-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, COsQ2ZB73P+501so7aTbW7fYZtXJwpY7KUiDZe7K1C2ZylaEBKLf7/HV8PSuwLGu cNuNPrlYkb9m/IgZk3R/IA== 0000950005-03-000068.txt : 20030130 0000950005-03-000068.hdr.sgml : 20030130 20030130162641 ACCESSION NUMBER: 0000950005-03-000068 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20021231 FILED AS OF DATE: 20030130 EFFECTIVENESS DATE: 20030130 FILER: COMPANY DATA: COMPANY CONFORMED NAME: 3BRIDGE CAPITAL LLC CENTRAL INDEX KEY: 0001136287 IRS NUMBER: 943349459 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06407 FILM NUMBER: 03532295 BUSINESS ADDRESS: STREET 1: 650 CALIFORNIA STREET STREET 2: 30TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94108 BUSINESS PHONE: 4152298733 MAIL ADDRESS: STREET 1: 650 CALIFORNIA STREET STREET 2: 30TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94108 13F-HR 1 p16552_13fhr.txt HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2002 Check here if Amendment [ ]; Amendment Number: ___ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: 3Bridge Capital LLC Address: 650 California Street, 30th Floor San Francisco, CA 94108 Form 13F File Number: 28-06407 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Steven E. Cutcliffe Title: President Phone: 415/229-8733 Signature, Place, and Date of Signing: /s/ Steven E. Cutcliffe San Francisco, CA 01/30/2003 ----------------------- ----------------- ---------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s). [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ---------- Form 13F Information Table Entry Total: 68 ---------- Form 13F Information Table Value Total: $ 58,716 ---------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE 3Bridge Capital, LLC FORM 13F December 31, 2002
Voting Authority Title of Value Shares/ Sh/ Put/ Invstmt Other ---------------- Name of Issuer Class CUSIP (x$1000) PrnAmt Prn Call Dscretn Managers Sole Shared None - ---------------------------- -------- ---------- --------- --------- --- ---- ---------------- -------------------- AFLAC Inc COM 001055102 539 17,900 SH SOLE 7,900 10,000 AOL Time Warner COM 00184A105 207 15,814 SH SOLE 12,844 2,970 Abbott Labs Com COM 002824100 306 7,650 SH SOLE 0 7,650 Albertsons Inc COM 013104104 376 16,875 SH SOLE 0 16,875 American Intl Grp COM 026874107 2,892 49,997 SH SOLE 24,002 25,995 Apex Mortgage COM 037564101 79 12,100 SH SOLE 0 12,100 Bank of America COM 060505104 605 8,700 SH SOLE 0 8,700 Berkshire Hathaway Cl A COM 084670108 1,964 27 SH SOLE 27 0 Boston Properties Inc COM 101121101 442 12,000 SH SOLE 0 12,000 CIT Group Inc. COM 125581108 269 13,700 SH SOLE 0 13,700 ChevronTexaco COM 166764100 445 6,700 SH SOLE 0 6,700 Cisco Sys Inc COM 17275R102 1,068 81,545 SH SOLE 36,875 44,670 Citigroup Inc COM 172967101 423 12,021 SH SOLE 0 12,021 Coca Cola Co COM 191216100 1,133 25,836 SH SOLE 14,136 11,700 Colgate Palmolive COM 194162103 2,927 55,822 SH SOLE 31,147 24,675 ConocoPhillips COM 20825C104 577 11,925 SH SOLE 0 11,925 Costco Wholesale COM 22160K105 666 23,725 SH SOLE 11,225 12,500 Dell Computer COM 247025109 759 