TR UNIT BEN INT 502003106 958 1243895 SH SOLE 1243895 LUKOIL HOLDINGS ADR 677862104 87760 1600000 SH SOLE 1600000 MAJOR DRILLING GROUP COM 2557515 25915 1274300 SH SOLE 1274300 MENTOR GRAPHICS CORP SDCV 6.250% 3/0 587200AF3 3850 4000000 PRN SOLE 4000000 MERCADOLIBRE INC COM 58733R102 7884 205000 SH SOLE 205000 MINDRAY MEDICAL INTL LTD SPON ADR 602675100 39390 1206800 SH SOLE 1206800 MOBILE TELESYSTEMS OJSC SPONSORED ADR 607409109 6999 145000 SH SOLE 145000 MORGAN STANLEY COM NEW 617446448 16675 540000 SH SOLE 540000 NAUTILUS MINERALS COM B14X0Q7 1725 1500000 SH SOLE 1500000 NEW YORK TIMES CO CL A 650111107 9379 1155000 SH SOLE 1155000 NII HLDGS INC NOTE 3.125% 6/1 62913FAJ1 8301 9500000 PRN SOLE 9500000 OAO GAZPROM ADR 368287207 34875 1500000 SH SOLE 1500000 OAO ROSNEFT OIL ADR 67812M207 22560 3000000 SH SOLE 3000000 OCH ZIFF CAP MGMT GROUP CL A 67551U105 15277 1255300 SH SOLE 1255300 OLD DOMINION FGHT LINES INC COM 679580100 3652 120000 SH SOLE 120000 OPEN JT STK CO-VIMPEL COMMUN SPONSORED ADR 68370R109 33754 1805000 SH SOLE 1805000 ORASCOM CONSTRUCTION ADR 68554N106 7371 175500 SH SOLE 175500 ORYX PROPERTIES LTD ADR 6571254 1399 1000920 SH SOLE 1000920 P T TELEKOMUNIKASI INDONESIA SPONSORED ADR 715684106 18228 510600 SH SOLE 510600 PATERSON ZACHONIS ADR 6665298 216 1478047 SH SOLE 1478047 PETROBRAS ENERGIA PARTCPTNS PUT 71646M952 25245 550000 SH PUT SOLE 550000 PFIZER INC COM 717081103 10758 650000 SH SOLE 650000 POWERWAVE TECHNOLOGIES INC COM 739363109 8790 5493600 SH SOLE 5493600 QUALCOMM INC COM 747525103 44980 1000000 SH SOLE 1000000 QUALCOMM INC CALL 747525903 44980 1000000 SH CALL SOLE 1000000 REPUBLIC AWYS HLDGS INC COM 760276105 8831 946500 SH SOLE 946500 RESEARCH IN MOTION LTD COM 760975102 149462 2210000 SH SOLE 2210000 RESOLUTE ENERGY CORP COM 76116A108 8280 800000 SH SOLE 800000 RESOLUTE ENERGY WARRANTS COM 76116A116 3680 3257600 SH SOLE 3257600 RUSHYDRO ADR B450MG2 11679 3405000 SH SOLE 3405000 RYDER SYS INC COM 783549108 5468 140000 SH SOLE 140000 SIMCERE PHARMACEUTICAL GROUP SPON ADR 82859P104 2599 326500 SH SOLE 326500 SISTEMA REG S ADR 48122U204 5256 360000 SH SOLE 360000 SONUS NETWORKS INC COM 835916107 2915 1375000 SH SOLE 1375000 SPDR GOLD TRUST CALL 78463V907 128505 1300000 SH CALL SOLE 1300000 SPDR GOLD TRUST GOLD SHS 78463V107 19770 200000 SH SOLE 200000 STRATEGIC DIAGNOSTICS INC COM 862700101 2110 1199000 SH SOLE 1199000 SURGUTNEFTEGAZ ADR 868861105 7157 1960700 SH SOLE 1960700 TESORO CORP COM 881609101 2247 150000 SH SOLE 150000 THERMO FISHER SCIENTIFIC INC COM 883556102 8734 200000 SH SOLE 200000 TITAN INTL INC ILL COM 88830M102 1784 200500 SH SOLE 200500 TORCHMARK CORP COM 891027104 5429 125000 SH SOLE 125000 UEX CORPORATION COM 2967761 547 500000 SH SOLE 500000 VALE S A ADR REPSTG PFD 91912E204 12819 625000 SH SOLE 625000 VALERO ENERGY CORP NEW COM 91913Y100 10180 525000 SH SOLE 525000 VEECO INSTRS INC DEL COM 922417100 15158 650000 SH SOLE 650000 VIETNAM GROWTH ADR B01H2V4 2835 280000 SH SOLE 280000 VIETNAM PROPERTY FUND ADR B2NHWF0 2736 3800000 SH SOLE 3800000 VISA INC CALL 92826C909 13822 200000 SH CALL SOLE 200000 VISA INC COM CL A 92826C839 6911 100000 SH SOLE 100000 VISIONCHINA MEDIA INC SPONS ADR 92833U103 10746 1350000 SH SOLE 1350000 VIVO PARTICIPACOES S A SPON ADR PFD NEW 92855S200 10100 400000 SH SOLE 400000 WAL MART STORES INC CALL 931142903 49090 1000000 SH CALL SOLE 1000000 WAL MART STORES INC COM 931142103 13500 275000 SH SOLE 275000 WAPIC INSURANCE PLS ADR 6262105 322 54134172 SH SOLE 54134172 WESTWAY GROUP INC COM 96169B100 5794 1287500 SH SOLE 1287500 WSP HOLDINGS LIMITED ADR 92934F104 1175 250000 SH SOLE 250000 WUXI PHARMATECH CAYMAN INC SPONS ADR SHS 929352102 6860 575000 SH SOLE 575000 YAMANA GOLD INC COM 98462Y100 10175 950000 SH SOLE 950000 ZAMBEEF ADR 6592482 8857 10549543 SH SOLE 10549543
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