-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RcGAIPCtve5ixpIwpubLPCR92vhRFgVheIaW2LD1q8Wl+10qsCP9V9iTqad2ai67 xNs8eOhNfM9Ocxm1q3MJyA== 0001142495-09-000004.txt : 20091023 0001142495-09-000004.hdr.sgml : 20091023 20091023130051 ACCESSION NUMBER: 0001142495-09-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090930 FILED AS OF DATE: 20091023 DATE AS OF CHANGE: 20091023 EFFECTIVENESS DATE: 20091023 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WEDBUSH MORGAN SECURITIES INC CENTRAL INDEX KEY: 0001142495 IRS NUMBER: 952495390 STATE OF INCORPORATION: CA FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12460 FILM NUMBER: 091134102 BUSINESS ADDRESS: STREET 1: 1000 WILSHIRE BLVD., SUITE 900 STREET 2: ATTN: BUSINESS CONDUCT DEPT. CITY: LOS ANGELES STATE: CA ZIP: 90017 BUSINESS PHONE: 213-688-8090 MAIL ADDRESS: STREET 1: 1000 WILSHIRE BLVD., SUITE 900 STREET 2: ATTN: BUSINESS CONDUCT DEPT. CITY: LOS ANGELES STATE: CA ZIP: 90017 13F-HR 1 wms_q3-200913f.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2009 Check here if Amendment |_|; Amendment Number: ______ This Amendment (Check only one.): |_| is a restatement. |_| adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Wedbush Morgan Securities, Inc. Address: 1000 Wilshire Blvd. Los Angeles, CA 90017 Form 13F File Number: The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: James Guillou Title: Senior Vice President - Private Client Services Phone: (213) 688-8006 Signature, Place, and Date of Signing: James Guillou Los Angeles, CA October 23, 2009 - - ----------------------------- ---------------------------- --------------- [Signature] [City, State] [Date] Report Type (Check only one.): |X| 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) |_| 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) |_| 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name 28-__________________ ___________________________________ [Repeat as necessary.] FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: Form 13F Information Table Entry Total: 351 Form 13F Information Table Value Total: 174719.53 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] NONE [Repeat as necessary.] WEDBUSH DISCRETIONARY OWNERSHIP FOR 13F AS OF DATE 09/30/2009
FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- ---------- --------- --- ---- ------- -------- ------ ------ --------- AT&T INC COM 00206R102 1731 64099 SHR SOLE 0 0 64099 AU OPTRONICS CORP COM 002255107 603 62340 SHR SOLE 0 0 62340 ABBOTT LABORATORIES COM 002824100 263 5325 SHR SOLE 0 0 5325 ABERDEEN ASIA PACIFIC COM 003009107 76 12267 SHR SOLE 0 0 12267 ACTIVISION BLIZZARD INC COM 00507V109 156 12551 SHR SOLE 0 0 12551 ADVANCED MICRO DEVICES COM 007903107 558 98642 SHR SOLE 0 0 98642 ALCOA INC COM 013817101 454 34635 SHR SOLE 0 0 34635 ALLIANCEBERNSTEIN * COM 01881E101 171 20613 SHR SOLE 0 0 20613 ALPINE TOTAL DYNAMIC COM 021060108 146 16280 SHR SOLE 0 0 16280 ALTRIA GROUP INC COM 02209S103 381 21419 SHR SOLE 0 0 21419 AMDOCS LTD BOND 02342TAD1 260 3000 SHR SOLE 0 0 3000 AMERN SERVICE GROUP INC COM 02364L109 1746 105555 SHR SOLE 0 0 105555 AMERICAN EXPRESS COMPANY COM 025816109 209 6161 SHR SOLE 0 0 6161 AMERICAN WATER WORKS COM 030420103 2117 106172 SHR SOLE 0 0 106172 AMGEN INC COM 031162100 1432 23771 SHR SOLE 0 0 23771 AMGEN INC BOND 031162AQ3 202 2000 SHR SOLE 0 0 2000 ANADARKO PETROLEUM CORP COM 032511107 338 5395 SHR SOLE 0 0 5395 APOLLO GROUP INC COM 037604105 225 3055 SHR SOLE 0 0 3055 APPLE INC COM 037833100 693 3737 SHR SOLE 0 0 3737 ARLINGTON ASSET * COM 041356106 34 68400 SHR SOLE 0 0 68400 ATLANTIC TELE NETWORK COM 049079205 1859 34805 SHR SOLE 0 0 34805 AVIGEN INC COM 053690103 31 20809 SHR SOLE 0 0 20809 BP PLC COM 055622104 415 7795 SHR SOLE 0 0 7795 BANK OF AMERICA CORP COM 060505104 355 20962 SHR SOLE 0 0 20962 BANKATLANTIC BANCORP COM 065908600 251 86445 SHR SOLE 0 0 86445 BARCLAYS BANK PLC IPATH PREF 06739H305 224 6290 SHR SOLE 0 0 6290 BARRY R G CORP OHIO COM 068798107 940 120832 SHR SOLE 0 0 120832 BEAZER HOMES USA INC COM 07556Q105 269 48107 SHR SOLE 0 0 48107 BERKSHIRE HATHAWAY INC COM 084670207 1861 560 SHR SOLE 0 0 560 BHP BILLITON LIMITED COM 088606108 611 9263 SHR SOLE 0 0 9263 BIO RAD LABS INC CL A COM 090572207 3379 36772 SHR SOLE 0 0 36772 BLACKROCK PREFERRED & * COM 092508100 256 22479 SHR SOLE 0 0 22479 BLACKROCK INTERNATIONAL* COM 092524107 204 17140 SHR SOLE 0 0 17140 BLACKROCK REAL ASSET * COM 09254B109 154 13500 SHR SOLE 0 0 13500 BLACKROCK ENHANCED * COM 09256A109 175 11939 SHR SOLE 0 0 11939 BLOCKBUSTER INC COM 093679108 119 111240 SHR SOLE 0 0 111240 BOEING COMPANY COM 097023105 463 8551 SHR SOLE 0 0 8551 BOOTS & COOTS INC COM 099469504 1545 959321 SHR SOLE 0 0 959321 BOSTON SCIENTIFIC CORP COM 101137107 119 11219 SHR SOLE 0 0 11219 BRISTOL MYERS SQUIBB COM 110122108 1223 54320 SHR SOLE 0 0 54320 BRISTOL MYERS SQUIBB BOND 110122AN8 264 3000 SHR SOLE 0 0 3000 BROCADE COMMUNICATIONS COM 111621306 233 29640 SHR SOLE 0 0 29640 BURLINGTON NORTHERN COM 12189T104 250 3131 SHR SOLE 0 0 3131 CCA INDS INC COM 124867102 41 10214 SHR SOLE 0 0 10214 C H ROBINSON WORLDWIDE COM 12541W209 616 10670 SHR SOLE 0 0 10670 C N A FINANCIAL CORP COM 126117100 1923 79651 SHR SOLE 0 0 79651 C V B FINANCIAL CORP COM 126600105 116 15300 SHR SOLE 0 0 15300 CVS CAREMARK CORP COM 126650100 459 12840 SHR SOLE 0 0 12840 CALAMOS GLOBAL DYNAMIC * COM 12811L107 113 14510 SHR SOLE 0 0 14510 CALAMOS STRATEGIC TOTAL COM 128125101 191 22286 SHR SOLE 0 0 22286 CALAMP CORPORATION COM 128126109 33 11799 SHR SOLE 0 0 11799 CALIFORNIA FIRST COM 130222102 264 23852 SHR SOLE 0 0 23852 CALIFORNIA WTR SVC GRP COM 130788102 211 5425 SHR SOLE 0 0 5425 CAMERON INTERNATIONAL BOND 13342BAB1 384 3000 SHR SOLE 0 0 3000 CAPSTONE TURBINE CORP COM 14067D102 138 104400 SHR SOLE 0 0 104400 CARRIAGE SERVICES INC COM 143905107 344 88266 SHR SOLE 0 0 88266 CATERPILLAR INC COM 149123101 257 4999 SHR SOLE 0 0 4999 CATHAY GENERAL BANCORP COM 149150104 105 12919 SHR SOLE 0 0 12919 CELGENE CORP COM 151020104 699 12511 SHR SOLE 0 0 12511 CENTRAL GARDEN & PET COM 153527106 273 23230 SHR SOLE 0 0 23230 CHELSEA THERAPEUTICS COM 163428105 147 58462 SHR SOLE 0 0 58462 CHESAPEAKE ENERGY CORP COM 165167107 233 8215 SHR SOLE 0 0 8215 CHEVRON CORP COM 166764100 1102 15651 SHR SOLE 0 0 15651 CHINA BAK BATTERY INC COM 16936Y100 405 81808 SHR SOLE 0 0 81808 CHINA FUND INC COM 169373107 1763 73017 SHR SOLE 0 0 73017 CHINA FIRE & SECURITY COM 16938R103 1014 52815 SHR SOLE 0 0 52815 CHINA HOUSING & LAND COM 16939V103 127 33080 SHR SOLE 0 0 33080 CHINA PRECISION STL INC COM 16941J106 192 70569 SHR SOLE 0 0 70569 CHINA INFORMATION COM 16944F101 167 30180 SHR SOLE 0 0 30180 CINCINNATI BELL INC NEW COM 171871106 178 50773 SHR SOLE 0 0 50773 CISCO SYSTEMS INC COM 17275R102 934 39678 SHR SOLE 0 0 39678 CITIGROUP INC COM 172967101 767 158545 SHR SOLE 0 0 158545 CLAUDE RESOURCES INC COM 182873109 9 12000 SHR SOLE 0 0 12000 CLEAN ENERGY FUELS CORP COM 184499101 171 11850 SHR SOLE 0 0 11850 COCA-COLA COMPANY COM 191216100 499 9283 SHR SOLE 0 0 9283 COGNIZANT TECHNOLOGY COM 192446102 614 15881 SHR SOLE 0 0 15881 COHEN & STEERS TOTAL COM 19247R103 100 11025 SHR SOLE 0 0 11025 COHEN & STEERS REIT & * COM 19247Y108 98 10347 SHR SOLE 0 0 10347 COHEN & STEERS SELECT COM 19248A109 211 15208 SHR SOLE 0 0 15208 COHEN & STEERS * COM 19248P106 230 19346 SHR SOLE 0 0 19346 COMPANHIA DE SANEAMENTO COM 20441A102 1848 48721 SHR SOLE 0 0 48721 CONOCOPHILLIPS COM 20825C104 699 15484 SHR SOLE 0 0 15484 CORUS BANCSHARES INC COM 220873103 3 37647 SHR SOLE 0 0 37647 COSI INC COM 22122P101 24 38082 SHR SOLE 0 0 38082 COTT CORP COM 22163N106 104 14200 SHR SOLE 0 0 14200 CURRENCYSHARES COM 23129X105 257 2760 SHR SOLE 0 0 2760 CYTOKINETICS INC COM 23282W100 165 31136 