0001062993-18-002255.txt : 20180515
0001062993-18-002255.hdr.sgml : 20180515
20180515144212
ACCESSION NUMBER: 0001062993-18-002255
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20180331
FILED AS OF DATE: 20180515
DATE AS OF CHANGE: 20180515
EFFECTIVENESS DATE: 20180515
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: RBF Capital, LLC
CENTRAL INDEX KEY: 0001134621
IRS NUMBER: 680383896
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-06357
FILM NUMBER: 18835491
BUSINESS ADDRESS:
STREET 1: 3047 FILLMORE ST.
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94123
BUSINESS PHONE: 415-800-8212
MAIL ADDRESS:
STREET 1: 3047 FILLMORE ST.
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94123
FORMER COMPANY:
FORMER CONFORMED NAME: RBF LLC
DATE OF NAME CHANGE: 20010213
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001134621
XXXXXXXX
03-31-2018
03-31-2018
RBF Capital, LLC
3047 FILLMORE ST.
SAN FRANCISCO
CA
94123
13F HOLDINGS REPORT
028-06357
N
Richard B. Fullerton
President
415-800-8212
/s/Richard B. Fullerton
San Francisco
CA
05-15-2018
0
378
838835
false
INFORMATION TABLE
2
form13fInfoTable.xml
FORM 13F INFORMATION TABLE
ABBOTT LABS
COM
002824100
599
10000
SH
SOLE
10000
0
0
ACCO BRANDS CORP
COM
00081T108
126
10000
SH
SOLE
10000
0
0
ACI WORLDWIDE INC
COM
004498101
285
12000
SH
SOLE
12000
0
0
AEGION CORP
COM
00770F104
203
9119
SH
SOLE
9119
0
0
AEROHIVE NETWORKS INC
COM
007786106
49
13000
SH
SOLE
13000
0
0
AETNA INC NEW
COM
00817Y108
845
5000
SH
SOLE
5000
0
0
AFFIMED N V
COM
N01045108
62
32564
SH
SOLE
32564
0
0
AGILENT TECHNOLOGIES INC
COM
00846U101
335
5000
SH
SOLE
5000
0
0
AGILYSYS INC
COM
00847J105
268
22505
SH
SOLE
22505
0
0
AGROFRESH SOLUTIONS
COM
00856G109
189
26100
SH
SOLE
26100
0
0
ALASKA COMMUNICATIONS SYS GR
COM
01167P101
540
300000
SH
SOLE
300000
0
0
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
18354
100000
SH
SOLE
100000
0
0
ALJ REGIONAL HLDGS INC
COM
001627108
56
26117
SH
SOLE
26117
0
0
ALLERGAN PLC
SHS
G0177J108
2356
14000
SH
SOLE
14000
0
0
ALLIANCE ONE INTL INC
COM NEW
018772301
4648
178182
SH
SOLE
178182
0
0
ALLIANCEBERNSTEIN HOLDING LP
UNIT LTD PARTN
01881G106
806
30000
SH
SOLE
30000
0
0
ALLY FINL INC
COM
02005N100
270
10225
SH
SOLE
10225
0
0
ALPHABET INC
CAP STK CL A
02079K305
2593
2500
SH
SOLE
2500
0
0
ALPHABET INC
CAP STK CL C
02079K107
10380
10060
SH
SOLE
10060
0
0
ALTABA INC
COM
021346101
2221
30000
SH
SOLE
30000
0
0
ALTAIR ENGR INC
COM CL A
021369103
217
7200
SH
SOLE
7200
0
0
AMAZON COM INC
COM
023135106
1447
1000
SH
SOLE
1000
0
0
AMERCO
COM
023586100
966
2800
SH
SOLE
2800
0
0
AMERICAN AXLE & MFG HLDGS IN
COM
024061103
162
11000
SH
SOLE
11000
0
0
AMERICAN EXPRESS CO
COM
025816109
1399
15000
SH
SOLE
15000
0
0
AMERICAN INTL GROUP INC
COM NEW
026874784
5540
101800
SH
SOLE
101800
0
0
AMERICAN LORAIN CORP
COM
027297100
7
35039
SH
SOLE
35039
0
0
AMERICAN TOWER CORP NEW
COM
03027X100
2907
20000
SH
SOLE
20000
0
0
AMPCO-PITTSBURGH CORP
COM
032037103
451
50656
SH
SOLE
50656
0
0
AMTRUST FINL SVCS INC
COM
032359309
2273
184614
SH
SOLE
184614
0
0
ANALOG DEVICES INC
COM
032654105
911
10000
SH
SOLE
10000
0
0
ANDEAVOR
COM
03349M105
6235
62000
SH
SOLE
62000
0
0
AON PLC
SHS CL A
G0408V102
575
4100
SH
SOLE
4100
0
0
APOGEE ENTERPRISES INC
COM
037598109
217
5000
SH
SOLE
5000
0
0
APOLLO GLOBAL MGMT LLC
CL A SHS
037612306
296
10000
SH
SOLE
10000
0
0
APPTIO INC
CL A
03835C108
222
8000
SH
SOLE
8000
0
0
APTEVO THERAPEUTICS INC
COM
03835L108
35
11000
SH
SOLE
11000
0
0
ARC DOCUMENT SOLUTIONS INC
COM
00191G103
84
38729
SH
SOLE
38729
0
0
ARCHROCK PARTNERS L P
COM UNITS REPSTG
03957U100
489
40000
SH
SOLE
40000
0
0
ARCHROCK INC
COM
03957W106
547
62494
SH
SOLE
62494
0
0
ARES CAP CORP
COM
04010L103
1456
91770
SH
SOLE
91770
0
0
ARROW ELECTRS INC
COM
042735100
1540
20000
SH
SOLE
20000
0
0
ASPEN AEROGELS INC
COM
04523Y105
172
41111
SH
SOLE
41111
0
0
ASPEN INSURANCE HOLDINGS LTD
SHS
G05384105
1121
25000
SH
SOLE
25000
0
0
ASTA FDG INC
COM
046220109
1500
400000
SH
SOLE
400000
0
0
AUTODESK INC
COM
052769106
1256
10000
SH
SOLE
10000
0
0
AVID TECHNOLOGY INC
COM
05367P100
1707
375930
SH
SOLE
375930
0
0
AVNET INC
COM
053807103
626
15000
SH
SOLE
15000
0
0
AXIS CAPITAL HOLDINGS LTD
SHS
G0692U109
288
5000
SH
SOLE
5000
0
0
BANK AMER CORP
COM
060505104
24502
817000
SH
SOLE
817000
0
0
BANK OF MARIN BANCORP
COM
063425102
348
5046
SH
SOLE
5046
0
0
BAR HBR BANKSHARES
COM
066849100
3800
137070
SH
SOLE
137070
0
0
BASIC ENERGY SVCS INC NEW
COM NEW
06985P209
2900
200818
SH
SOLE
200818
0
0
BEASLEY BROADCAST GROUP INC
CL A
074014101
367
32469
SH
SOLE
32469
0
0
BENCHMARK ELECTRS INC
COM
08160H101
299
10000
SH
SOLE
10000
0
0
BERKSHIRE HATHAWAY INC DEL
CL A
084670108
65204
218
SH
SOLE
218
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
248
1241
SH
SOLE
1241
0
0
BERRY GLOBAL GROUP INC
COM
08579W103
3246
59229
SH
SOLE
59229
0
0
BLACKROCK INC
COM
09247X101
6555
12100
SH
SOLE
12100
0
0
BMC STK HLDGS INC
COM
05591B109
44829
2293383
SH
SOLE
2293383
0
0
BROADWIND ENERGY INC
COM NEW
11161T207
286
130194
SH
SOLE
130194
0
0
BROOKDALE SR LIVING INC
COM
112463104
201
30000
SH
SOLE
30000
0
0
BRUNSWICK CORP
COM
117043109
386
6500
SH
SOLE
6500
0
0
CACTUS INC
CL A
127203107
269
10000
SH
SOLE
10000
0
0
CAMBREX CORP
COM
132011107
523
10000
SH
SOLE
10000
0
0
CAMPBELL SOUP CO
COM
134429109
433
10000
SH
SOLE
10000
0
0
CAPITAL ONE FINL CORP
COM
14040H105
2875
30000
SH
SOLE
30000
0
0
CAPITAL PRODUCT PARTNERS L P
COM UNIT LP
Y11082107
73
23595
SH
SOLE
23595
0
0
CAREER EDUCATION CORP
COM
141665109
526
40000
SH
SOLE
40000
0
0
CARRIAGE SVCS INC
COM
143905107
4994
180557
SH
SOLE
180557
0
0
CARROLS RESTAURANT GROUP INC
COM
14574X104
2240
200000
SH
SOLE
200000
0
0
CARS COM INC
COM
14575E105
472
16666
SH
SOLE
16666
0
0
CATERPILLAR INC DEL
COM
149123101
2211
15000
SH
SOLE
15000
0
0
CBRE GROUP INC
CL A
12504L109
236
5000
SH
SOLE
5000
0
0
CECO ENVIRONMENTAL CORP
COM
125141101
210
47293
SH
SOLE
47293
0
0
CENTENE CORP DEL
COM
15135B101
2659
24880
SH
SOLE
24880
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CENTRAL GARDEN & PET CO
COM
153527106
3396
78967
SH
SOLE
78967
0
0
CENTRAL GARDEN & PET CO
CL A NON-VTG
153527205
1298
32764
SH
SOLE
32764
0
0
CENTURY BANCORP INC MASS
CL A NON VTG
156432106
397
5000
SH
SOLE
5000
0
0
CENTURY CASINOS INC
COM
156492100
746
100000
SH
SOLE
100000
0
0
SCHWAB CHARLES CORP NEW
