<SEC-DOCUMENT>0001398344-13-001598.txt : 20130326
<SEC-HEADER>0001398344-13-001598.hdr.sgml : 20130326
<ACCEPTANCE-DATETIME>20130326155044
ACCESSION NUMBER: 0001398344-13-001598
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121231
FILED AS OF DATE: 20130326
DATE AS OF CHANGE: 20130326
EFFECTIVENESS DATE: 20130326
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: TRUST & FIDUCIARY MANAGEMENT SERVICES INC
CENTRAL INDEX KEY: 0001141800
IRS NUMBER: 043522132
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-06643
FILM NUMBER: 13716807
BUSINESS ADDRESS:
STREET 1: 50 FEDERAL STREET, 6TH FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02110
BUSINESS PHONE: 617-896-3689
MAIL ADDRESS:
STREET 1: 50 FEDERAL STREET, 6TH FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02110
</SEC-HEADER>
<DOCUMENT>
<TYPE>13F-HR
<SEQUENCE>1
<FILENAME>fp0006813_13fhr.txt
<TEXT>
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: December 31, 2012
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Trust & Fiduciary Management Services Inc.
Address: 50 Federal Street, 6th floor
Boston, MA 02110
Form 13F File Number: 28-06643
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Steve Carhart
Title: President
Phone: 617-896-3689
Signature, Place, and Date of Signing:
/s/ Steve Carhart Boston, MA March 25, 2013
----------------- ------------- --------------
[Signature] [City, State] [Date]
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report, and
all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported
by other reporting manager(s).)
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
Form 13F File Number Name
<PAGE>
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
-----------
Form 13F Information Table Entry Total: 118
-----------
Form 13F Information Table Value Total: $ 107,602
-----------
(thousands)
List of Other Included Managers:
Provide a numbered list of the names(s) and Form 13F file numbers(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
[If there are no entries in this list, state "NONE" and omit the column headings
and list entries.]
NONE
<PAGE>
<TABLE>
<CAPTION>
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
------------------------------ ---------------- --------- ----------- -------------------- ---------- -------- ---------------------
VOTING AUTHORITY
TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------
NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- ----------- ----------- --- ---- ---------- -------- ---- ------ ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
ABBOTT LABS COM 002824100 52 786 SH SOLE 786
AGRIUM INC COM 008916108 41 413 SH SOLE 413
ANNALY CAP MGMT INC COM 035710409 3,692 262,960 SH SOLE 262,960
ASTRAZENECA PLC SPONSORED ADR 046353108 38 801 SH SOLE 801
AVON PRODS INC COM 054303102 41 2,869 SH SOLE 2,869
BP PLC SPONSORED ADR 055622104 37 879 SH SOLE 879
BP PRUDHOE BAY RTY TR UNIT BEN INT 055630107 3,925 57,259 SH SOLE 57,259
BECTON DICKINSON & CO COM 075887109 35 442 SH SOLE 442
BHP BILLITON LTD SPONSORED ADR 088606108 42 532 SH SOLE 532
BLACKROCK KELSO CAPITAL CORP COM 092533108 4,929 489,931 SH SOLE 489,931
BRISTOL MYERS SQUIBB CO COM 110122108 39 1,199 SH SOLE 1,199
CVR PARTNERS LP COM 126633106 2,164 85,739 SH SOLE 85,739