SHR SOLE 0 0 31136 DRI CORPORATION COM 23330F109 199 82500 SHR SOLE 0 0 82500 DANAHER CORP COM 235851102 688 10227 SHR SOLE 0 0 10227 DARLING INTERNATIONAL COM 237266101 127 17233 SHR SOLE 0 0 17233 DEJOUR ENTERPRISES LTD COM 244866208 5 10500 SHR SOLE 0 0 10500 DESWELL INDUSTRIES INC COM 250639101 142 36885 SHR SOLE 0 0 36885 DISCOVER FINANCIAL COM 254709108 840 51786 SHR SOLE 0 0 51786 DOW CHEMICAL COMPANY COM 260543103 1288 49393 SHR SOLE 0 0 49393 DU PONT E.I.DE NEMOUR COM 263534109 261 8122 SHR SOLE 0 0 8122 DUKE ENERGY CORP NEW COM 26441C105 178 11298 SHR SOLE 0 0 11298 EF JOHNSON TECHNOLOGIES COM 26843B101 39 29223 SHR SOLE 0 0 29223 EMC CORP BOND 268648AM4 369 3000 SHR SOLE 0 0 3000 E*TRADE FINANCIAL CORP COM 269246104 26 15000 SHR SOLE 0 0 15000 EAST WEST BANCORP INC COM 27579R104 211 25470 SHR SOLE 0 0 25470 EASTMAN KODAK COMPANY COM 277461109 756 158084 SHR SOLE 0 0 158084 EATON VANCE LIMITED COM 27828H105 306 20664 SHR SOLE 0 0 20664 EATON VANCE TAX * COM 27828N102 171 13328 SHR SOLE 0 0 13328 ECOLOGY&ENVRMNT INC CL A COM 278878103 2216 137958 SHR SOLE 0 0 137958 EL PASO CORPORATION COM 28336L109 188 18240 SHR SOLE 0 0 18240 ENBRIDGE ENERGY PARTNERS COM 29250R106 300 6648 SHR SOLE 0 0 6648 EVERGREEN INCOME * COM 30023Y105 104 11266 SHR SOLE 0 0 11266 EVERGREEN GLOBAL * COM 30024H101 112 10950 SHR SOLE 0 0 10950 EVERGREEN SOLAR INC COM 30033R108 120 62663 SHR SOLE 0 0 62663 EVOLVING SYSTEMS INC NEW COM 30049R209 90 12983 SHR SOLE 0 0 12983 EVOTEC AG SPONSORED ADS COM 30050E105 59 12087 SHR SOLE 0 0 12087 EXPRESS SCRIPTS INC COM 302182100 308 3973 SHR SOLE 0 0 3973 EZCORP INC CL A COM 302301106 2373 173699 SHR SOLE 0 0 173699 EXXON MOBIL CORP COM 30231G102 1594 23236 SHR SOLE 0 0 23236 FPL GROUP INC COM 302571104 235 4254 SHR SOLE 0 0 4254 FAIRFAX FINANCIAL COM 303901102 3668 9893 SHR SOLE 0 0 9893 FELCOR LODGING TRUST INC PREF 31430F200 222 18145 SHR SOLE 0 0 18145 FIRST CALIFORNIA COM 319395109 61 12631 SHR SOLE 0 0 12631 FIRST CASH FINANCIAL COM 31942D107 699 40782 SHR SOLE 0 0 40782 FIRST MARBLEHEAD CORP COM 320771108 26 11720 SHR SOLE 0 0 11720 FIRST REGIONAL BANCORP COM 33615C101 74 61048 SHR SOLE 0 0 61048 FIRST TRUST ABERDEEN * COM 337319107 217 14001 SHR SOLE 0 0 14001 FIRST TRUST SPECIALTY COM 33733G109 170 31755 SHR SOLE 0 0 31755 FIRST TRUST STRATEGIC * COM 337347108 41 15000 SHR SOLE 0 0 15000 FLAGSTAR BANCORP INC COM 337930101 28 26948 SHR SOLE 0 0 26948 FLOUR CORP BOND 343412AA0 365 2000 SHR SOLE 0 0 2000 FORD MOTOR COMPANY NEW COM 345370860 73 10081 SHR SOLE 0 0 10081 FORGENT NETWORKS INC COM 34629U103 54 135874 SHR SOLE 0 0 135874 FRANKLIN COVEY COMPANY COM 353469109 167 28572 SHR SOLE 0 0 28572 FRONTIER COMMUNICATIONS COM 35906A108 143 18971 SHR SOLE 0 0 18971 FURNITURE BRANDS COM 360921100 127 22911 SHR SOLE 0 0 22911 FUSHI COPPERWELD INC COM 36113E107 398 47083 SHR SOLE 0 0 47083 GP STRATEGIES CORP COM 36225V104 153 20437 SHR SOLE 0 0 20437 GABELLI GLOBAL GOLD * COM 36244N109 212 13714 SHR SOLE 0 0 13714 GENERAL DYNAMICS COM 369550108 391 6058 SHR SOLE 0 0 6058 GENERAL ELECTRIC COMPANY COM 369604103 2904 176837 SHR SOLE 0 0 176837 GILEAD SCIENCES INC COM 375558103 940 20221 SHR SOLE 0 0 20221 GOOGLE INC CLASS A COM 38259P508 305 616 SHR SOLE 0 0 616 GREATER CHINA FUND INC COM 39167B102 718 58555 SHR SOLE 0 0 58555 GRUPO SIMEC S A B DE C V COM 400491106 230 28230 SHR SOLE 0 0 28230 GRUPO TMM S A COM 40051D303 120 30660 SHR SOLE 0 0 30660 HANSEN MEDICAL INC COM 411307101 38 10800 SHR SOLE 0 0 10800 HARBIN ELECTRIC COM 41145W109 2687 159205 SHR SOLE 0 0 159205 HARRIS CORP DEL COM 413875105 225 5984 SHR SOLE 0 0 5984 HARVARD BIOSCIENCE INC COM 416906105 83 21980 SHR SOLE 0 0 21980 HARVEST ENERGY TRUST COM 41752X101 140 21724 SHR SOLE 0 0 21724 HEADWATERS INCORPORATED COM 42210P102 74 19102 SHR SOLE 0 0 19102 HEARTWARE INTERNATIONAL COM 422368100 239 7980 SHR SOLE 0 0 7980 HELIX ENERGY SOLUTIONS COM 42330P107 360 24000 SHR SOLE 0 0 24000 HOKU SCIENTIFIC INC COM 434712105 60 20301 SHR SOLE 0 0 20301 HOME DEPOT INC COM 437076102 1151 43200 SHR SOLE 0 0 43200 HOVNANIAN ENTERPRISES COM 442487203 124 32175 SHR SOLE 0 0 32175 HUDSON CITY BANCORP INC COM 443683107 171 13000 SHR SOLE 0 0 13000 HUNTINGTON BANCSHRES INC COM 446150104 80 17008 SHR SOLE 0 0 17008 IDT CORP CL B NEW COM 448947507 56 18871 SHR SOLE 0 0 18871 ICO INC NEW COM 449293109 467 99951 SHR SOLE 0 0 99951 I-FLOW CORP NEW COM 449520303 538 47230 SHR SOLE 0 0 47230 IMAX CORP COM 45245E109 191 20260 SHR SOLE 0 0 20260 IMMUNOGEN INC COM 45253H101 228 28100 SHR SOLE 0 0 28100 IMPAX LABORATORIES INC COM 45256B101 199 22760 SHR SOLE 0 0 22760 INSPIRE PHARMACEUTICALS COM 457733103 114 21850 SHR SOLE 0 0 21850 INTEGRATED DEVICE TECH COM 458118106 82 12178 SHR SOLE 0 0 12178 INTEGRATED SILICON COM 45812P107 520 138295 SHR SOLE 0 0 138295 INTEL CORP COM 458140100 468 23933 SHR SOLE 0 0 23933 INTEL CORP JUNIOR BOND 458140AD2 446 5000 SHR SOLE 0 0 5000 INTERNATIONAL BUSINESS COM 459200101 534 4466 SHR SOLE 0 0 4466 INTERNATIONAL GAME BOND 459902AP7 200 2000 SHR SOLE 0 0 2000 INTERNET INITIATIVE COM 46059T109 202 35145 SHR SOLE 0 0 35145 ISHARES INC MSCI BRAZIL COM 464286400 1349 19947 SHR SOLE 0 0 19947 ISHARES INC COM 464286673 290 27008 SHR SOLE 0 0 27008 ISHARES TRUST COM 464287176 307 2981 SHR SOLE 0 0 2981 ISHARES TR MSCI COM 464287234 315 8106 SHR SOLE 0 0 8106 ISHARES IBOXX COM 464287242 1085 10170 SHR SOLE 0 0 10170 ISHARES TRUST COM 464287432 1325 13433 SHR SOLE 0 0 13433 I SHARES TRUST MSCI COM 464287465 240 4382 SHR SOLE 0 0 4382 ISHARES TR COM 464287507 811 11768 SHR SOLE 0 0 11768 ISHARES S&P MIDCAP 400 COM 464287606 211 2866 SHR SOLE 0 0 2866 ISHARES TR DOW JONES US COM 464287739 442 10355 SHR SOLE 0 0 10355 ISHARES TR DOW JONES US COM 464287770 487 8770 SHR SOLE 0 0 8770 ISHARES TRUST COM 464288307 300 4246 SHR SOLE 0 0 4246 ISHARES TRUST COM 464288505 221 3255 SHR SOLE 0 0 3255 ISHARES TRUST IBOXX $ COM 464288513 239 2765 SHR SOLE 0 0 2765 ISHARES TRUST DOW JONES COM 464288844 342 8297 SHR SOLE 0 0 8297 ISHARES SILVER TRUST COM 46428Q109 178 10845 SHR SOLE 0 0 10845 IVANHOE ENERGY INC COM 465790103 161 69500 SHR SOLE 0 0 69500 JDS UNIPHASE CORP COM 46612J507 858 120632 SHR SOLE 0 0 120632 JPMORGAN CHASE & COM 46625H100 655 14947 SHR SOLE 0 0 14947 JACOBS ENGINEERNG GROUP COM 469814107 334 7273 SHR SOLE 0 0 7273 JAMBA INC COM 47023A101 70 37426 SHR SOLE 0 0 37426 JOES JEANS INC COM 47777N101 18 27000 SHR SOLE 0 0 27000 JOHNSON & JOHNSON COM 478160104 3686 60539 SHR SOLE 0 0 60539 KAYNE ANDERSON ENERGY COM 48660P104 636 29921 SHR SOLE 0 0 29921 KEYCORP NEW COM 493267108 476 73187 SHR SOLE 0 0 73187 KINDER MORGAN ENERGY COM 494550106 620 11480 SHR SOLE 0 0 11480 KOHL'S CORP COM 500255104 358 6267 SHR SOLE 0 0 6267 KRAFT FOODS CLASS A COM 50075N104 257 9789 SHR SOLE 0 0 9789 KROGER COMPANY COM 501044101 1158 56090 SHR SOLE 0 0 56090 LSI CORP COM 502161102 62 11291 SHR SOLE 0 0 11291 LA-Z-BOY INCORPORATED COM 505336107 363 41955 SHR SOLE 0 0 41955 LENNAR CORPORATION COM 526057104 208 14579 SHR SOLE 0 0 14579 LIBERTY ALL-STAR EQUITY COM 530158104 46 10885 SHR SOLE 0 0 10885 LILLY ELI & COMPANY COM 532457108 393 11893 SHR SOLE 0 0 11893 LIME ENERGY COMPANY NEW COM 53261U205 895 161300 SHR SOLE 0 0 161300 LINKTONE LTD ADR COM 535925101 150 71158 SHR SOLE 0 0 71158 LOWES COMPANIES INC COM 548661107 363 17338 SHR SOLE 0 0 17338 MFRI INC COM 552721102 1868 260194 SHR SOLE 0 0 260194 MFA FINANCIAL INC * COM 55272X102 90 11277 SHR SOLE 0 0 11277 MFS INTERMEDIATE COM 55273C107 96 14000 SHR SOLE 0 0 14000 MATRIXX INITIATIVES INC COM 57685L105 416 73196 SHR SOLE 0 0 73196 MCDONALDS CORP COM 580135101 632 11081 SHR SOLE 0 0 11081 MCG CAP CORP COM 58047P107 56 13436 SHR SOLE 0 0 13436 MEDCO HEALTH SOLUTIONS COM 58405U102 267 4824 SHR