0001140361-13-003677.txt : 20130130 0001140361-13-003677.hdr.sgml : 20130130 20130130120306 ACCESSION NUMBER: 0001140361-13-003677 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121231 FILED AS OF DATE: 20130130 DATE AS OF CHANGE: 20130130 EFFECTIVENESS DATE: 20130130 FILER: COMPANY DATA: COMPANY CONFORMED NAME: LEVY HARKINS & CO INC/ CENTRAL INDEX KEY: 0001135307 IRS NUMBER: 132992166 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06421 FILM NUMBER: 13557748 BUSINESS ADDRESS: STREET 1: 366 MADISON AVENUE STREET 2: 14TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-888-3030 MAIL ADDRESS: STREET 1: 366 MADISON AVENUE STREET 2: 14TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 13F-HR 1 form13fhr.txt NONE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 12/31/2012 Check here if Amendment []; Amendment Number: ------- This Amendment (Check only one.): [] is a restatement. [] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Levy, Harkins & Co., Inc. Address: 366 Madison Avenue, 14th Floor, New York, NY 10017 Form 13F File Number: 28-06421 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this submission. Persons Signing this Report on Behalf of Reporting Manager: Name: Lucia LoScalzo Title: Office Manager Phone: 212-888-3030 Signature, Place, and Date of Signing: /s/ Lucia LoScalzo 366 Madison Avenue, NYC 10017 1/29/2013 --------------------------------- --------------------------------- ---------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 21 Form 13F Information Table Value Total: $ 229,825 -------------- (In Thousands) List of Other Included Managers: Provide a numbered list of the name(s) and 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ------------------ ---------- -------- ---------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- --------- --- ---- ---------- -------- ---- ------ ---- Akamai Technologies, Inc. COM 00971T101 10,716 261,935 SOLE NONE None 0 0 Apple, Inc. COM 037833100 14,384 27,028 SOLE NONE None 0 0 American Express COM 025816109 12,366 215,140 SOLE NONE None 0 0 Baker Hughes Inc. COM 057224107 7,309 178,925 SOLE NONE None 0 0 Bank of America Warrants B Warrant 060505153 808 1,049,085 SOLE NONE None 0 0 Berkshire Hathaway CL B 084670207 20,188 225,060 SOLE NONE None 0 Boeing Company COM 097023105 12,587 167,020 SOLE NONE None 0 0 Caterpillar Inc. COM 149123101 6,662 74,346 SOLE NONE None 0 0 Cognizant Technologies Solu. CL A 192446102 10,737 145,323 SOLE NONE None 0 0 Deere & Co. COM 244199105 9,214 106,619 SOLE NONE None 0 0 EMC Corp. COM 268648102 12,722 502,835 SOLE NONE None 0 0 Google Inc. CL A 38259P508 16,944 23,953 SOLE NONE None 0 0 Market Vectors ETF Trust Gold Miner ETF 57060U100 13,268 286,015 SOLE NONE None 0 0 Medtronic Inc. COM 585055106 6,269 152,825 SOLE NONE None 0 0 McDonald's Corp COM 580135101 16,900 191,587 SOLE NONE None 0 0 Nautilus, Inc. COM 63910B102 1,072 305,305 SOLE NONE None 0 0 Orbcomm, Inc. COM 68555p100 10,504 2,679,710 SOLE NONE None 0 0 Qualcomm Inc. COM 747525103 15,816 255,680 SOLE NONE None 0 0 Proshares Trust PSHS ULTSH 20YRS 74347R297 4,549 71,689 SOLE NONE None 0 0 Tupperware Brands Corp. COM 899896104 12,405 193,525 SOLE NONE None 0 0 Wal Mart Stores Inc. COM 931142103 14,405 211,130 SOLE NONE None 0 0