CHEVRON CORP NEW COM 166764100 22 200 SH SOLE 200
CHICAGO BRIDGE & IRON CO N V N Y REGISTRY SH 167250109 46 984 SH SOLE 984
CITIGROUP INC COM NEW 172967424 34 849 SH SOLE 849
COCA COLA CO COM 191216100 25 700 SH SOLE 700
DANAHER CORP DEL COM 235851102 31 549 SH SOLE 549
DONNELLEY R R & SONS CO COM 257867101 1,856 206,432 SH SOLE 206,432
EMERSON ELEC CO COM 291011104 33 619 SH SOLE 619
FIRST TR ABERDEEN GLBL OPP F COM SHS 337319107 4,752 266,227 SH SOLE 266,227
GENERAL ELECTRIC CO COM 369604103 51 2,406 SH SOLE 2,406
GIANT INTERACTIVE GROUP INC ADR 374511103 43 7,944 SH SOLE 7,944
HARRIS CORP DEL COM 413875105 44 894 SH SOLE 894
HEWLETT PACKARD CO COM 428236103 33 2,291 SH SOLE 2,291
INTEL CORP COM 458140100 29 1,422 SH SOLE 1,422
INTERNATIONAL BUSINESS MACHS COM 459200101 55 285 SH SOLE 285
ISHARES TR MSCI EMERG MKT 464287234 156 3,522 SH SOLE 3,522
JOHNSON & JOHNSON COM 478160104 35 500 SH SOLE 500
MARTIN MIDSTREAM PRTNRS L P UNIT L P INT 573331105 1,939 62,412 SH SOLE 62,412
MASCO CORP COM 574599106 24 1,422 SH SOLE 1,422
MCDONALDS CORP COM 580135101 32 365 SH SOLE 365
MESABI TR CTF BEN INT 590672101 2,175 85,452 SH SOLE 85,452
MICROSOFT CORP COM 594918104 24 909 SH SOLE 909
MOODYS CORP COM 615369105 14 271 SH SOLE 271
MORGAN STANLEY EM MKTS DM DE COM 617477104 4,245 252,091 SH SOLE 252,091
MYLAN INC COM 628530107 37 1,335 SH SOLE 1,335
NATIONAL GRID PLC SPON ADR NEW 636274300 43 756 SH SOLE 756
NISKA GAS STORAGE PARTNERS L UNIT LTD LIABI 654678101 2,254 206,767 SH SOLE 206,767
PVR PARTNERS L P COM UNIT REPTG L 693665101 4,492 172,888 SH SOLE 172,888
PEARSON PLC SPONSORED ADR 705015105 40 2,062 SH SOLE 2,062
P T TELEKOMUNIKASI INDONESIA SPONSORED ADR 715684106 42 1,134 SH SOLE 1,134
PFIZER INC COM 717081103 19 745 SH SOLE 745
PITNEY BOWES INC COM 724479100 1,910 179,537 SH SOLE 179,537
PROCTER & GAMBLE CO COM 742718109 27 401 SH SOLE 401
PUTNAM MANAGED MUN INCOM TR COM 746823103 292 36,180 SH SOLE 36,180
RAYTHEON CO COM NEW 755111507 12 208 SH SOLE 208
ROGERS COMMUNICATIONS INC CL B 775109200 46 1,006 SH SOLE 1,006
ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 37 540 SH SOLE 540
SPX CORP COM 784635104 48 688 SH SOLE 688
SAP AG SPON ADR 803054204 48 597 SH SOLE 597
SPECTRA ENERGY CORP COM 847560109 28 1,020 SH SOLE 1,020
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 46 2,670 SH SOLE 2,670
TATA MTRS LTD SPONSORED ADR 876568502 45 1,570 SH SOLE 1,570
THERMO FISHER SCIENTIFIC INC COM 883556102 46 718 SH SOLE 718
TUPPERWARE BRANDS CORP COM 899896104 17 260 SH SOLE 260
UNITED PARCEL SERVICE INC CL B 911312106 50 674 SH SOLE 674
AVENUE INCOME CR STRATEGIES COM 05358E106 2,472 136,055 SH SOLE 136,055
THE ADT CORPORATION COM 00101J106 26 560 SH SOLE 560
AT&T INC COM 00206R102 4 121 SH SOLE 121
ALTISOURCE RESIDENTIAL CORP CL B 02153W100 2 151 SH SOLE 151
AMERICAN CAPITAL AGENCY CORP COM 02503X105 4,214 145,818 SH SOLE 145,818
AMERICAN CAP LTD COM 02503Y103 28 2,289 SH SOLE 2,289
AMERICAN CAP MTG INVT CORP COM 02504A104 4,226 179,307 SH SOLE 179,307
ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR 03524A108 43 489 SH SOLE 489
APOLLO COML REAL EST FIN INC COM 03762U105 2,431 149,815 SH SOLE 149,815
ATHENAHEALTH INC COM 04685W103 84 1,142 SH SOLE 1,142
