FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
C COR NET CORP [ ccbl ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 11/04/2003 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock | 11/04/2003 | M(1) | 12,000 | A | $4.875 | 14,273 | D | |||
Common Stock | 11/04/2003 | M(1) | 320 | A | $5.8125 | 14,593 | D | |||
Common Stock | 11/04/2003 | S(2) | 392 | D | $10.85 | 14,201 | D | |||
Common Stock | 11/04/2003 | S(2) | 100 | D | $10.71 | 14,101 | D | |||
Common Stock | 11/04/2003 | S(2) | 300 | D | $10.69 | 13,801 | D | |||
Common Stock | 11/04/2003 | S(2) | 100 | D | $10.56 | 13,701 | D | |||
Common Stock | 11/04/2003 | S(2) | 300 | D | $10.53 | 13,401 | D | |||
Common Stock | 11/04/2003 | S(2) | 1,000 | D | $10.31 | 12,401 | D | |||
Common Stock | 11/04/2003 | S(2) | 100 | D | $10.3 | 12,301 | D | |||
Common Stock | 11/04/2003 | S(2) | 1,000 | D | $10.28 | 11,301 | D | |||
Common Stock | 11/04/2003 | S(2) | 100 | D | $10.25 | 11,201 | D | |||
Common Stock | 11/04/2003 | S(2) | 100 | D | $10.24 | 11,101 | D | |||
Common Stock | 11/04/2003 | S(2) | 8,828 | D | $10.23 | 2,273 | D | |||
Common Stock | 2,348.987(3) | I(4) | By Trust |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Option(5) | $4.875 | 11/04/2003 | M | 12,000 | 07/22/2001 | 07/21/2005 | Common Stock | 12,000 | $4.875 | 115,320 | D | ||||
Option(5) | $5.8125 | 11/04/2003 | M | 320 | 06/20/1999 | 06/19/2004 | Common Stock | 320 | $5.8125 | 115,000 | D | ||||
Phantom Stock(6) | (7) | (8) | (8) | Common Stock | 986.908 | 986.908(9) | I | By Trust |
Explanation of Responses: |
1. Acquired, pursuant to a 10b5-1 Sales Plan,through exercise of options acquired under C-COR.net Corp.'s Incentive Plan. |
2. Sold pursuant to a 10b5-1 Sales Plan. |
3. The total reflects the addition of shares acquired under the qualified (401K) retirementment plan as a result of the 8/28/03 interplan transfer as explained in more detail in Footnote 9. |
4. Shares acquired on various dates and at various prices through C-COR.net Corp.'s qualified (401K) retirement plan. |
5. Options (right to buy) acquired through C-COR.net Corp.'s Incentive Plan. |
6. Phantom Stock Unit acquired through C-COR.net Corp.'s non-qualified retirement savings and profit sharing plan. |
7. Various, established on the date of each individual transaction under the retirement plan. |
8. Date not yet known. These derivatives are exercisable upon the participant's retirement and may be taken in the form of stock or in cash. |
9. This transaction represents the transfer on 8/28/03 of 769 phantom stock units, acquired on various dates at various prices during CY 2002 under the non-qualified retirement plan, to the qualified (401K) retirement plan. The interplan adjustment was peformed by the plan administrator following the completion of discrimination testing for CY 2002. |
Remarks: |
Joseph E. Zavacky | 11/05/2003 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |