-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Bg5vZC3l62gZTrqlxwvR8R2FFjUbaGJykUBvLAOhYI52dNBmBt12sHlRtlSJU5qa XvW8PZrAeY6X182M9eqv1Q== 0001209191-10-017266.txt : 20100316 0001209191-10-017266.hdr.sgml : 20100316 20100316161401 ACCESSION NUMBER: 0001209191-10-017266 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100312 FILED AS OF DATE: 20100316 DATE AS OF CHANGE: 20100316 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FERRI PAUL J CENTRAL INDEX KEY: 0001012501 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33445 FILM NUMBER: 10685662 MAIL ADDRESS: STREET 1: C/O MATRIX PARTNERS STREET 2: 1000 WINTER STREET, SUITE 4500 CITY: WALTHAM STATE: MA ZIP: 02451 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NETEZZA CORP CENTRAL INDEX KEY: 0001132484 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPUTERS [3571] IRS NUMBER: 043527320 FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 26 FOREST STREET CITY: MARLBOROUGH STATE: MA ZIP: 01752 BUSINESS PHONE: (508) 382-8200 MAIL ADDRESS: STREET 1: 26 FOREST STREET CITY: MARLBOROUGH STATE: MA ZIP: 01752 4 1 doc4.xml FORM 4 SUBMISSION X0303 4 2010-03-12 0 0001132484 NETEZZA CORP NZ 0001012501 FERRI PAUL J C/O MATRIX PARTNERS 1000 WINTER ST., SUITE 4500 WALTHAM MA 02451 1 0 1 0 Common Stock 2010-03-12 4 J 0 1428000 0.00 D 2851345 I By Matrix Partners VI, L.P. Common Stock 2010-03-12 4 J 0 474669 0.00 D 952978 I By Matrix VI Parallel Partnership-A, L.P. Common Stock 2010-03-12 4 J 0 159600 0.00 D 318680 I By Matrix VI Parallel Partnership-B, L.P. Common Stock 2010-03-12 4 J 0 336000 0.00 D 670903 I By Weston & Co. VI LLC Common Stock 2010-03-12 4 J 0 36025 0.00 A 84902 D Common Stock 2010-03-15 4 S 0 1731 11.851 D 951247 I By Matrix VI Parallel Partnership-A, L.P. Common Stock 347083 I By Matrix Partners VIII, L.P. Common Stock 765 I By Weston & Co. VIII LLC Pro-rata distribution in kind and without consideration to the partners of Matrix Partners VI, L.P. Mr. Ferri is a Managing Member of Matrix VI Management Co., L.L.C., which serves as the general partner of Matrix Partners VI, L.P., Matrix VI Parallel Partnership-A, L.P., and Matrix VI Parallel Partnership-B, L.P. Mr. Ferri, by virtue of his management position in Matrix VI Management Co., L.L.C., has sole voting and dispositive power with respect to the shares held by Matrix Partners VI, L.P., Matrix VI Parallel Partnership-A, L.P., and Matrix VI Parallel Partnership-B, L.P. Mr. Ferri disclaims beneficial ownership of the securities held by Matrix Partners VI, L.P., Matrix VI Parallel Partnership-A, L.P. and Matrix VI Parallel Partnership-B, L.P., except to the extent of his pecuniary interest therein. Pro-rata distribution in kind and without consideration to the partners of Matrix VI Parallel Partnership-A, L.P. Pro-rata distribution in kind and without consideration to the partners of Matrix VI Parallel Partnership-B, L.P. Re-registration of shares by Weston & Co. VI LLC for no consideration in the names of the beneficial owners of those shares. Mr. Ferri is authorized by the sole member of Weston & Co. VI LLC to take any action as directed by the underlying beneficial owners with respect to the shares held by this entity, and Mr. Ferri disclaims beneficial ownership of such shares. Mr. Ferri does not have sole or shared voting or investment control with respect to any of the shares held by Weston & Co. VI LLC. Change from indirect to direct ownership upon a distribution of shares by Matrix Partners VI, L.P., Matrix VI Parallel Partnership-A, L.P. and Matrix VI Parallel Partnership-B, L.P., which shares were previously reported as indirectly beneficially owned by Mr. Ferri. The price reported represents the weighted average sales price of shares sold in multiple transactions at prices ranging from $11.72 to $11.97 per share. The reporting person hereby undertakes, upon request of the Staff of the U.S. Securities and Exchange Commission, the issuer, or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. Mr. Ferri is a Managing Member of Matrix VIII US Management Co., L.L.C. which serves as the general partner of Matrix Partners VIII, L.P. Mr Ferri by virtue of his management position in Matrix VIII US Management Co., L.L.C., has sole voting and dispositive power with respect to the shares held by Matrix Partners VIII, L.P. Mr. Ferri disclaims beneficial ownership of the securities held by Matrix Partners VIII, L.P. except to the extent of his pecuniary interest therein. Mr. Ferri is authorized by the sole member of Weston & Co. VIII LLC to take any action as directed by the underlying beneficial owners with respect to the shares held by this entity, and Mr. Ferri disclaims beneficial ownership of such shares. Mr. Ferri does not have sole or shared voting or investment control with respect to any of the shares held by Weston & Co. VIII LLC. /s/ Corey C. DuFresne (as attorney-in-fact for Paul J. Ferri) 2010-03-16 -----END PRIVACY-ENHANCED MESSAGE-----