-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JS2pD9r8U7ELL1TJRJDY7g5hCuU14S46+7KgGMPyDQIvYjFybhRQogO7WcN3CURl WCduJrLg09WgH16eQhn+Ag== 0001127990-11-000002.txt : 20110215 0001127990-11-000002.hdr.sgml : 20110215 20110214192742 ACCESSION NUMBER: 0001127990-11-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101231 FILED AS OF DATE: 20110215 DATE AS OF CHANGE: 20110214 EFFECTIVENESS DATE: 20110215 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PAX WORLD MANAGEMENT LLC CENTRAL INDEX KEY: 0001127990 IRS NUMBER: 271374824 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05955 FILM NUMBER: 11611444 BUSINESS ADDRESS: STREET 1: 30 PENHALLOW STREET STREET 2: SUITE 400 CITY: PORTMOUTH STATE: NH ZIP: 03801 BUSINESS PHONE: 8007671729 MAIL ADDRESS: STREET 1: 30 PENHALLOW STREET STREET 2: SUITE 400 CITY: PORTMOUTH STATE: NH ZIP: 03801 FORMER COMPANY: FORMER CONFORMED NAME: PAX WORLD MANAGEMENT CORP DATE OF NAME CHANGE: 20001108 13F-HR 1 form13f.txt FORM 13F 12/31/10 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2010 Institutional Investment Manger Filing this Report: Name: Pax World Management LLC Address: 30 Penhallow Street, Suite 400 Portsmouth, NH 03801 Form 13F File Number: 028-05955 This institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Alicia DuBois Title: Chief Financial Officer Phone: 603-431-8022 Signature, Place and Date of Signing: /s/ Alicia DuBois Portsmouth, NH 2/14/11 - ----------------- -------------- -------- (Signature) (City, State) (Date) Report Type (Check only one.): /X/ 13F HOLDINGS REPORT / / 13F NOTICE / / 13F COMBINATION REPORT FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 177 Form 13F Information Table Value Total: 1611503 (in thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M Co. COM 88579Y101 2141 24804 SH SOLE 24804 ACE, Ltd. SHS H0023R105 1363 21900 SH SOLE 21900 ASML Holding NV NY REG SHS N07059186 1514 39500 SH SOLE 39500 Agilent Technologies, Inc. COM 00846U101 1519 36655 SH SOLE 36655 Alexion Pharmaceuticals, Inc. COM 015351109 786 9758 SH SOLE 9758 Align Technology, Inc. COM 016255101 215 11000 SH SOLE 11000 Allergan, Inc. COM 018490102 593 8637 SH SOLE 8637 Altera Corp. COM 021441100 8367 235156 SH SOLE 235156 Amazon.com, Inc. COM 023135106 1350 7500 SH SOLE 7500 America Movil SAB de CV, ADR SPON ADR L SHS 02364W105 35292 615480 SH SOLE 615480 American Express Co. COM 025816109 9792 228135 SH SOLE 228135 American Tower Corp., Class A CL A 029912201 37828 732535 SH SOLE 732535 American Water Works Co., Inc. COM 030420103 986 38981 SH SOLE 38981 Amgen, Inc. COM 031162100 16611 302571 SH SOLE 302571 Amtrust Financial Services, In COM 032359309 236 13500 SH SOLE 13500 Avon Products, Inc. COM 054303102 296 10190 SH SOLE 10190 BBVA, ADR SPONSORED ADR 05946K101 518 50900 SH SOLE 50900 BMC Software, Inc. COM 055921100 12900 273656 SH SOLE 273656 Baker Hughes, Inc. COM 057224107 34919 610795 SH SOLE 610795 Bank of New York Mellon Corp., COM 064058100 13573 449449 SH SOLE 449449 Becton, Dickinson & Co. COM 075887109 43441 513975 SH SOLE 513975 Best Buy Co., Inc. COM 086516101 6063 176815 SH SOLE 176815 BlackRock, Inc. COM 09247X101 15945 83668 SH SOLE 83668 BorgWarner, Inc. COM 099724106 14078 