-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JAAl4hlvAFlxWDRF601KiNKYoDWLdWEt0BEyDZgxmiggy0dMRrxE2VPSOcPN5sfI sDd5MSSKTUf5b8D/THcueA== 0001101215-09-000051.txt : 20090818 0001101215-09-000051.hdr.sgml : 20090818 20090818164806 ACCESSION NUMBER: 0001101215-09-000051 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090814 FILED AS OF DATE: 20090818 DATE AS OF CHANGE: 20090818 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALLIANCE DATA SYSTEMS CORP CENTRAL INDEX KEY: 0001101215 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 311429215 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 17655 WATERVIEW PARKWAY CITY: DALLAS STATE: TX ZIP: 75252 BUSINESS PHONE: 9723485100 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TUCKER DWAYNE H CENTRAL INDEX KEY: 0001158379 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15749 FILM NUMBER: 091022045 MAIL ADDRESS: STREET 1: 17655 WATERVIEW PARKWAY CITY: DALLAS STATE: TX ZIP: 75252 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2009-08-14 0001101215 ALLIANCE DATA SYSTEMS CORP ADS 0001158379 TUCKER DWAYNE H 17655 WATERVIEW PARKWAY DALLAS TX 75252-8012 0 1 0 0 EVP, HR & Corp. Communications Common Stock 2009-08-14 4 M 0 1 12.00 A 130454 D Common Stock 2009-08-14 4 M 0 16370 41.32 A 146824 D Common Stock 2009-08-14 4 M 0 4604 40.82 A 151428 D Common Stock 2009-08-14 4 M 0 33171 24.03 A 184599 D Common Stock 2009-08-14 4 M 0 33682 31.38 A 218281 D Common Stock 2009-08-14 4 M 0 21839 15.00 A 240120 D Common Stock 2009-08-14 4 M 0 21714 43.01 A 261834 D Common Stock 2009-08-14 4 S 0 162158 59.60 D 99676 D Employee Stock Option (Right to Buy) 12.00 2009-08-14 4 M 0 1 D 2011-06-07 Common Stock 1 143863 D Employee Stock Option (Right to Buy) 41.32 2009-08-14 4 M 0 16370 D 2015-02-03 Common Stock 16370 127493 D Employee Stock Option (Right to Buy) 40.82 2009-08-14 4 M 0 4604 D 2015-03-31 Common Stock 4604 122889 D Employee Stock Option (Right to Buy) 24.03 2009-08-14 4 M 0 33171 D 2013-06-23 Common Stock 33171 89718 D Employee Stock Option (Right to Buy) 31.38 2009-08-14 4 M 0 33682 D 2014-02-02 Common Stock 33682 56036 D Employee Stock Option (Right to Buy) 15.00 2009-08-14 4 M 0 21839 D 2010-08-31 Common Stock 21839 34197 D Employee Stock Option (Right to Buy) 43.01 2009-08-14 4 M 0 21714 D 2016-02-13 Common Stock 21714 12483 D The total number of securities beneficially owned includes: (a) 1,805 unvested shares from an original award of 5,306 time-based restricted stock units granted 2/21/07; (b) 4,853 unvested shares from an original award of 9,706 performance-based restricted stock units granted 2/21/07; (c) 40,160 unvested shares from an original award of 59,939 performance-based restricted stock units granted 4/28/08; (d) 32,858 unvested shares from an original award of 49,041 time-based restricted stock units granted 4/28/08; and (e) 20,000 unvested performance-based restricted stock units granted 2/23/09. This is an employee stock option grant that is fully vested. The total number of derivative securities beneficially owned includes an option for 12,483 shares granted 2/21/07, of which 8,238 shares are fully vested and 4,245 shares will vest on 2/21/10. Leigh Ann K. Epperson, Attorney in Fact 2009-08-17 -----END PRIVACY-ENHANCED MESSAGE-----