28,375 SH SOLE 7,525 20,850 Diageo PLC COM 25243Q205 564 12,875 SH SOLE 0 12,875 DR Horton COM 23331A109 307 17,700 SH SOLE 0 17,700 E Trade Grp COM 269246104 520 106,955 SH SOLE 0 106,955 Exxon Mobil Corp COM 30231G102 637 18,232 SH SOLE 7,032 11,200 Federal Home Ln Mtg COM 313400301 1,229 20,806 SH SOLE 10,206 10,600 Federal Natl Mtg COM 313586109 1,810 28,142 SH SOLE 16,942 11,200 FedEx COM 31428X106 222 4,100 SH SOLE 0 4,100 Franklin Res COM 354613101 785 23,029 SH SOLE 10,979 12,050 General Electric COM 369604103 3,585 147,212 SH SOLE 82,710 64,502 Home Depot Inc COM 437076102 478 19,900 SH SOLE 10,500 9,400 Honeywell Intl COM 438516106 252 10,500 SH SOLE 0 10,500 Household Intl COM 441815107 537 19,310 SH SOLE 9,810 9,500 Intel Corp COM 458140100 1,777 114,147 SH SOLE 58,927 55,220 International Business COM 459200101 372 4,800 SH SOLE 2,700 2,100 Johnson & Johnson COM 478160104 1,379 25,679 SH SOLE 18,381 7,298 Kimberly Clark COM 494368103 536 11,300 SH SOLE 0 11,300 Kraft Foods COM 50075N104 453 11,640 SH SOLE 0 11,640 Liberty Media COM 530718105 758 84,744 SH SOLE 25,140 59,604 Lockheed Martin COM 539830109 905 15,675 SH SOLE 0 15,675 Merck & Co COM 589331107 627 11,080 SH SOLE 5,650 5,430 Microsoft Corp COM 594918104 1,080 20,894 SH SOLE 12,838 8,056 Nike Inc. CL B 654106103 296 6,650 SH SOLE 0 6,650 Nuance Communications Com COM 669967101 68 23,050 SH SOLE 0 23,050 Office Depot COM 676220106 2,062 139,700 SH SOLE 73,700 66,000 Officemax Inc COM 67622M108 73 14,500 SH SOLE 0 14,500 Omnicom Group COM 681919106 1,873 29,000 SH SOLE 16,500 12,500 Oracle Corp COM 68389X105 1,877 173,806 SH SOLE 38,600 135,206 Park Place Ent. COM 700690100 1,123 133,700 SH SOLE 63,900 69,800 Pepsico Inc COM 713448108 2,618 62,005 SH SOLE 29,855 32,150 Pfizer Inc COM 717081103 756 24,735 SH SOLE 10,885 13,850 Procter & Gamble COM 742718109 1,982 23,065 SH SOLE 10,915 12,150 Providian Finl COM 74406A102 176 27,075 SH SOLE 10,875 16,200 Rite Aid COM 767754104 104 42,400 SH SOLE 15,600 26,800 SBC Comm. COM 78387G103 237 8,728 SH SOLE 0 8,728 SPDR Tr Unit COM 78462F103 362 4,105 SH SOLE 2,300 1,805 Schering Plough Corp COM 806605101 744 33,500 SH SOLE 24,580 8,920 Solectron Corp COM 834182107 189 53,370 SH SOLE 23,570 29,800 State Street Corp COM 857477103 698 17,900 SH SOLE 0 17,900 Sun Microsystems COM 866810104 553 178,472 SH SOLE 174,472 4,000 Tumbleweed Communications COM 899690101 16 10,000 SH SOLE 0 10,000 Tyco Intl Ltd COM 902124106 428 25,043 SH SOLE 0 25,043 US Industries Inc COM 912080108 30 11,400 SH SOLE 0 11,400 Verizon Comm. COM 92343V104 436 11,251 SH SOLE 0 11,251 Vodafone COM 92857W100 365 20,150 SH SOLE 10,435 9,715 Wal Mart Stores COM 931142103 733 14,505 SH SOLE 12,305 2,200 Walgreen Co COM 931422109 3,135 107,385 SH SOLE 56,885 50,500 Washington Mutual COM 939322103 428 12,400 SH SOLE 0 12,400 Wellpoint Health COM 94978H108 222 3,125 SH SOLE 0 3,125 Wells Fargo & Co COM 949746101 2,197 46,875 SH SOLE 24,875 22,000 Yum! Brands COM 988498101 445 18,380 SH SOLE 0 18,380 68 $58,716
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