194559 SH SOLE 194559 Broadridge Financial Solutions COM 11133T103 1349 61500 SH SOLE 61500 Brocade Communications Systems COM NEW 111621306 1309 247535 SH SOLE 247535 Brown Shoe Co, Inc. COM 115736100 578 41500 SH SOLE 41500 CB Richard Ellis Group, Inc., CL A 12497T101 1362 66500 SH SOLE 66500 CGG-Veritas, ADR SPONSORED ADR 204386106 260 8493 SH SOLE 8493 California Water Service Group COM 130788102 958 25700 SH SOLE 25700 Canadian National Railway Co. COM 136375102 399 6000 SH SOLE 6000 Canon, Inc., ADR ADR 138006309 303 5900 SH SOLE 5900 Capital Southwest Corp. COM 140501107 384 3700 SH SOLE 3700 CardioNet, Inc. COM 14159L103 234 50000 SH SOLE 50000 Catalyst Health Solutions, Inc COM 14888B103 1139 24500 SH SOLE 24500 Celgene Corp. COM 151020104 1198 20250 SH SOLE 20250 China Life Insurance Co. Ltd., SPON ADR REP H 16939P106 11385 186118 SH SOLE 186118 Cisco Systems, Inc. COM 17275R102 11537 570271 SH SOLE 570271 Citrix Systems, Inc. COM 177376100 18605 271968 SH SOLE 271968 Clorox Co. COM 189054109 447 7062 SH SOLE 7062 Cognizant Technology Solutions CL A 192446102 2217 30250 SH SOLE 30250 Coleman Cable, Inc. COM 193459302 259 41167 SH SOLE 41167 ConocoPhillips COM 20825C104 34071 500307 SH SOLE 500307 Cooper Industries PLC SHS G24140108 965 16549 SH SOLE 16549 Corn Products International, I COM 219023108 22503 489187 SH SOLE 489187 Credit Suisse Group AG, ADR SPONSORED ADR 225401108 497 12300 SH SOLE 12300 Cummins, Inc. COM 231021106 57835 525725 SH SOLE 525725 Darden Restaurants, Inc. COM 237194105 6972 150138 SH SOLE 150138 Deere & Co. COM 244199105 63531 764968 SH SOLE 764968 Deutsche Bank AG NAMEN AKT d18190898 481 9250 SH SOLE 9250 Devon Energy Corp. COM 25179M103 1961 24982 SH SOLE 24982 Diana Shipping, Inc. COM Y2066G104 10457 869966 SH SOLE 869966 Digital Realty Trust, Inc., RE COM 253868103 10447 202698 SH SOLE 202698 EMC Corp. COM 268648102 59975 2618994 SH SOLE 2618994 EQT Corp. COM 26884L109 28957 645789 SH SOLE 645789 EarthLink, Inc. COM 270321102 344 40000 SH SOLE 40000 Ecolab, Inc. COM 278865100 308 6103 SH SOLE 6103 Emerson Electric Co. COM 291011104 28596 500197 SH SOLE 500197 Empresas ICA SAB de CV, ADR SPONS ADR NEW 292448206 12049 1181290 SH SOLE 1181290 Ensco PLC , ADR SPONSORED ADR 29358Q109 36552 684755 SH SOLE 684755 Expedia, Inc. COM 30212P105 7903 315002 SH SOLE 315002 Expeditors International of Wa COM 302130109 24836 454869 SH SOLE 454869 Express Scripts, Inc. COM 302182100 1473 27250 SH SOLE 27250 Forest Oil Corp. COM PAR $0.01 346091705 203 5336 SH SOLE 5336 GameStop Corp., Class A CL A 36467W109 436 19064 SH SOLE 19064 Gen-Probe, Inc. COM 36866T103 1464 25090 SH SOLE 25090 General Mills, Inc. COM 370334104 3855 108328 SH SOLE 108328 Gilead Sciences, Inc. COM 375558103 24017 662707 SH SOLE 662707 Goldman Sachs Group, Inc., The COM 38141G104 12368 73548 SH SOLE 73548 Google, Inc., Class A CL A 38259P508 32115 54069 SH SOLE 54069 HSBC Holdings PLC, ADR SPON ADR NEW 404280406 768 15040 SH SOLE 15040 Hansen Natural Corp. COM 411310105 12976 248196 SH SOLE 248196 Health Care REIT, Inc. COM 42217K106 4767 100055 SH SOLE 100055 Hercules Technology Growth Cap COM 427096508 236 22751 SH SOLE 22751 Hologic, Inc. COM 436440101 1421 75500 SH SOLE 75500 Honda Motor Co, Ltd., ADR AMERN SHS 438128308 628 15900 SH SOLE 15900 Hospitality Properties Trust, COM SH BEN INT 44106M102 4611 200131 SH SOLE 200131 ICICI Bank, Ltd., ADR ADR 45104G104 203 4000 SH SOLE 4000 IDEX Corp. COM 45167R104 740 18910 SH SOLE 18910 Ingersoll-Rand PLC SHS G47791101 21206 450323 SH SOLE 450323 Intel Corp. COM 458140100 13416 637940 SH SOLE 637940 International Business Machine COM 459200101 2295 15636 SH SOLE 15636 Intuit, Inc. COM 461202103 42555 863187 SH SOLE 863187 Iron Mountain, Inc. COM 462846106 4278 171053 SH SOLE 171053 Itron, Inc. COM 465741106 465 8385 SH SOLE 8385 JPMorgan Chase & Co. COM 46625H100 20254 477474 SH SOLE 477474 Jamba, Inc. COM 47023A101 180 79500 SH SOLE 79500 Johnson Controls, Inc. COM 478366107 833 21799 SH SOLE 21799 Juniper Networks, Inc. COM 48203R104 1763 47750 SH SOLE 47750 Kraft Foods, Inc., Class A CL A 50075N104 26353 836338 SH SOLE 836338 Landstar System, Inc. COM 515098101 901 22000 SH SOLE 22000 Lowe's Cos., Inc. COM 548661107 12332 491707 SH SOLE 491707 Lufkin Industries, Inc. COM 549764108 1331 21334 SH SOLE 21334 Macy's, Inc. COM 55616P104 3472 137243 SH SOLE 137243 Marriott International, Inc., CL A 571903202 1211 29146 SH SOLE 29146 McDonald's Corp. COM 580135101 4799 62522 SH SOLE 62522 Microsoft Corp. COM 594918104 21302 762979 SH SOLE 762979 Mylan, Inc. COM 628530107 24950 1180765 SH SOLE 1180765 NIKE, Inc., Class B CL B 654106103 1619 18953 SH SOLE 18953 Nalco Holding Co. COM 62985Q101 904 28300 SH SOLE 28300 National Financial Partners Co COM 63607P208 295 22000 SH SOLE 22000 Natus Medical, Inc. COM 639050103 285 20110 SH SOLE 20110 NetApp, Inc. COM 64110D104 1910 34750 SH SOLE 34750 Nobel Learning Communities, In COM 654889104 147 20164 SH SOLE 20164 Noble Corp. NAMEN-AKT H5833N103 30756 859819 SH SOLE 859819 Nordson Corp. COM 655663102 25514 277684 SH SOLE 277684 Nuance Communications, Inc. COM 67020Y100 2173 119500 SH SOLE 119500 Nucor Corp. COM 670346105 12437 283812 SH SOLE 283812 Oneok, Inc. COM 682680103 37360 673518 SH SOLE 673518 Oracle Corp. COM 68389x105 7104 226966 SH SOLE 226966 Pall Corp. COM 696429307 2602 52476 SH SOLE 52476 Pentair, Inc. COM 709631105 832 22778 SH SOLE 22778 PepsiCo, Inc. COM 713448108 29051 444676 SH SOLE 444676 Pfizer, Inc. COM 717081103 7323 418246 SH SOLE 418246 Philippine Long Distance Telep SPONSORED ADR 718252604 281 4820 SH SOLE 4820 Portugal Telecom SGPS SA, ADR SPONSORED ADR 737273102 289 25230 SH SOLE 25230 Procter & Gamble Co., The COM 742718109 19342 300669 SH SOLE 300669 QUALCOMM, Inc. COM 747525103 48007 970040 SH SOLE 970040 Quanta Services, Inc. COM 74762E102 1221 61293 SH SOLE 61293 Quicksilver Resources, Inc. COM 74837R104 7473 506981 SH SOLE 506981 Range Resources Corp. COM 75281A109 2343 52096 SH SOLE 52096 Red Hat, Inc. COM 756577102 1415 31000 SH SOLE 31000 Rio Tinto PLC, ADR SPONSORED ADR 767204100 27506 383836 SH SOLE 383836 Riverbed Technology, Inc. COM 768573107 27703 787697 SH SOLE 787697 Roper Industries, Inc. COM 776696106 2457 32141 SH SOLE 32141 Royal Bank of Canada COM 780087102 342 6525 SH SOLE 6525 STEC, Inc. COM 784774101 221 12500 SH SOLE 12500 Salesforce.com, Inc. COM 79466L302 1050 7951 SH SOLE 7951 Sasol