EX-99.H.1.(IV) 5 fndadmin_agrmt.htm THIRD AMENDMENT TO FUND ADMINISTRATION fndadmin_agrmt.htm

 
THIRD AMENDMENT TO THE
FUND ADMINISTRATION SERVICING AGREEMENT

         THIS THIRD AMENDMENT dated as of October 22, 2015, to the Fund Administration Servicing Agreement, dated as of October 23, 2009, as amended January 24, 2013 and October 24, 2013 (the “Agreement”), is entered into by and between TRUST FOR PROFESSIONAL MANAGERS, a Delaware business trust, (the “Trust”) on behalf of the Convergence Funds (the “Funds”) and U.S. Bancorp Fund Services, LLC, a Wisconsin limited liability company (“USBFS”).

RECITALS

WHEREAS, the parties have entered into the Agreement; and

WHEREAS, the parties desire to add the Convergence Market Neutral Fund; and

WHEREAS, Section 11 of the Agreement allows for its amendment by a written instrument executed by both parties.

NOW, THEREFORE, the parties agree as follows:

Amended Exhibit A of the Agreement is hereby superseded and replaced with Amended Exhibit A attached hereto.

Except to the extent amended hereby, the Agreement shall remain in full force and effect.

IN WITNESS WHEREOF, the parties hereto have caused this Third Amendment to be executed by a duly authorized officer on one or more counterparts as of the date and year first written above.
 
 
TRUST FOR PROFESSIONAL MANAGERS
U.S. BANCORP FUND SERVICES, LLC
   
By:  /s/ John P. Buckel                         
By:  /s/ Michael R. McVoy                   
   
Printed Name:  John P. Buckel
Printed Name:  Michael R. McVoy
   
Title:  President
Title:  Executive Vice President
 
 
 
Convergence    
 
 
 

 
 
Amended Exhibit A
to the
Fund Administration Agreement – Trust for Professional Managers

Fund Names
 


Name of Series
Convergence Core Plus Fund
Convergence Opportunities Fund
Convergence Market Neutral Fund


 
 
Convergence 2