SOLE 0 0 4824 MEDTRONIC INC COM 585055106 1279 34742 SHR SOLE 0 0 34742 MEDTRONIC INC BOND 585055AM8 296 3000 SHR SOLE 0 0 3000 MERCK & COMPANY INC COM 589331107 341 10775 SHR SOLE 0 0 10775 MERIT MEDICAL COM 589889104 173 10000 SHR SOLE 0 0 10000 METRO BANCORP INC COM 59161R101 358 29400 SHR SOLE 0 0 29400 MICROSOFT CORP COM 594918104 1193 46366 SHR SOLE 0 0 46366 MICRON TECHNOLOGY INC COM 595112103 599 73072 SHR SOLE 0 0 73072 MINDRAY MEDICAL COM 602675100 314 9628 SHR SOLE 0 0 9628 MITCHAM INDS INC COM 606501104 1589 256307 SHR SOLE 0 0 256307 MOBILE MINI INC COM 60740F105 1869 107660 SHR SOLE 0 0 107660 MORGAN STANLEY COM 617446448 298 9653 SHR SOLE 0 0 9653 N L INDUSTRIES INC NEW COM 629156407 72 10810 SHR SOLE 0 0 10810 NETSOL TECHNOLOGIES INC COM 64115A204 14 14900 SHR SOLE 0 0 14900 NEV GLD & CASINO INC NEW COM 64126Q206 78 65290 SHR SOLE 0 0 65290 NIKE INC CLASS B COM 654106103 324 5003 SHR SOLE 0 0 5003 NOKIA CORPORATION COM 654902204 160 10974 SHR SOLE 0 0 10974 NORTHRIM BANCORP INC COM 666762109 4240 278006 SHR SOLE 0 0 278006 NOVELL INC COM 670006105 847 187730 SHR SOLE 0 0 187730 NUANCE COMMUNICATION INC COM 67020Y100 274 18300 SHR SOLE 0 0 18300 NUVEEN INVESTMENT COM 67062E103 144 10353 SHR SOLE 0 0 10353 NUVEEN CALIFORNIA COM 67069X104 273 20000 SHR SOLE 0 0 20000 NUVEEN EQUITY PREMIUM * COM 6706EM102 147 11810 SHR SOLE 0 0 11810 NUVEEN MULTI STRATEGY COM 67073B106 128 18553 SHR SOLE 0 0 18553 NUVEEN MULTI-CURRENCY * COM 67090N109 229 13631 SHR SOLE 0 0 13631 NUVEEN SELECT QUALITY COM 670973106 145 10227 SHR SOLE 0 0 10227 NUVEEN CALIFORNIA COM 670985100 621 43989 SHR SOLE 0 0 43989 OCLARO INC COM 67555N107 160 145402 SHR SOLE 0 0 145402 OILSANDS QUEST INC COM 678046103 48 42500 SHR SOLE 0 0 42500 ORACLE CORP COM 68389X105 1061 50928 SHR SOLE 0 0 50928 OSIRIS THERAPEUTICS INC COM 68827R108 80 11944 SHR SOLE 0 0 11944 OSTEOTECH INC COM 688582105 75 16901 SHR SOLE 0 0 16901 PAR TECHNOLOGY CORP COM 698884103 2989 468473 SHR SOLE 0 0 468473 PAULSON CAPITAL CORP COM 703797100 46 24616 SHR SOLE 0 0 24616 PAYCHEX INC COM 704326107 503 17317 SHR SOLE 0 0 17317 PEPSICO INC COM 713448108 749 12777 SHR SOLE 0 0 12777 PEREGRINE PHARMACEUTICAL COM 713661106 26 38000 SHR SOLE 0 0 38000 PETROLEO BRASILEIRO SA COM 71654V408 570 12414 SHR SOLE 0 0 12414 PFIZER INC COM 717081103 763 46116 SHR SOLE 0 0 46116 PHILIP MORRIS COM 718172109 698 14315 SHR SOLE 0 0 14315 PHOENIX FOOTWEAR GROUP COM 71903M100 29 64229 SHR SOLE 0 0 64229 PIMCO CALIFORNIA COM 72200N106 135 10350 SHR SOLE 0 0 10350 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