COM
808513105
3655
70000
SH
SOLE
70000
0
0
CISCO SYS INC
COM
17275R102
643
15000
SH
SOLE
15000
0
0
CITIZENS FINL GROUP INC
COM
174610105
420
10000
SH
SOLE
10000
0
0
CNO FINL GROUP INC
COM
12621E103
6500
299969
SH
SOLE
299969
0
0
CNX RESOURCES CORPORATION
COM
12653C108
1154
74800
SH
SOLE
74800
0
0
COCA COLA CO
COM
191216100
5646
130000
SH
SOLE
130000
0
0
COGENT COMMUNICATIONS HLDGS
COM NEW
19239V302
868
20000
SH
SOLE
20000
0
0
COGNIZANT TECHNOLOGY SOLUTIO
CL A
192446102
3301
41000
SH
SOLE
41000
0
0
COLONY NORTHSTAR INC
CL A COM
19625W104
450
80000
SH
SOLE
80000
0
0
COLUMBUS MCKINNON CORP N Y
COM
199333105
1797
50140
SH
SOLE
50140
0
0
COMCAST CORP NEW
CL A
20030N101
2050
60000
SH
SOLE
60000
0
0
CONOCOPHILLIPS
COM
20825C104
296
5000
SH
SOLE
5000
0
0
CONSOL ENERGY INC NEW
COM
20854L108
271
9350
SH
SOLE
9350
0
0
CONSUMER PORTFOLIO SVCS INC
COM
210502100
226
60000
SH
SOLE
60000
0
0
CONTINENTAL MATLS CORP
COM PAR $0.25
211615307
511
26190
SH
SOLE
26190
0
0
COUSINS PPTYS INC
COM
222795106
811
93447
SH
SOLE
93447
0
0
COWEN INC
CL A NEW
223622606
331
25108
SH
SOLE
25108
0
0
CROCS INC
COM
227046109
2735
168300
SH
SOLE
168300
0
0
CSG SYS INTL INC
COM
126349109
1360
30032
SH
SOLE
30032
0
0
CTRIP COM INTL LTD
AMERICAN DEP SHS
22943F100
606
13000
SH
SOLE
13000
0
0
CULP INC
COM
230215105
306
10000
SH
SOLE
10000
0
0
CVR REFNG LP
COMUNIT REP LT
12663P107
218
17000
SH
SOLE
17000
0
0
CVS HEALTH CORP
COM
126650100
2488
40000
SH
SOLE
40000
0
0
DANA INCORPORATED
COM
235825205
3399
131934
SH
SOLE
131934
0
0
DAWSON GEOPHYSICAL CO NEW
COM
239360100
762
113111
SH
SOLE
113111
0
0
DCP MIDSTREAM LP
COM UT LTD PTN
23311P100
330
9400
SH
SOLE
9400
0
0
DEAN FOODS CO NEW
COM NEW
242370203
130
15600
SH
SOLE
15600
0
0
DELL TECHNOLOGIES INC
COM CL V
24703L103
3022
41353
SH
SOLE
41353
0
0
DELUXE CORP
COM
248019101
740
10000
SH
SOLE
10000
0
0
DESWELL INDS INC
COM
250639101
94
30000
SH
SOLE
30000
0
0
DHI GROUP INC
COM
23331S100
60
36202
SH
SOLE
36202
0
0
DHT HOLDINGS INC
SHS NEW
Y2065G121
286
84500
SH
SOLE
84500
0
0
DIGI INTL INC
COM
253798102
110
10825
SH
SOLE
10825
0
0
DISCOVER FINL SVCS
COM
254709108
1086
15100
SH
SOLE
15100
0
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DISCOVERY COMMUNICATNS NEW
COM SER A
25470F104
216
10000
SH
SOLE
10000
0
0
DOVER DOWNS GAMING & ENTMT I
COM
260095104
219
164513
SH
SOLE
164513
0
0
DOVER MOTORSPORTS INC
COM
260174107
157
74663
SH
SOLE
74663
0
0
DST SYS INC DEL
COM
233326107
1506
18000
SH
SOLE
18000
0
0
DXC TECHNOLOGY CO
COM
23355L106
294
2959
SH
SOLE
2959
0
0
EZCORP INC
CL A NON VTG
302301106
5250
397714
SH
SOLE
397714
0
0
E TRADE FINANCIAL CORP
COM NEW
269246401
554
10000
SH
SOLE
10000
0
0
EBAY INC
COM
278642103
1846
46000
SH
SOLE
46000
0
0
ENABLE MIDSTREAM PARTNERS LP
COM UNIT RP IN
292480100
151
11000
SH
SOLE
11000
0
0
ENGLOBAL CORP
COM
293306106
125
149768
SH
SOLE
149768
0
0
ENTEGRIS INC
COM
29362U104
3828
110000
SH
SOLE
110000
0
0
ENTERCOM COMMUNICATIONS CORP
CL A
293639100
97
10000
SH
SOLE
10000
0
0
ENTRAVISION COMMUNICATIONS C
CL A
29382R107
2355
500977
SH
SOLE
500977
0
0
EPLUS INC
COM
294268107
380
5000
SH
SOLE
5000
0
0
EQUIFAX INC
COM
294429105
1178
10000
SH
SOLE
10000
0
