EX-99.E.1.(III) 3 distri_agrmt.htm SECOND AMENDMENT TO DISTRIBUTION AGREEMENT distri_agrmt.htm

 
SECOND AMENDMENT TO THE DISTRIBUTION AGREEMENT

       THIS SECOND AMENDMENT dated as of October 22, 2015, to the Distribution Agreement, dated as of October 23, 2009, as amended October 24, 2013 (the “Agreement”), is entered into by and among TRUST FOR PROFESSIONAL MANAGERS, a Delaware business trust, (the “Trust”) on behalf of its series, CONVERGENCE FUNDS (the “Fund”), QUASAR DISTRIBUTORS, LLC, (the “Distributor”) and CONVERGENCE INVESTMENT PARTNERS, LLC, a Kansas limited liability corporation and the investment advisor to the Trust (the “Advisor”).

RECITALS

WHEREAS, the parties have entered into the Agreement; and

WHEREAS, the parties desire to add the Convergence Market Neutral Fund; and

WHEREAS, Section 11 of the Agreement allows for its amendment by a written instrument executed by the parties.

NOW, THEREFORE, the parties agree as follows:

Amended Exhibit A of the Agreement is hereby superseded and replaced with Amended Exhibit A attached hereto.


Except to the extent amended hereby, the Agreement shall remain in full force and effect.

IN WITNESS WHEREOF, the parties hereto have caused this Second Amendment to be executed by a duly authorized officer on one or more counterparts as of the date and year first written above.
 
 
TRUST FOR PROFESSIONAL MANAGERS
QUASAR DISTRIBUTORS, LLC
   
By:    /s/ John P. Buckel                        
By:   /s/ James R. Schoenike                   
   
Printed Name: John P. Buckel
Printed Name:  James R. Schoenike
   
Title:  President
Title:  President
   
   
CONVERGENCE INVESTMENT PARTNERS, LLC
 
   
By:   /s/ David W. Schulz                     
 
   
Printed Name: David W. Schulz
 
   
Title:  President
 

 
 
 
Convergence
1  
 
 
 

 
 
Title: President
 
Amended Exhibit A to the
 
Distribution Agreement
 
Fund Names
 
Separate Series of Trust for Professional Managers
 


Name of Series
Date Added
Convergence Core Plus Fund
 
Convergence Opportunities Fund
 
Convergence Market Neutral Fund 
on or after October 22, 2015
 


 
 
Convergence
2