-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, T8PscqcgmnvlC7s6yBfdOIu7VXcTncVurJPmRE7nZkXTeswWcUi/UIev/U2kB8RB KY+gHxDGEpcJ/NARzFT4Xw== 0001456726-09-000014.txt : 20090422 0001456726-09-000014.hdr.sgml : 20090422 20090422214605 ACCESSION NUMBER: 0001456726-09-000014 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090318 FILED AS OF DATE: 20090422 DATE AS OF CHANGE: 20090422 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Wedbush Edward William CENTRAL INDEX KEY: 0001456726 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09065 FILM NUMBER: 09764870 MAIL ADDRESS: STREET 1: P.O. BOX 30014 CITY: LOS ANGELES STATE: CA ZIP: 90030-0014 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ECOLOGY & ENVIRONMENT INC CENTRAL INDEX KEY: 0000809933 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-ENGINEERING SERVICES [8711] IRS NUMBER: 160971022 STATE OF INCORPORATION: NY FISCAL YEAR END: 0731 BUSINESS ADDRESS: STREET 1: 368 PLEASANTVIEW DR CITY: LANCASTER STATE: NY ZIP: 14086 BUSINESS PHONE: 7166848060 MAIL ADDRESS: STREET 1: 368 PLEASANTVIEW DRIVE CITY: LANCASTER STATE: NY ZIP: 14086 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WEDBUSH, Inc. CENTRAL INDEX KEY: 0001130381 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09065 FILM NUMBER: 09764868 BUSINESS ADDRESS: STREET 1: 1000 WILSHIRE BLVD CITY: LOS ANGELES STATE: CA ZIP: 90017 BUSINESS PHONE: 2136888080 MAIL ADDRESS: STREET 1: 1000 WILSHIRE BLVD CITY: LOS ANGELES STATE: CA ZIP: 90017 FORMER NAME: FORMER CONFORMED NAME: E CAPITAL CORP DATE OF NAME CHANGE: 20001221 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WEDBUSH MORGAN SECURITIES INC CENTRAL INDEX KEY: 0001142495 STATE OF INCORPORATION: CA FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09065 FILM NUMBER: 09764869 BUSINESS ADDRESS: STREET 1: 1000 WILSHIRE BLVD., SUITE 900 STREET 2: ATTN: BUSINESS CONDUCT DEPT. CITY: LOS ANGELES STATE: CA ZIP: 90017 BUSINESS PHONE: 213-688-8090 MAIL ADDRESS: STREET 1: 1000 WILSHIRE BLVD., SUITE 900 STREET 2: ATTN: BUSINESS CONDUCT DEPT. CITY: LOS ANGELES STATE: CA ZIP: 90017 4 1 primary_doc.xml PRIMARY DOCUMENT X0303 4 2009-03-18 1 0000809933 ECOLOGY & ENVIRONMENT INC EEI 0001456726 Wedbush Edward William P.O. BOX 30014 LOS ANGELES CA 90030-0014 0 0 1 0 0001142495 WEDBUSH MORGAN SECURITIES INC 1000 WILSHIRE BLVD., SUITE 900 ATTN: BUSINESS CONDUCT DEPT. LOS ANGELES CA 90017 0 0 1 0 0001130381 WEDBUSH, Inc. 1000 WILSHIRE BLVD LOS ANGELES CA 90017 0 0 1 0 Class A Common Stock 2009-03-18 4 S 0 2377 13.37 D 448 I See Footnote This Form 4 is being filed by Edward Wedbush, an individual; Wedbush Morgan Securities; a California Corporation; and Wedbush, Inc., a California Corporation. This transaction was effected through Wedbush Morgan Securities. Mr. Wedbush is the Chairman of Wedbush, Inc. Mr. Wedbush owns a majority of the outstanding Shares of Wedbush, Inc. Mr. Wedbush is the President of Wedbush Morgan Securities. Wedbush, Inc. owns all of the Shares of Wedbush Morgan Securities. Accordingly, Mr. Wedbush may be deemed the beneficial owner of the Issuer's Shares owned by Wedbush, Inc. Mr. Wedbush disclaims, however, for purposes of Section 16, beneficial ownership of such securities, except to the extent of his indirect pecuniary interest therein. This report shall not be deemed an admission that Mr. Wedbush is the beneficial owner of such securities for purposes of Section 16 or for any other purposes. As of the end of the Transaction Date reported herein, Mr. Wedbush also indirectly beneficially owns 147,945 shares of EEI Class A common stock through Wedbush, Inc. In addition, Mr. Wedbush directly owns 94,299 shares of EEI Class A Common Stock. The beneficial ownership of EEI Class A common stock by Edward Wedbush, Wedbush Morgan Securities, and Wedbush, Inc., temporarily exceeded 10% due to an unexpected stock repurchase by Ecology & Environment, Inc. As of the date of this filing, Edward Wedbush, Wedbush Morgan Securities, and Wedbush, Inc., are no longer 10% beneficial owners of EEI Class A common stock. Edward William Wedbush 2009-04-22 Edward William Wedbush 2009-04-22 Eric D. Wedbush 2009-04-22 -----END PRIVACY-ENHANCED MESSAGE-----