0
EVEREST RE GROUP LTD
COM
G3223R108
1284
5000
SH
SOLE
5000
0
0
EVOLVING SYS INC
COM NEW
30049R209
119
24496
SH
SOLE
24496
0
0
FACEBOOK INC
CL A
30303M102
14242
89200
SH
SOLE
89200
0
0
FAIR ISAAC CORP
COM
303250104
3387
20000
SH
SOLE
20000
0
0
FANHUA INC
SPONSORED ADR
30712A103
6741
249491
SH
SOLE
249491
0
0
FEDERATED NATL HLDG CO
COM
31422T101
394
25000
SH
SOLE
25000
0
0
FIESTA RESTAURANT GROUP INC
COM
31660B101
2518
136100
SH
SOLE
136100
0
0
FIFTH THIRD BANCORP
COM
316773100
940
29600
SH
SOLE
29600
0
0
FIRST CMNTY CORP S C
COM
319835104
1603
70000
SH
SOLE
70000
0
0
FIRST DATA CORP NEW
COM CL A
32008D106
158
10000
SH
SOLE
10000
0
0
FIRST INTERNET BANCORP
COM
320557101
485
13100
SH
SOLE
13100
0
0
FIRST LONG IS CORP
COM
320734106
432
15750
SH
SOLE
15750
0
0
FISERV INC
COM
337738108
285
4000
SH
SOLE
4000
0
0
FIVE STAR SENIOR LIVING INC
COM
33832D106
361
275655
SH
SOLE
275655
0
0
FLAGSTAR BANCORP INC
COM PAR .001
337930705
531
15000
SH
SOLE
15000
0
0
FLEXSTEEL INDS INC
COM
339382103
2177
55000
SH
SOLE
55000
0
0
FLUSHING FINL CORP
COM
343873105
296
10983
SH
SOLE
10983
0
0
FOOT LOCKER INC
COM
344849104
956
21000
SH
SOLE
21000
0
0
FRIEDMAN INDS INC
COM
358435105
85
14449
SH
SOLE
14449
0
0
GANNETT CO INC
COM
36473H104
100
10000
SH
SOLE
10000
0
0
GCP APPLIED TECHNOLOGIES INC
COM
36164Y101
654
22500
SH
SOLE
22500
0
0
GENCOR INDS INC
COM
368678108
1467
91137
SH
SOLE
91137
0
0
GENESIS HEALTHCARE INC
CL A COM
37185X106
67
44462
SH
SOLE
44462
0
0
GIBRALTAR INDS INC
COM
374689107
4739
140000
SH
SOLE
140000
0
0
GLOBALSCAPE INC
COM
37940G109
100
27000
SH
SOLE
27000
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
5793
23000
SH
SOLE
23000
0
0
GRAND CANYON ED INC
COM
38526M106
1574
15000
SH
SOLE
15000
0
0
GRAPHIC PACKAGING HLDG CO
COM
388689101
461
30000
SH
SOLE
30000
0
0
GREENLIGHT CAPITAL RE LTD
CLASS A
G4095J109
668
41636
SH
SOLE
41636
0
0
GULF ISLAND FABRICATION INC
COM
402307102
213
30000
SH
SOLE
30000
0
0
BLOCK H & R INC
COM
093671105
508
20000
SH
SOLE
20000
0
0
H & E EQUIPMENT SERVICES INC
COM
404030108
770
20000
SH
SOLE
20000
0
0
HALLIBURTON CO
COM
406216101
704
15000
SH
SOLE
15000
0
0
HANMI FINL CORP
COM NEW
410495204
2306
75000
SH
SOLE
75000
0
0
HAWTHORN BANCSHARES INC
COM
420476103
647
31351
SH
SOLE
31351
0
0
HCA HEALTHCARE INC
COM
40412C101
7275
75000
SH
SOLE
75000
0
0
HOLLYFRONTIER CORP
COM
436106108
489
10000
SH
SOLE
10000
0
0
HONEYWELL INTL INC
COM
438516106
1445
10000
SH
SOLE
10000
0
0
HORACE MANN EDUCATORS CORP N
COM
440327104
428
10000
SH
SOLE
10000
0
0
HORMEL FOODS CORP
COM
440452100
686
20000
SH
SOLE
20000
0
0
HOUSTON WIRE & CABLE CO
COM
44244K109
117
16200
SH
SOLE
16200
0
0
HRG GROUP INC
COM
40434J100
3298
200000
SH
SOLE
200000
0
0
HUBBELL INC
COM
443510607
548
4500
SH
SOLE
4500
0
0
HUDSON GLOBAL INC
COM
443787106
727
374611
SH
SOLE
374611
0
0
HUNTINGTON BANCSHARES INC
COM
446150104
5128
339596
SH
SOLE
339596
0
0
HUTTIG BLDG PRODS INC
COM
448451104
2962
566276
SH
SOLE
566276
0
0
ICU MED INC
COM
44930G107
252
1000
SH
SOLE
1000
0
0
IES HLDGS INC
COM
44951W106
455
30000
SH
SOLE
30000
0
0
IMMUCELL CORP
COM PAR
452525306
92
13086
SH
SOLE
13086
0
0
INDEPENDENCE CONTRACT DRIL I
COM
