-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, A6ewEv25GE7lEYINB752WXrO5xTr+UNyXgWLeMZK7C2uPS+ZgAbTY+87CNJiNlp+ zwYG2VZemZ6uJH08MSkesg== 0001047469-06-014030.txt : 20061113 0001047469-06-014030.hdr.sgml : 20061110 20061113150936 ACCESSION NUMBER: 0001047469-06-014030 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060930 FILED AS OF DATE: 20061113 DATE AS OF CHANGE: 20061113 EFFECTIVENESS DATE: 20061113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ST CLAIR MARGARET N CENTRAL INDEX KEY: 0001130043 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05991 FILM NUMBER: 061208381 BUSINESS ADDRESS: STREET 1: ONE HOLLIS STREET STREET 2: SUITE 215 CITY: WELLESLEY STATE: MA ZIP: 02482 BUSINESS PHONE: 7812376468 13F-HR 1 a2174499z13f-hr.txt 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2006 ----------------------- Check Here if Amendment / /; Amendment Number: --------- This Amendment (Check only one.): / / is a restatement. / / adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Margaret St. Clair ------------------------------- Address: c/o Amelia Peabody Foundation ------------------------------- One Hollis Street ------------------------------- Wellesley, MA 02482 ------------------------------- Form 13F File Number: 28-05991 --------------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Margaret St. Clair ------------------------------- Title: Trustee ------------------------------- Phone: 781-237-6468 ------------------------------- Signature, Place, and Date of Signing: /s/ Margaret St. Clair Wellesley, Massachusetts November 9, 2006 ------------------------------- ------------------------ ---------------- [Signature] [City, State] [Date] Report Type (Check only one.): / / 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) / / 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) /X/ 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F File Number Name 28-05989 Amelia Peabody Foundation --------------- ------------------------- FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 --------------------- Form 13F Information Table Entry Total: 25 --------------------- Form 13F Information Table Value Total: $1,510 (in thousands) --------------------- List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 1. 28-05993 Philip B. Waring ------ -------------------- ---------------- MARGARET ST. CLAIR FORM 13F INFORMATION TABLE FOR THE QUARTER ENDED SEPTEMBER 30, 2006
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- ---------------- --------- -------- ---------------------- ------------ ---------- ---------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- ---------------- --------- -------- --------- ----- ------ ------------ ---------- ------ -------- ------ Goldman Sachs Series C Common 38141G104 $ 31 1200 SH Shared-Other 1 1200 - ----------------------------------------------------------------------------------------------------------------------------------- Ishares TR Dow Jones US Exchange Traded 464287796 $ 56 600 SH Shared-Other 1 600 Energy Sector Index Fd Fund - ----------------------------------------------------------------------------------------------------------------------------------- Ishares Tr Dow Jones US Exchange Traded 464287762 $ 59 900 SH Shared-Other 1 900 Healthcare Fund - ----------------------------------------------------------------------------------------------------------------------------------- Ishares TR Dow Jones US Exchange Traded 464287754 $ 43 700 SH Shared-Other 1 700 Industrial Sector Index Fund - ----------------------------------------------------------------------------------------------------------------------------------- ishares EAFE Exchange Traded 464287465 $ 61 900 SH Shared-Other 1 900 Fund - ----------------------------------------------------------------------------------------------------------------------------------- Ishares Tr Dow Jones Exchange Traded 464287168 $ 133 2000 SH Shared-Other 1 2000 Select Dividend Index FD Fund - ----------------------------------------------------------------------------------------------------------------------------------- Ishares Tr MSCI Emerging Exchange Traded 464287234 $ 38 395 SH Shared-Other 1 395 Markets Fund - ----------------------------------------------------------------------------------------------------------------------------------- Ishares Inc MSCI Pacific Exchange Traded 464286665 $ 67 600 SH Shared-Other 1 600 Ex Japan Index Fd Fund - ----------------------------------------------------------------------------------------------------------------------------------- Ishares MSCI Japan Exchange Traded 464286848 $ 54 4000 SH Shared-Other 1 4000 Fund - ----------------------------------------------------------------------------------------------------------------------------------- Ishares Tr S&P Global Exchange Traded 464287333 $ 67 800 SH Shared-Other 1 800 Financial Sector Fund - ----------------------------------------------------------------------------------------------------------------------------------- Ishares Tr S&P Global Exchange Traded 464287341 $ 72 700 SH Shared-Other 1 700 Energy Sector Index Fd Fund - ----------------------------------------------------------------------------------------------------------------------------------- Ishares Tr Goldman Sachs Exchange Traded 464287374 $ 84 900 SH Shared-Other 1 900 Nat Res Index Fund - ----------------------------------------------------------------------------------------------------------------------------------- Ishares Tr S&P 500/BARRA Exchange Traded 464287408 $ 50 700 SH Shared-Other 1 700 Value Fund - ----------------------------------------------------------------------------------------------------------------------------------- Ishares TR S&P Small Cap Exchange Traded 464287887 $ 60 500 SH Shared-Other 1 500 600/Barra Growth Index Fund - ----------------------------------------------------------------------------------------------------------------------------------- Ishares Tr S&P Small Cap Exchange Traded 464287879 $ 98 1400 SH Shared-Other 1 1400 600/Barra Value Index Fund - ----------------------------------------------------------------------------------------------------------------------------------- Ishares Tr Russell 1000 Exchange Traded 464287598 $ 92 1,200 Shared-Other 1 1,200 Value Index Fund Fund - -----------------------------------------------------------------------------------------------------------------------------------
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- ---------------- --------- -------- ---------------------- ------------ ---------- ---------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- ---------------- --------- -------- --------- ----- ------ ------------ ---------- ------ -------- ------ Ishares Tr Russell 1000 Exchange Traded 464287614 $ 73 1,400 SH Shared-Other 1 1,400 Growth Index Fund Fund - ----------------------------------------------------------------------------------------------------------------------------------- Ishares Tr Russell 2000 Value Index Fund Exchange Traded 464287630 $ 77 1,050 SH Shared-Other 1 1,050 Fund - ----------------------------------------------------------------------------------------------------------------------------------- Mexico Fund Exchange Traded 592835102 $ 14 400 SH Shared-Other 1 400 Fund - ----------------------------------------------------------------------------------------------------------------------------------- Morgan Stanley Asia Exchange Traded 61744U106 $ 34 2,000 SH Shared-Other 1 2,000 Pacific Fund Fund - ----------------------------------------------------------------------------------------------------------------------------------- Nasdaq 100 Tr Unit Unit Series 631100104 $ 61 1,500 SH Shared-Other 1 1,500 - ----------------------------------------------------------------------------------------------------------------------------------- Oil Service Holders Depositry Rcpt 678002106 $ 39 300 SH Shared-Other 1 300 Tr Oil Service Hldg Co Dep Rcpts - ----------------------------------------------------------------------------------------------------------------------------------- PowerShares Exchange Traded 73935X500 $ 71 4,200 SH Shared-Other 1 4,200 - ----------------------------------------------------------------------------------------------------------------------------------- Regional Bank Holders Tr Depositry Rcpt 75902E100 $ 63 400 SH Shared-Other 1 400 - ----------------------------------------------------------------------------------------------------------------------------------- Templeton Dragon Fund Common 88018T101 $ 13 600 SH Shared-Other 1 600 - ----------------------------------------------------------------------------------------------------------------------------------- $1,510
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