FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 05/30/2008 |
3. Issuer Name and Ticker or Trading Symbol
ZYMOGENETICS INC [ ZGEN ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 7,600(1) | D |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Stock Option (Right to Buy) | (2) | 03/08/2011 | Common Stock | 45,000 | $2.78 | D | |
Stock Option (Right to Buy) | (2) | 07/30/2011 | Common Stock | 10,260 | $4.44 | D | |
Stock Option (Right to Buy) | (2) | 03/21/2013 | Common Stock | 8,250 | $9.8 | D | |
Stock Option (Right to Buy) | (2) | 09/12/2013 | Common Stock | 7,800 | $15.45 | D | |
Stock Option (Right to Buy) | (2) | 02/26/2014 | Common Stock | 8,000 | $16.63 | D | |
Stock Option (Right to Buy) | (3) | 01/01/2015 | Common Stock | 15,000 | $21.26 | D | |
Stock Option (Right to Buy) | (4) | 02/03/2015 | Common Stock | 9,000 | $20.61 | D | |
Stock Option (Right to Buy) | (5) | 02/08/2016 | Common Stock | 9,000 | $21.25 | D | |
Stock Option (Right to Buy) | (6) | 02/05/2017 | Common Stock | 7,500 | $15.91 | D | |
Stock Option (Right to Buy) | (7) | 02/15/2018 | Common Stock | 8,000 | $9.1 | D |
Explanation of Responses: |
1. Includes 7,500 restricted stock units of which 2,500 shares vest on each of February 22, 2009, 2010 and 2011. |
2. All Shares are currently exercisable. |
3. Currently exercisable, except for 938 shares that become exercisable on 7/1/2008, 937 shares on 10/1/2008 and 938 shares on 1/1/2009. |
4. Currently exercisable, except for 563 shares that become exercisable on 8/3/2008, 562 shares on 11/3/2008 and 563 shares on 2/3/2009. |
5. 5,062 shares are currently exercisable, with the remainder becoming exercisable in quarterly installments through 2/8/2010. |
6. 2,343 shares are currently exercisable, with the remainder becoming exercisable in quarterly installments through 2/5/2011. |
7. 2,000 shares become exercisable on 2/15/2009, with the remainder becoming exercisable in quarterly installments thereafter through 2/15/2012. |
Remarks: |
/s/ James A. Johnson, Attorney-In-Fact | 06/03/2008 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |