SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
PLANT JOHN C

(Last) (First) (Middle)
12025 TECH CENTER DRIVE

(Street)
LIVONIA MI 48150

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
02/02/2004
3. Issuer Name and Ticker or Trading Symbol
TRW AUTOMOTIVE HOLDINGS CORP [ TRW ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
President & CEO
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 200,000 I Shares held by Plant, LLC
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Employee stock option (right to buy) (1) 02/28/2013 Common Stock 1,590,000 (2) D
Employee stock option (right to buy) (3) 02/28/2013 Common Stock 360,000 (4) I By Trust(5)
Employee stock option (right to buy) (6) 04/29/2013 Common Stock 50,000 (7) D
Employee stock option (right to buy) (8) 12/01/2013 Common Stock 300,000 (9) D
Explanation of Responses:
1. Option becomes exercisable with respect to 39,000 shares on February 28, 2004, with respect to 381,000 of the shares on February 28, 2005, and with respect to 390,000 shares each on February 28, 2006, 2007 and 2008.
2. 775,000 of such shares at an exercise price equal to $10.00 per share, 620,000 of such shares at an exercise price of $20.00 per share and 195,000 of such shares at an exercise price of $30.00 per share.
3. This option became exercisable with respect to 351,000 shares on November 7, 2003, with the remaining 9,000 shares becoming exercisable on February 28, 2005.
4. 200,000 of such shares are at an exercise price of $10.00 per share and 160,000 of such shares are at an exercise price of $20.00 per share.
5. Shares held by the John Plant Grantor-Retained Annuity Trust-2003 Number 2, John Plant, Trustee.
6. The option becomes exercisable in five equal annual installments on April 29, 2004, 2005, 2006, 2007 and 2008.
7. Fifty-percent (50%) of such shares at an exercise price equal to $10.00 per share, forty percent (40%) of such shares at an exercise price of $20.00 per share and ten percent (10%) of such shares at an exercise price of $30.00 per share.
8. The option becomes exercisable in five equal annual installments on December 1, 2004, 2005, 2006, 2007 and 2008.
9. Fifty-percent (50%) of such shares at an exercise price equal to $13.00 per share, forty percent (40%) of such shares at an exercise price of $16.25 per share and ten percent (10%) of such shares at an exercise price of $30.00 per share.
Remarks:
/s/ John C. Plant 02/02/2004
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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