453415309
73
20496
SH
SOLE
20496
0
0
INDEPENDENCE HLDG CO NEW
COM NEW
453440307
535
15000
SH
SOLE
15000
0
0
INDEPENDENT BANK CORP MASS
COM
453836108
2147
30000
SH
SOLE
30000
0
0
INFUSYSTEM HLDGS INC
COM
45685K102
160
55031
SH
SOLE
55031
0
0
INTERMOLECULAR INC
COM
45882D109
55
43071
SH
SOLE
43071
0
0
INVESTORS TITLE CO
COM
461804106
800
4000
SH
SOLE
4000
0
0
ISHARES TR
MSCI EMG MKT ETF
464287234
2414
50000
SH
SOLE
50000
0
0
JD COM INC
SPON ADR CL A
47215P106
32727
808278
SH
SOLE
808278
0
0
JOHNSON CTLS INTL PLC
SHS
G51502105
841
23875
SH
SOLE
23875
0
0
JONES LANG LASALLE INC
COM
48020Q107
342
2000
SH
SOLE
2000
0
0
JPMORGAN CHASE & CO
COM
46625H100
4509
41000
SH
SOLE
41000
0
0
KELLOGG CO
COM
487836108
1300
20000
SH
SOLE
20000
0
0
KELLY SVCS INC
CL A
488152208
1925
66280
SH
SOLE
66280
0
0
KEY ENERGY SVCS INC DEL
COM
49309J103
754
64801
SH
SOLE
64801
0
0
KINDER MORGAN INC DEL
COM
49456B101
373
25000
SH
SOLE
25000
0
0
KROGER CO
COM
501044101
4070
170000
SH
SOLE
170000
0
0
KULICKE & SOFFA INDS INC
COM
501242101
293
12000
SH
SOLE
12000
0
0
STARRETT L S CO
CL A
855668109
886
131221
SH
SOLE
131221
0
0
LANDSTAR SYS INC
COM
515098101
1097
10000
SH
SOLE
10000
0
0
LANNET INC
COM
516012101
642
40000
SH
SOLE
40000
0
0
LEAR CORP
COM NEW
521865204
2191
11772
SH
SOLE
11772
0
0
LEE ENTERPRISES INC
COM
523768109
945
484643
SH
SOLE
484643
0
0
LENDINGTREE INC NEW
COM
52603B107
328
1000
SH
SOLE
1000
0
0
LENNAR CORP
CL A
526057104
266
4509
SH
SOLE
4509
0
0
LIBBEY INC
COM
529898108
164
33601
SH
SOLE
33601
0
0
LINCOLN EDL SVCS CORP
COM
533535100
1099
552048
SH
SOLE
552048
0
0
LKQ CORP
COM
501889208
4306
113456
SH
SOLE
113456
0
0
LUMBER LIQUIDATORS HLDGS INC
COM
55003T107
2992
125100
SH
SOLE
125100
0
0
LUXFER HOLDINGS PLC
SHS
G5698W116
178
14000
SH
SOLE
14000
0
0
LYONDELLBASELL INDUSTRIES N
SHS - A -
N53745100
2114
20000
SH
SOLE
20000
0
0
M/I HOMES INC
COM
55305B101
223
7000
SH
SOLE
7000
0
0
MACQUARIE INFRASTRUCTURE COR
COM
55608B105
637
17300
SH
SOLE
17300
0
0
MAINSOURCE FINANCIAL GP INC
COM
56062Y102
203
5000
SH
SOLE
5000
0
0
MANPOWERGROUP INC
COM
56418H100
345
3000
SH
SOLE
3000
0
0
MARCHEX INC
CL B
56624R108
436
161600
SH
SOLE
161600
0
0
MARSH & MCLENNAN COS INC
COM
571748102
1239
15000
SH
SOLE
15000
0
0
MASTERCARD INCORPORATED
CL A
57636Q104
11823
67500
SH
SOLE
67500
0
0
MEDEQUITIES RLTY TR INC
COM
58409L306
409
38900
SH
SOLE
38900
0
0
MEDNAX INC
COM
58502B106
401
7200
SH
SOLE
7200
0
0
MICRO FOCUS INTERNATIONAL PL
SPON ADR NEW
594837304
267
18918
SH
SOLE
18918
0
0
MICROSOFT CORP
COM
594918104
5020
55000
SH
SOLE
55000
0
0
MICROSTRATEGY INC
CL A NEW
594972408
2348
18200
SH
SOLE
18200
0
0
MIND C T I LTD
ORD
M70240102
90
40982
SH
SOLE
40982
0
0
MITCHAM INDS INC
COM
606501104
517
159592
SH
SOLE
159592
0
0
MOBILE TELESYSTEMS PJSC
SPONSORED ADR
607409109
114
10000
SH
SOLE
10000
0
0
MODEL N INC
COM
607525102
268
15287
SH
SOLE
15287
0
0
MONDELEZ INTL INC
CL A
609207105
6066
145363
SH
SOLE
145363
0
0
MORGAN STANLEY
COM NEW
617446448
43168
800000
SH
SOLE
800000
0
0
MOVADO GROUP INC
COM
624580106
384
10000
SH
SOLE
10000
0
0
MSCI INC
COM
55354G100
2989
20000
SH
SOLE
20000
0
0
MUELLER WTR PRODS INC
COM SER A
624758108
1477
135855
SH
SOLE
135855
0
0
NABORS INDUSTRIES LTD
SHS
G6359F103
65
10000
SH
SOLE
10000
0
0
NASDAQ INC
COM
631103108
862
10000
SH
SOLE
10000
0
0
NATHANS FAMOUS INC NEW
COM
632347100
517
7000
SH
SOLE
7000
0
0
NATIONAL OILWELL VARCO INC
COM
637071101
552
15000
SH
SOLE
15000
0
0
NATIONAL WESTN LIFE GROUP IN
CL A
638517102
457
1500
SH
SOLE
1500
0
0
NCI BUILDING SYS INC
COM NEW
628852204
3965
224000
SH
SOLE
224000
0
0
NEW ORIENTAL ED & TECH GRP I
SPON ADR
647581107
429
4900
SH
SOLE
4900
0
0
NEWS CORP NEW
CL A
65249B109
431
28000
SH
SOLE
28000
0
0
NICHOLAS FINANCIAL INC
COM NEW
65373J209
271
29900
SH
SOLE
29900
0
0
NN INC
COM
629337106
240
10000
SH
SOLE
10000
0
0
NORTHERN TR CORP
COM
665859104
1031
10000
SH
SOLE
10000
0
0
OAKTREE CAP GROUP LLC
UNIT CL A
674001201
644
16300
SH
SOLE
16300
0
0
OCWEN FINL CORP
COM NEW
675746309
412
100000
SH
SOLE
100000
0
0
OLIN CORP
COM PAR $1
680665205
1823
60000
SH
SOLE
60000
0
0
OMNICOM GROUP INC
COM
681919106
727
10000
SH
SOLE
10000
0
0
ONEMAIN HLDGS INC
COM
68268W103
264
9000
SH
SOLE
9000
0
0
ONEOK INC NEW
COM
682680103
1121
19700
SH
SOLE
19700
0
0
OPTICAL CABLE CORP
COM NEW
683827208
97
32496
SH
SOLE
32496
0
0
OVERSTOCK COM INC DEL
COM
690370101
1586
43745
SH
SOLE
43745
0
0
OWENS RLTY MTG INC
COM
690828108
437
30000
SH
SOLE
30000
0
0
PANGAEA LOGISTICS SOLUTION L
SHS
G6891L105
1141
432179
SH
SOLE
432179
0
0
PAPA JOHNS INTL INC
COM
698813102
229
4000
SH
SOLE
4000
0
0
PAR TECHNOLOGY CORP
COM
698884103
996
70685
SH
SOLE
70685
0
0
PATTERSON UTI ENERGY INC
COM
703481101
1052
60100
SH
SOLE
60100
0
0
PAYPAL HLDGS INC
COM
70450Y103
3035
40000
SH
SOLE
40000
0
0
PCM INC
COM
69323K100
97
12700
SH
SOLE
12700
0
0
PDL BIOPHARMA INC
COM
69329Y104
508
173090
SH
SOLE
173090
0
0
PENTAIR PLC
SHS
G7S00T104
409
6000
SH
SOLE
6000
0
0
PEPSICO INC
COM
713448108
20760
190200
SH
SOLE
190200
0
0
PERCEPTRON INC
COM
71361F100
815
92679
SH
SOLE
92679
0
0
PERFORMANT FINL CORP
COM
71377E105
450
150000
SH
SOLE
150000
0
0
PERION NETWORK LTD
SHS
M78673106
59
74000
SH
SOLE
74000
0
0
PERRIGO CO PLC
SHS
G97822103
389
4800
SH
SOLE
4800
0
0
PETROCHINA CO LTD
SPONSORED ADR
71646E100
445
6500
SH
SOLE
6500
0
0
PFENEX INC
COM
717071104
82
15456
SH
SOLE
15456
0
0
PGT INNOVATIONS INC
COM
69336V101
1212
65000
SH
SOLE
65000
0
0
PHILIP MORRIS INTL INC
COM
718172109
596
6000
SH
SOLE
6000
0
0
PHILLIPS 66
COM
718546104
4796
50000
SH
SOLE
50000
0
0
PICO HLDGS INC
COM NEW
693366205
458
40000
SH
SOLE
40000
0
0
PITNEY BOWES INC
COM
724479100
1033
94837
SH
SOLE
94837
0
0
PLATFORM SPECIALTY PRODS COR
COM
72766Q105
165
17700
SH
SOLE
17700
0
0
PNC FINL SVCS GROUP INC
COM
693475105
2269
15000
SH
SOLE
15000
0
0
PPG INDS INC
COM
693506107
2455
22000
SH
SOLE
22000
0
0
PREFORMED LINE PRODS CO
COM
740444104
342
5221
SH
SOLE
5221
0
0
PRGX GLOBAL INC
COM NEW
69357C503
2993
316700
SH
SOLE
316700
0
0
PRICESMART INC
COM
741511109
209
2500
SH
SOLE
2500
0
0
PRIMEENERGY CORP
COM
74158E104
281
5615
SH
SOLE
5615
0
0
PROSHARES TR II
SHT VIX ST TRM
74347W627
4437
377937
SH
SOLE
377937
0
0
PSYCHEMEDICS CORP
COM NEW
744375205
1677
78495
SH
SOLE
78495
0
0
PULTE GROUP INC
COM
745867101
1475
50000
SH
SOLE
50000
0
0
QUARTERHILL INC
COM
747713105
336
231810
SH
SOLE
231810
0
0
RCM TECHNOLOGIES INC
COM NEW
749360400
115
20000
SH
SOLE
20000
0
0
DONNELLEY R R & SONS CO
COM
257867200
1353
155000
SH
SOLE
155000
0
0
RADIAN GROUP INC
COM
750236101
1904
100000
SH
SOLE
100000
0
0
RAFAEL HLDGS INC
COM CL B
75062E106
46
10197
SH
SOLE
10197
0
0
RENAISSANCERE HOLDINGS LTD
COM
G7496G103
2868
20708
SH
SOLE
20708
0
0
ROCKWELL AUTOMATION INC
COM
773903109
523
3000
SH
SOLE
3000
0
0
ROSETTA STONE INC
COM
777780107
774
58864
SH
SOLE
58864
0
0
ROYAL DUTCH SHELL PLC
SPONS ADR A
780259206
1276
20000
SH
SOLE
20000
0
0
RPM INTL INC
COM
749685103
2927
61405
SH
SOLE
61405
0
0
S&P GLOBAL INC
COM
78409V104
9553
50000
SH
SOLE
50000
0
0
SABRA HEALTH CARE REIT INC
COM
78573L106
1021
58100
SH
SOLE
58100
0
0
SALEM MEDIA GROUP INC
CL A
794093104
176
48821
SH
SOLE
48821
0
0
SANMINA CORPORATION
COM
801056102
262
10000
SH
SOLE
10000
0
0
SANOFI
SPONSORED ADR
80105N105
802
20000
SH
SOLE
20000
0
0
SCYNEXIS INC
COM
811292101
15
11100
SH
SOLE
11100
0
0
SENOMYX INC
COM
81724Q107
31
34500
SH
SOLE
34500
0
0
SERVICE CORP INTL
COM
817565104
755
20000
SH
SOLE
20000
0
0
SERVICEMASTER GLOBAL HLDGS I
COM
81761R109
1017
20000
SH
SOLE
20000
0
0
SHIRE PLC
SPONSORED ADR
82481R106
298
2000
SH
SOLE
2000
0
0
SIERRA ONCOLOGY INC
COM
82640U107
49
24800
SH
SOLE
24800
0
0
SIFCO INDS INC
COM
826546103
972
175958
SH
SOLE
175958
0
0
SINCLAIR BROADCAST GROUP INC
CL A
829226109
313
10000
SH
SOLE
10000
0
0
SKYWEST INC
COM
830879102
544
10000
SH
SOLE
10000
0
0
SOUTHERN MO BANCORP INC
COM
843380106
220
6000
SH
SOLE
6000
0
0
SOUTHERN NATL BANCORP OF VA
COM
843395104
376
23763
SH
SOLE
23763
0
0
SPAR GROUP INC
COM
784933103
1252
894090
SH
SOLE
894090
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
38499
146300
SH
SOLE
146300
0
0
SPDR S&P MIDCAP 400 ETF TR
UTSER1 S&PDCRP
78467Y107
6835
20000
SH
SOLE
20000
0
0
SPIRIT AIRLS INC
COM
848577102
4032
107000
SH
SOLE
107000
0
0
SPOK HLDGS INC
COM
84863T106
299
20000
SH
SOLE
20000
0
0
SPX FLOW INC
COM
78469X107
984
20000
SH
SOLE
20000
0
0
STAR BULK CARRIERS CORP
SHS PAR
Y8162K204
3925
337697
SH
SOLE
337697
0
0
STARS GROUP INC
COM
85570W100
551
20000
SH
SOLE
20000
0
0
STARTEK INC
COM
85569C107
483
49423
SH
SOLE
49423
0
0
STATE STR CORP
COM
857477103
10970
110000
SH
SOLE
110000
0
0
STEELCASE INC
CL A
858155203
204
15000
SH
SOLE
15000
0
0
STEWART INFORMATION SVCS COR
COM
860372101
3515
80000
SH
SOLE
80000
0
0
STRATUS PPTYS INC
COM NEW
863167201
4021
133131
SH
SOLE
133131
0
0
SUNTRUST BKS INC
COM
867914103
1361
20000
SH
SOLE
20000
0
0
SUPPORT COM INC
COM NEW
86858W200
58
21949
SH
SOLE
21949
0
0
SURMODICS INC
COM
868873100
520
13832
SH
SOLE
13832
0
0
SYNCHRONY FINL
COM
87165B103
359
11000
SH
SOLE
11000
0
0
SYNTEL INC
COM
87162H103
332
13200
SH
SOLE
13200
0
0
TAILORED BRANDS INC
COM
87403A107
2248
89700
SH
SOLE
89700
0
0
TEEKAY CORPORATION
COM
Y8564W103
121
15000
SH
SOLE
15000
0
0
TEEKAY LNG PARTNERS L P
PRTNRSP UNITS
Y8564M105
1557
87000
SH
SOLE
87000
0
0
TEGNA INC
COM
87901J105
702
62100
SH
SOLE
62100
0
0
TELARIA INC
COM
879181105
189
50361
SH
SOLE
50361
0
0
TESLA INC
COM
88160R101
1863
7000
SH
Put
SOLE
7000
0
0
TESSCO TECHNOLOGIES INC
COM
872386107
379
16429
SH
SOLE
16429
0
0
BANK NEW YORK MELLON CORP
COM
064058100
5153
100000
SH
SOLE
100000
0
0
SCRIPPS E W CO OHIO
CL A NEW
811054402
124
10352
SH
SOLE
10352
0
0
KRAFT HEINZ CO
COM
500754106
1246
20000
SH
SOLE
20000
0
0
TIME WARNER INC
COM NEW
887317303
702
7400
SH
SOLE
7400
0
0
TOLL BROTHERS INC
COM
889478103
5190
120000
SH
SOLE
120000
0
0
TOTAL SYS SVCS INC
COM
891906109
863
10000
SH
SOLE
10000
0
0
TRINITY BIOTECH PLC
SPON ADR NEW
896438306
77
15000
SH
SOLE
15000
0
0
TRONC INC
COM
89703P107
170
10281
SH
SOLE
10281
0
0
TWITTER INC
COM
90184L102
2039
71000
SH
SOLE
71000
0
0
U S CONCRETE INC
COM NEW
90333L201
315
5211
SH
SOLE
5211
0
0
U S PHYSICAL THERAPY INC
COM
90337L108
5691
69999
SH
SOLE
69999
0
0
UNILEVER N V
N Y SHS NEW
904784709
1692
30000
SH
SOLE
30000
0
0
UNITED BANCSHARES INC OHIO
COM
909458101
1265
57500
SH
SOLE
57500
0
0
UNITED CMNTY BKS BLAIRSVLE G
COM
90984P303
1583
50000
SH
SOLE
50000
0
0
UNITED CONTL HLDGS INC
COM
910047109
4863
70000
SH
SOLE
70000
0
0
UNITED RENTALS INC
COM
911363109
864
5000
SH
SOLE
5000
0
0
UNITED TECHNOLOGIES CORP
COM
913017109
315
2500
SH
SOLE
2500
0
0
UNITEDHEALTH GROUP INC
COM
91324P102
11770
55000
SH
SOLE
55000
0
0
UNIVERSAL HLTH SVCS INC
CL B
913903100
1184
10000
SH
SOLE
10000
0
0
UNIVERSAL TECHNICAL INST INC
COM
913915104
651
221437
SH
SOLE
221437
0
0
USA COMPRESSION PARTNERS LP
COMUNIT LTDPAR
90290N109
288
17000
SH
SOLE
17000
0
0
VALEANT PHARMACEUTICALS INTL
COM
91911K102
3216
202600
SH
SOLE
202600
0
0
VANGUARD TAX MANAGED INTL FD
FTSE DEV MKT ETF
921943858
885
20000
SH
SOLE
20000
0
0
CREDIT SUISSE NASSAU BRH
INVRS VIX MDTERM
22542D829
575
9000
SH
SOLE
9000
0
0
VERASTEM INC
COM
92337C104
33
11580
SH
SOLE
11580
0
0
VERINT SYS INC
COM
92343X100
3204
75650
SH
SOLE
75650
0
0
V F CORP
COM
918204108
2372
32000
SH
SOLE
32000
0
0
VIAD CORP
COM NEW
92552R406
2098
40000
SH
SOLE
40000
0
0
VICAL INC
COM NEW
925602203
19
13385
SH
SOLE
13385
0
0
VIPSHOP HLDGS LTD
SPONSORED ADR
92763W103
3324
200000
SH
SOLE
200000
0
0
VISA INC
COM CL A
92826C839
11364
95000
SH
SOLE
95000
0
0
VISHAY INTERTECHNOLOGY INC
COM
928298108
2856
153538
SH
SOLE
153538
0
0
VMWARE INC
CL A COM
928563402
1819
15000
SH
SOLE
15000
0
0
GRACE W R & CO DEL NEW
COM
38388F108
1378
22500
SH
SOLE
22500
0
0
WALGREENS BOOTS ALLIANCE INC
COM
931427108
1362
20800
SH
SOLE
20800
0
0
WALMART INC
COM
931142103
9119
102500
SH
SOLE
102500
0
0
DISNEY WALT CO
COM DISNEY
254687106
201
2000
SH
SOLE
2000
0
0
WEIGHT WATCHERS INTL INC NEW
COM
948626106
2237
35100
SH
SOLE
35100
0
0
WELLCARE HEALTH PLANS INC
COM
94946T106
968
5000
SH
SOLE
5000
0
0
WELLS FARGO CO NEW
COM
949746101
524
10000
SH
SOLE
10000
0
0
WESCO INTL INC
COM
95082P105
496
8000
SH
SOLE
8000
0
0
WILLDAN GROUP INC
COM
96924N100
5476
193159
SH
SOLE
193159
0
0
WILLIAMS PARTNERS L P NEW
COM UNIT LTD PAR
96949L105
516
15000
SH
SOLE
15000
0
0
WILLIS LEASE FINANCE CORP
COM
970646105
1028
30000
SH
SOLE
30000
0
0
WILLIS TOWERS WATSON PUB LTD
SHS
G96629103
761
5000
SH
SOLE
5000
0
0
XENON PHARMACEUTICALS INC
COM
98420N105
73
15100
SH
SOLE
15100
0
0
YPF SOCIEDAD ANONIMA
SPON ADR CL D
984245100
216
10000
SH
SOLE
10000
0
0
ZIX CORP
COM
98974P100
94
21900
SH
SOLE
21900
0
0