-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Pb8JV5JkVbDZqGb+WZYjB/Uyni7tYcvqmqiEkk/9DZpIFq2uNOUD/ZxBMDDfxDk0 ocC46i1XFk1X8gx59TtmOg== 0000902664-09-003237.txt : 20090805 0000902664-09-003237.hdr.sgml : 20090805 20090805174156 ACCESSION NUMBER: 0000902664-09-003237 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20090803 FILED AS OF DATE: 20090805 DATE AS OF CHANGE: 20090805 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ZBB ENERGY CORP CENTRAL INDEX KEY: 0001140310 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 391987014 STATE OF INCORPORATION: WI FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: N93 W14475 WHITTAKER WAY CITY: MENOMONEE FALLS STATE: X1 ZIP: 53051 BUSINESS PHONE: 262-253-9800 MAIL ADDRESS: STREET 1: N93 W14475 WHITTAKER WAY CITY: MENOMONEE FALLS STATE: X1 ZIP: 53051 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GLG Partners LP CENTRAL INDEX KEY: 0001289643 STATE OF INCORPORATION: X0 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33540 FILM NUMBER: 09989304 BUSINESS ADDRESS: STREET 1: 1 CURZON STREET CITY: LONDON STATE: X0 ZIP: W1J 5HB BUSINESS PHONE: 44 20 7016 7000 MAIL ADDRESS: STREET 1: 1 CURZON STREET CITY: LONDON STATE: X0 ZIP: W1J 5HB REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GLG Partners, Inc. CENTRAL INDEX KEY: 0001365790 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33540 FILM NUMBER: 09989302 BUSINESS ADDRESS: STREET 1: 390 PARK AVENUE STREET 2: 20TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-224-7200 MAIL ADDRESS: STREET 1: 390 PARK AVENUE STREET 2: 20TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER NAME: FORMER CONFORMED NAME: Freedom Acquisition Holdings, Inc. DATE OF NAME CHANGE: 20060612 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GLG Partners LTD CENTRAL INDEX KEY: 0001417841 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33540 FILM NUMBER: 09989303 BUSINESS ADDRESS: STREET 1: C/O GLG PARTNERS LP STREET 2: 1 CURZON STREET CITY: LONDON STATE: X0 ZIP: W1J 5HB BUSINESS PHONE: 44 20 7016 7000 MAIL ADDRESS: STREET 1: C/O GLG PARTNERS LP STREET 2: 1 CURZON STREET CITY: LONDON STATE: X0 ZIP: W1J 5HB 4 1 p09-1641form4_ex.xml X0303 4 2009-08-03 0 0001140310 ZBB ENERGY CORP ZBB 0001289643 GLG Partners LP 1 CURZON STREET LONDON X0 W1J 5HB UNITED KINGDOM 0 0 1 0 0001417841 GLG Partners LTD C/O GLG PARTNERS LP 1 CURZON STREET LONDON X0 W1J 5HB UNITED KINGDOM 0 0 1 0 0001365790 GLG Partners, Inc. 390 PARK AVENUE 20TH FLOOR NEW YORK NY 10022 0 0 1 0 Common Stock, par value $0.01 ("Common Stock") 2009-08-03 4 S 0 2550 1.35 D 1238055 I (1)(2) Common Stock 2009-08-03 4 S 0 7100 1.3592 D 1230955 I (1)(2) Common Stock 2009-08-04 4 S 0 43000 1.3503 D 1187955 I (1)(2) GLG Partners LP, an English limited partnership, acts as the investment manager for certain funds and managed accounts which hold, in the aggregate, 1,187,955 shares of the Issuer's Common Stock. GLG Partners LP, an English limited partnership, acts as the investment manager of certain funds and managed accounts and may be deemed, as of the date hereof, to be the beneficial owner of the Issuer's securities held by such funds and managed accounts. GLG Partners Limited, an English limited company, is the general partner of GLG Partners LP. GLG Partners, Inc. indirectly wholly owns GLG Partners Limited. GLG Partners LP, GLG Partners Limited and GLG Partners, Inc. do not hold directly any of the Issuer's securities or derivative securities with respect thereto, and disclaim any beneficial ownership of any of the Issuer's securities reported or excluded herein for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934, as amended, except for their pecuniary interest therein. GLG PARTNERS LP, By: GLG Partners Limited, as its General Partner, By: /s/ Victoria Parry, Senior Legal Counsel 2009-08-05 GLG PARTNERS LP, By: GLG Partners Limited, as its General Partner, By: /s/ Emmanuel Roman, Managing Director 2009-08-05 EX-99 2 p091641jointfilerinfo.txt JOINT FILER INFORMATION Joint Filer Information NAME: GLG Partners Limited ADDRESS: c/o GLG Partners LP 1 Curzon Street London W1J 5HB England DESIGNATED FILER: GLG Partners LP ISSUER AND TICKER SYMBOL: ZBB Energy Corporation (ZBB) DATE OF EVENT REQUIRING STATEMENT: August 3, 2009 SIGNATURE: By: /s/ Victoria Parry --------------------------------- Name: Victoria Parry Title: Senior Legal Counsel of GLG Partners LP By: /s/ Emmanuel Roman --------------------------------- Name: Emmanuel Roman Title: Managing Director Joint Filer Information NAME: GLG Partners Inc. ADDRESS: c/o GLG Partners LP 1 Curzon Street London W1J 5HB England DESIGNATED FILER: GLG Partners LP ISSUER AND TICKER SYMBOL: ZBB Energy Corporation (ZBB) DATE OF EVENT REQUIRING STATEMENT: August 3, 2009 SIGNATURE: By: /s/ Alejandro R. San Miguel --------------------------- Name: Alejandro R. San Miguel Title: General Counsel and Corporate Secretary -----END PRIVACY-ENHANCED MESSAGE-----