BCE INC COM NEW 05534B760 41 955 SH SOLE 955
BLACKROCK CORPOR HI YLD FD V COM 09255N102 2,020 160,844 SH SOLE 160,844
BLACKROCK DEBT STRAT FD INC COM 09255R103 2,193 510,061 SH SOLE 510,061
COMPANHIA DE SANEAMENTO BASI SPONSORED ADR 20441A102 46 556 SH SOLE 556
CONOCOPHILLIPS COM 20825C104 18 304 SH SOLE 304
DIAGEO P L C SPON ADR NEW 25243Q205 40 345 SH SOLE 345
ENI S P A SPONSORED ADR 26874R108 43 874 SH SOLE 874
EATON VANCE LTD DUR INCOME F COM 27828H105 4,052 243,224 SH SOLE 243,224
ENERGY TRANSFER PRTNRS L P UNIT LTD PARTN 29273R109 4,407 102,665 SH SOLE 102,665
EXXON MOBIL CORP COM 30231G102 96 1,109 SH SOLE 1,109
FIFTH STREET FINANCE CORP COM 31678A103 2,360 226,489 SH SOLE 226,489
FRONTIER COMMUNICATIONS CORP COM 35906A108 4,639 1,083,943 SH SOLE 1,083,943
GLOBAL HIGH INCOME FUND INC COM 37933G108 2,074 160,556 SH SOLE 160,556
INVESCO MUNI INCOME OPP TRST COM 46132X101 574 78,390 SH SOLE 78,390
ISHARES SILVER TRUST ISHARES 46428Q109 48 1,650 SH SOLE 1,650
JPMORGAN CHASE & CO COM 46625H100 34 766 SH SOLE 766
MANULIFE FINL CORP COM 56501R106 10 718 SH SOLE 718
MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 63 1,350 SH SOLE 1,350
MEDICAL PPTYS TRUST INC COM 58463J304 2,828 236,466 SH SOLE 236,466
MERCK & CO INC NEW COM 58933Y105 41 1,004 SH SOLE 1,004
MIZUHO FINL GROUP INC SPONSORED ADR 60687Y109 37 9,977 SH SOLE 9,977
NOVARTIS A G SPONSORED ADR 66987V109 42 656 SH SOLE 656
NU SKIN ENTERPRISES INC CL A 67018T105 23 618 SH SOLE 618
NUVEEN PREM INCOME MUN FD 2 COM 67063W102 14 900 SH SOLE 900
NUVEEN PFD INCOME OPPRTNY FD COM 67073B106 4,942 508,966 SH SOLE 508,966
PROSPECT CAPITAL CORPORATION COM 74348T102 37 3,447 SH SOLE 3,447
SPDR GOLD TRUST GOLD SHS 78463V107 149 922 SH SOLE 922
SANOFI SPONSORED ADR 80105N105 49 1,044 SH SOLE 1,044
STATOIL ASA SPONSORED ADR 85771P102 36 1,442 SH SOLE 1,442
STONEMOR PARTNERS L P COM UNITS 86183Q100 1,888 90,631 SH SOLE 90,631
SYNGENTA AG SPONSORED ADR 87160A100 44 550 SH SOLE 550
TELUS CORP NON-VTG SHS 87971M202 42 638 SH SOLE 638
VANGUARD NATURAL RESOURCES L COM UNIT 92205F106 4,175 160,577 SH SOLE 160,577
VERIZON COMMUNICATIONS INC COM 92343V104 38 888 SH SOLE 888
WABCO HLDGS INC COM 92927K102 50 760 SH SOLE 760
WPP PLC ADR 92933H101 50 683 SH SOLE 683
WELLS FARGO ADVANTAGE MULTI COM SHS 94987D101 4,506 278,671 SH SOLE 278,671
WESTERN ASSET GLB HI INCOME COM 95766B109 2,276 165,150 SH SOLE 165,150
WINDSTREAM CORP COM 97381W104 25 3,004 SH SOLE 3,004
ACCENTURE PLC IRELAND SHS CLASS A G1151C101 43 654 SH SOLE 654
COVIDIEN PLC SHS G2554F113 46 801 SH SOLE 801
EATON CORP PLC SHS G29183103 38 697 SH SOLE 697
SEADRILL LIMITED SHS G7945E105 4,061 110,340 SH SOLE 110,340
SEAGATE TECHNOLOGY PLC SHS G7945M107 37 1,217 SH SOLE 1,217
GARMIN LTD SHS H2906T109 16 395 SH SOLE 395
PENTAIR LTD SHS H6169Q108 13 263 SH SOLE 263
TYCO INTERNATIONAL LTD SHS H89128104 33 1,123 SH SOLE 1,123
ALTISOURCE PORTFOLIO SOLNS S REG SHS L0175J104 40 465 SH SOLE 465
LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 53 935 SH SOLE 935
NAVIOS MARITIME PARTNERS L P UNIT LPI Y62267102 1,814 147,712 SH SOLE 147,712
SAFE BULKERS INC COM Y7388L103 1,346 400,563 SH SOLE 400,563
TEEKAY LNG PARTNERS L P PRTNRSP UNITS Y8564M105 2,170 57,437 SH SOLE 57,437
</TABLE>
</TEXT>
</DOCUMENT>
</SEC-DOCUMENT>