Ltd., ADR SPONSORED ADR 803866300 8135 156298 SH SOLE 156298 Sirius XM Radio, Inc. COM 82967N108 344 210000 SH SOLE 210000 SolarWinds, Inc. COM 83416B109 1155 60000 SH SOLE 60000 Southwestern Energy Co. COM 845467109 1484 39654 SH SOLE 39654 St. Jude Medical, Inc. COM 790849103 5753 134568 SH SOLE 134568 State Street Corp. COM 857477103 13485 291003 SH SOLE 291003 Statoil ASA, ADR SPONSORED ADR 85771P102 26005 1094040 SH SOLE 1094040 Stericycle, Inc. COM 858912108 627 7750 SH SOLE 7750 SuccessFactors, Inc. COM 864596101 962 33230 SH SOLE 33230 Suncor Energy, Inc. COM 867224107 18188 475008 SH SOLE 475008 Syngenta AG, ADR SPONSORED ADR 87160A100 21911 372769 SH SOLE 372769 Taiwan Semiconductor, ADR SPONSORED ADR 874039100 5795 462086 SH SOLE 462086 Talisman Energy, Inc. COM 87425E103 533 24000 SH SOLE 24000 Target Corp. COM 87612E106 7841 130396 SH SOLE 130396 Tenaris SA, ADR SPONSORED ADR 88031M109 304 6200 SH SOLE 6200 Teradata Corp. COM 88076W103 3089 75042 SH SOLE 75042 Terex Corp. COM 880779103 1769 57000 SH SOLE 57000 Teva Pharmaceutical Industries ADR 881624209 36393 698111 SH SOLE 698111 Texas Instruments, Inc. COM 882508104 1464 45043 SH SOLE 45043 TheStreet.com, Inc. COM 88368Q103 378 141437 SH SOLE 141437 Thermo Fisher Scientific, Inc. COM 883556102 6680 120657 SH SOLE 120657 Time Warner, Inc. COM NEW 887317303 7082 220138 SH SOLE 220138 Tower Group, Inc. COM 891777104 1448 56595 SH SOLE 56595 Transcend Services, Inc. COM NEW 893929208 288 14709 SH SOLE 14709 Trimble Navigation, Ltd. COM 896239100 1373 34375 SH SOLE 34375 Trina Solar, Ltd., ADR SPON ADR 89628E104 237 10100 SH SOLE 10100 Unilever PLC, ADR SPON ADR NEW 904767704 540 17500 SH SOLE 17500 Union Pacific Corp. COM 907818108 1830 19750 SH SOLE 19750 United Parcel Service, Inc., C CL B 911312106 1784 24574 SH SOLE 24574 United Therapeutics Corp. COM 91307C102 964 15250 SH SOLE 15250 VF Corp. COM 918204108 1374 15946 SH SOLE 15946 Vale SA, ADR ADR 91912E105 6192 179109 SH SOLE 179109 Vascular Solutions, Inc. COM 92231M109 362 30901 SH SOLE 30901 Veolia Environnement, ADR SPONSORED ADR 92334N103 3120 106252 SH SOLE 106252 Vodafone Group PLC, ADR SPONS ADR NEW 92857W209 27428 1037770 SH SOLE 1037770 Volcano Corp. COM 928645100 1147 42000 SH SOLE 42000 Watts Water Technologies, Inc. CL A 942749102 915 25000 SH SOLE 25000 Westell Technologies, Inc. CL A 957541105 318 97112 SH SOLE 97112 Whole Foods Market, Inc. COM 966837106 1597 31564 SH SOLE 31564 Willis Group Holdings PLC COM G96666105 11269 325416 SH SOLE 325416 Windstream Corp. COM 97381W104 3488 250214 SH SOLE 250214 optionsXpress Holdings, Inc. COM 684010101 12608 804585 SH SOLE 804585 CurrencyShares Euro Trust EURO SHS 23130C108 436 3270 SH SOLE 3270 ProShares UltraShort Euro ULTRASHRT EURO 74347W882 3047 150000 SH SOLE 150000 SPDR Gold Shares GOLD SHS 78463V107 6560 47290 SH SOLE 47290 WisdomTree Dreyfus Emerging Cu DRYES CURR ETF 97717W133 248 11000 SH SOLE 11000 iShares Barclays TIPS Bond Fun BARCLYS TIPS BD 464287176 5387 50100 SH SOLE 50100 iShares Silver Trust ISHARES 46428Q109 17384 576000 SH SOLE 576000 PNC Financial Services Group *W EXP 12/31/201 693475121 1154 80000 SH SOLE 80000
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