-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CdzruWV9OzJluAQYe9i56b4x/1lMDXFWSygL23sdYTvsajIN/96BgHTjBG7mGOHU 0+K1sMLRJt2ar3zwactn8A== 0001013594-10-000106.txt : 20100208 0001013594-10-000106.hdr.sgml : 20100208 20100208134217 ACCESSION NUMBER: 0001013594-10-000106 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091231 FILED AS OF DATE: 20100208 DATE AS OF CHANGE: 20100208 EFFECTIVENESS DATE: 20100208 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SILVER CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0001140042 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06477 FILM NUMBER: 10580357 BUSINESS ADDRESS: STREET 1: 767 THIRD AVENUE STREET 2: 32ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2122233719 MAIL ADDRESS: STREET 1: 767 THIRD AVENUE STREET 2: 32ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 13F-HR 1 silver13fhr-021610.txt FEBRUARY 16, 2010 FORM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2009 Check here if Amendment [ ]; Amendment Number:________ This Amendment (Check only one): [ ] is a restatement [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Silver Capital Management, LLC Address: 767 Third Avenue, 32nd Floor, New York, New York 10017 13F File Number: 28-06477 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing this report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Maria Holloway Title: Assistant Vice President Phone: (212) 223-3894 Signature, Place, and Date of Signing: /s/ Maria Holloway - ------------------ (Signature) New York, New York - ------------------ (City, State) February 5, 2010 - ------------------ (Date) Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F Summary Page Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 92 Form 13F Information Table Value Total: $124,894 (thousands) List of Other Included Managers: None FORM 13F INFORMATION TABLE Name of Reporting Manager: Silver Capital Management For Quarter Ended: 12/31/09
VOTING AUTHORITY TITLE OF VALUE SHARES/ SHR/ PUT/ INVESTMENT OTHER NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE Aegean Marine Petroleum Netw SHS Y0017S102 3,218 117116 SH Sole 11269 105847 Aegean Marine Petroleum Netw SHS Y0017S102 389 14150 SH Defined 14150 Aegean Marine Petroleum Netw SHS Y0017S102 60 2182 SH Other 2182 Aegean Marine Petroleum Netw SHS Y0017S102 2,260 82250 SH Sole 82250 Apollo Inv Corp COM 03761U106 1,580 165670 SH Sole 16640 149030 Apollo Inv Corp COM 03761U106 194 20330 SH Defined 20330 Apollo Inv Corp COM 03761U106 29 3060 SH Other 3060 Apollo Inv Corp COM 03761U106 980 102767 SH Sole 102767 Aspen Insurance Holdings Ltd SHS G05384105 2,866 112600 SH Sole 10180 102420 Aspen Insurance Holdings Ltd SHS G05384105 354 13900 SH Defined 13900 Aspen Insurance Holdings Ltd SHS G05384105 55 2150 SH Other 2150 Aspen Insurance Holdings Ltd SHS G05384105 1,591 62500 SH Sole 62500 Brinks Home Sec Hldgs Inc COM 109699108 1,530 46889 SH Sole 4293 42596 Brinks Home Sec Hldgs Inc COM 109699108 191 5861 SH Defined 5861 Brinks Home Sec Hldgs Inc COM 109699108 36 1093 SH Other 1093 Brinks Home Sec Hldgs Inc COM 109699108 1,211 37117 SH Sole 37117 Canadian Natl Ry Co COM 136375102 3,325 61170 SH Sole 5330 55840 Canadian Natl Ry Co COM 136375102 420 7730 SH Defined 7730 Canadian Natl Ry Co COM 136375102 69 1270 SH Other 1270 Canadian Natl Ry Co COM 136375102 1,528 28100 SH Sole 28100 Canadian Nat Res Ltd COM 136385101 3,272 45480 SH Sole 4150 41330 Canadian Nat Res Ltd COM 136385101 395 5490 SH Defined 5490 Canadian Nat Res Ltd COM 136385101 62 860 SH Other 860 Cardinal Health Inc COM 14149Y108 3,332 103360 SH Sole 9490 93870 Cardinal Health Inc COM 14149Y108 403 12500 SH Defined 12500 Cardinal Health Inc COM 14149Y108 64 1980 SH Other 1980 Hilltop Holdings Inc COM 432748101 3,580 307576 SH Sole 27311 280265 Hilltop Holdings Inc COM 432748101 433 37160 SH Defined 37160 Hilltop Holdings Inc COM 432748101 69 5890 SH Other 5890 Hilltop Holdings Inc COM 432748101 3,110 267173 SH Sole 267173 Lowes Cos Inc COM 548661107 3,226 137910 SH Sole 12750 125160 Lowes Cos Inc COM 548661107 395 16880 SH Defined 16880 Lowes Cos Inc COM 548661107 63 2680 SH Other 2680 Lowes Cos Inc COM 548661107 2,433 104000 SH Sole 104000 Norfolk Southern Corp COM 655844108 1,620 30910 SH Sole 2780 28130 Norfolk Southern Corp COM 655844108 192 3660 SH Defined 3660 Norfolk Southern Corp COM 655844108 31 590 SH Other 590 Norfolk Southern Corp COM 655844108 498 9500 SH Sole 9500 Pfizer Inc COM 717081103 3,073 168940 SH Sole 15000 153940 Pfizer Inc COM 717081103 374 20540 SH Defined 20540 Pfizer Inc COM 717081103 59 3240 SH Other 3240 Thermo Fisher Scientific Inc COM 883556102 4,038 84663 SH Sole 7261 77402 Thermo Fisher Scientific Inc COM 883556102 487 10210 SH Defined 10210 Thermo Fisher Scientific Inc COM 883556102 87 1820 SH Other 1820 Thermo Fisher Scientific Inc COM 883556102 4,194 87935 SH Sole 87935 Time Warner Cable Inc COM 88732J207 1,512 36530 SH Sole 3210 33320 Time Warner Cable Inc COM 88732J207 176 4250 SH Defined 4250 Time Warner Cable Inc COM 88732J207 28 670 SH Other 670 Time Warner Cable Inc COM 88732J207 2,405 58100 SH Sole 58100 Annaly Cap Mgmt Inc COM 035710409 3,726 214761 SH Sole 19471 195290 Annaly Cap Mgmt Inc COM 035710409 471 27120 SH Defined 27120 Annaly Cap Mgmt Inc COM 035710409 71 4120 SH Other 4120 Annaly Cap Mgmt Inc COM 035710409 2,892 166660 SH Sole 166660 Resource Cap Corp COM 76120W302 501 101756 SH Sole 9870 91886 Resource Cap Corp COM 76120W302 8 1560 SH Defined 1560 Resource Cap Corp COM 76120W302 37 7590 SH Other 7590 Two Hbrs Invt Corp COM 90187B101 1,928 196760 SH Sole 21590 175170 Two Hbrs Invt Corp COM 90187B101 260 26570 SH Defined 26570 Two Hbrs Invt Corp COM 90187B101 49 5020 SH Other 5020 Two Hbrs Invt Corp COM 90187B101 3,774 385100 SH Sole 385100 Market Vectors ETF Tr GOLD MINER ETF 57060U100 1,193 25820 SH Sole 2160 23660 Market Vectors ETF Tr GOLD MINER ETF 57060U100 149 3230 SH Defined 3230 Market Vectors ETF Tr GOLD MINER ETF 57060U100 25 550 SH Other 550 Market Vectors ETF Tr GOLD MINER ETF 57060U100 855 18500 SH Sole 18500 ProShares Trust II ULTRA GOLD 74347W601 2,374 53130 SH Sole 4630 48500 ProShares Trust II ULTRA GOLD 74347W601 289 6470 SH Defined 6470 ProShares Trust II ULTRA GOLD 74347W601 48 1070 SH Other 1070 ProShares Trust II ULTRA GOLD 74347W601 2,413 54000 SH Sole 54000 Searchmedia Holdings Ltd W EXP 99/99/999 G8005Y114 183 81300 SH Sole 81300 Atlas Acquisition Hldgs Corp W EXP 01/23/201 49162118 46 209554 SH Sole 209554 Atlas Acquisition Hldgs Corp COM 49162100 2,011 201054 SH Sole 201054 Barclays Bk PLC IPATH SHRT ETN 06740C527 641 18800 SH Sole 18800 BPW Acquisition Corp COM 55637102 1,775 168575 SH Sole 168575 BPW Acquisition Corp W EXP 02/26/201 55637110 152 168575 SH Sole 168575 Compucredit Corp NOTE 3.625% 5/3 20478NAB6 7 20000 PRN Sole 20000 CVS Caremark Corporation COM 126650100 966 30000 SH Sole 30000 Delia's Inc New COM 246911101 468 250490 SH Sole 250490 DirecTV COM CL A 25490A101 1,824 54700 SH Sole 54700 Fifth Street Finance Corp COM 31678A103 1,540 143425 SH Sole 143425 General Electric Co COM 369604103 1,210 80000 SH PUT Sole 80000 Iridium Communications Inc COM 46269C102 783 97500 SH Sole 97500 Iridium Communications Inc W EXP 02/14/201 46269C110 342 122085 SH Sole 122085 Interclick Inc. COM NEW 458483203 944 180589 SH Sole 180589 Maiden Holdings Ltd SHS G5753U112 2,422 330866 SH Sole 330866 Market Vectors ETF TR JR JR GOLD MINERS E 57060U589 438 17000 SH Sole 17000 Pennantpark Invt Corp COM 708062104 1,784 200000 SH Sole 200000 ProShares Trust PSHS ULTSH 20 YRS 74347R297 1,746 35000 SH CALL Sole 35000 ProShares Trust PSHS ULTSH 20 YRS 74347R297 2,923 58600 SH Sole 58600 ProShares Trust PSHS ULT S&P 500 74347R107 14,688 384100 SH PUT Sole 384100 Sapient Corp COM 803062108 2,405 290791 SH Sole 290791 Tal Intl Group Inc COM 874083108 1,923 145355 SH Sole 145355 Triple-S Mgmt Corp CL B 896749108 202 11500 SH Sole 11500 WebMD Health Corp COM 94770V102 911 23677 SH Sole 23677 124894
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