-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CZEvT4soMPpt2IopXBDnCExuaSUS9Q4HN/QIADV1Dj5iNlIpfqKHFh2Xq6hndYNT rDOPkoxiRxveOvLCgV1dyQ== 0001225208-10-000460.txt : 20100105 0001225208-10-000460.hdr.sgml : 20100105 20100105112837 ACCESSION NUMBER: 0001225208-10-000460 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100101 FILED AS OF DATE: 20100105 DATE AS OF CHANGE: 20100105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PRUDENTIAL FINANCIAL INC CENTRAL INDEX KEY: 0001137774 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] IRS NUMBER: 223703799 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 751 BROAD ST CITY: NEWARK STATE: NJ ZIP: 07102 BUSINESS PHONE: 9738026000 MAIL ADDRESS: STREET 1: 751 BROAD ST CITY: NEWARK STATE: NJ ZIP: 07102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: UNRUH JAMES A CENTRAL INDEX KEY: 0001184680 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16707 FILM NUMBER: 10504930 MAIL ADDRESS: STREET 1: C/O PRUDENTIAL FINANCIAL INC STREET 2: 751 BROAD ST. 4TH FL. CITY: NEWARK STATE: NJ ZIP: 01702 4 1 doc4.xml X0303 4 2010-01-01 0001137774 PRUDENTIAL FINANCIAL INC PRU 0001184680 UNRUH JAMES A 751 BROAD STREET, 4TH FLOOR ATTN. CORPORATE COMPLIANCE NEWARK NJ 07102 1 Notional Shares - Mandatory 0 2010-01-01 4 A 0 565 49.76 A Common Stock 565 20956 D Notional Shares - Optional 0 2010-01-01 4 A 0 282 49.76 A Common Stock 282 2445 D Notional Shares convert to common stock on a 1 to 1 basis. Notional shares are payable in common stock in compliance with the Directors Deferred Compensation Plan and Section 409A of the Internal Revenue Code. /s/Brian J. Morris, Attorney-in-fact 2010-01-05 -----END PRIVACY-ENHANCED MESSAGE-----